The Volokh Conspiracy

Mostly law professors | Sometimes contrarian | Often libertarian | Always independent | Est. 2002

The Volokh Conspiracy

Congress

Help Legislators Legislate Again

Legislative disfunction is at the root of many current controversies, and past legislation bears part of the problem.

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Congress needs to get back into the business of regular and routine legislating. Chris Walker and I explored some ways Congress could facilitate that endeavor in "Delegation and Time." This morning, I have a brief essay discussing how well-intentioned legislation—campaign finance legislation in particular—has hampered the ability of members of Congress to do their job. The essay is part of "100 Ideas in 100 Days," an initiative of the NYU Democracy Project.

The essay begins:

Congress is failing at its most basic constitutional function: legislating. While our representatives usually manage to pass appropriations bills and avoid extended government shutdowns, the regular process of lawmaking has largely ground to a halt. This breakdown isn't just about passing fewer bills; it represents a fundamental erosion of Congress's ability to govern. Congress used to revisit and reauthorize foundational statutes on a regular basis. No longer. Old, obsolete laws remain on the books and new laws to address new or emerging problems rarely get enacted. The resulting policy-making vacuum encourages executive overreach and fosters litigation, as federal agencies try to apply outdated statutes to contemporary problems.

Congress is supposed to be a deliberative body in which representatives negotiate, compromise, and build consensus on the nation's most pressing challenges. True legislating requires assembling coalitions to build a majority and overcome procedural hurdles. This, in turn, requires mastering complex policy questions and developing relationships and trust across the aisle. Successful legislating requires recognizing that people of good faith can disagree and accepting that successful legislation rarely pleases everyone completely.

Many factors contribute to this legislative paralysis. Structural rules like the Senate filibuster often get blamed, but these same procedures didn't prevent meaningful legislative action in previous decades. The root causes of persistent obstruction and legislative inertia lie elsewhere. Some contributors are apparent, such as the increase in political tribalism. Others, less so, such as campaign finance rules.

As I discuss, campaign finance laws effectively require members of Congress to spend more time fundraising and less time legislating. The time spent in phone banks and fundraising events eclipses time developing expertise, caucusing with other legislators, and working the legislative process. Worse, these laws incentivize attention-seeking behavior that can attract small-dollar donors from across the country, and effectively discourage compromise and coalition-building. (Put another way, we can thank campaign-finance laws for the likes of Marjorie Taylor Greene.)

The essay closes:

The irony is stark: campaign finance rules designed to democratize political fundraising and reduce the influence of special interests have inadvertently made legislating more difficult. However well-intentioned, limits on individual contributions and party support have undermined the activities necessary for effective governance—relationship-building, compromise, and nuanced policy development.

Loosening existing contribution limits would not be a silver bullet. There are other factors that fuel performative politics and tribal division. But making it easier for legislators to do their actual jobs is necessary if legislators are to legislate again.

Restoring Congress's capacity to govern will require more than procedural reforms. It demands a hard look at how existing laws, including campaign finance limits, shape legislative behavior and undermine our capacity for legislative governance.

My essay is here. The full series of 100 ideas in 100 days, which features contributions from across the political spectrum, is here.

Free Speech

First Circuit Rejects Harassment Claim Based on MIT Anti-Israel Protests: "[W]e Do Not Construe Title VI as Requiring a University to Quash Protected Speech"

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A necessarily oversimplified excerpt from the >12K-word Stand with Us Center for Legal Justice v. MIT, decided by First Circuit Judge William Kayatta, joined by Judge Gustavo Gelpi and District Judge William Smith (D.R.I.):

Title VI of the Civil Rights Act mandates that "[n]o person in the United States shall, on the ground of race, color, or national origin, be excluded from participation in, be denied the benefits of, or be subjected to discrimination under any program or activity receiving [f]ederal financial assistance." To hold MIT liable for violating this mandate, plaintiffs pursue a hostile environment, or "harassment," theory ….

Because plaintiffs base their claim so heavily on what the protestors said and wrote, we consider first whether plaintiffs' proposed application of a harassment claim under Title VI comports with First Amendment principles….

{[W]e do not construe Title VI as requiring a university to quash protected speech.} In light of [the] overriding interest in open debate, speech made in public that is related to matters of public concern has been given "special protection under the First Amendment" and thus "cannot be restricted simply because it is upsetting or arouses contempt." Snyder v. Phelps (2011) (internal quotations omitted) (protecting speech of Westboro Baptist Church protestors chanting "God Hates You," "Thank God for Dead Soldiers," and "Priests Rape Boys" at a funeral for a deceased soldier); Rodriguez v. Maricopa Cnty. Cmty. Coll. Dist. (9th Cir. 2010) (finding a community college was not required to restrict a professor's emails related to immigration, race, and the "preservation of [a] White majority" because "[t]he Constitution embraces … a heated exchange of views, even (perhaps especially) when they concern sensitive topics like race").

Similarly, the Supreme Court has long upheld "[t]he essentiality of freedom in the community of American universities," warning that "[t]o impose any strait jacket upon the intellectual leaders in our colleges and universities would imperil the future of our Nation." … Here, the student protestors engaged in speech on a matter of public concern—the conflict in Gaza—while on the campus of a private university in which they were enrolled. MIT chose to restrict that speech in part and allow it to continue in part. Now, plaintiffs seek to hold MIT liable, under a federal statute, for its failure to curtail that speech even further.

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The Asymmetry on Standing for Liberals and Conservatives

Justice Kagan acknowledged an unspoken truth in standing law: it is easier for blue litigants to have standing than for red litigants.

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There are many asymmetries in the law between liberals and conservatives. The Voting Rights Act presents an asymmetry, as the law creates a de facto bonus for Democrats.

Standing doctrine is another significant asymmetry. In theory at least, this procedural doctrine should follow neutral principles, without regard to the merits. But my sense is that standing law is not applied neutrally. More often than not, blue states have standing but red states do not.

This disparity could be chalked up to the preference to dump hard cases on standing grounds to avoid deciding tough issues. But there may be another explanation. Liberals tend to file suits about the enforcement of the law, while conservatives tend to file suits about the non-enforcement of the law. Liberals can usually point to a clear injury in fact because a conservative government is causing that injury through the execution of the law. By contrast, conservatives have a harder time showing an injury because a liberal government is not executing the law, and thus not causing injuries.

Perhaps the most obvious example arises in challenge to immigration policies. Conservatives enforce immigration laws, so standing is clear. By contrast, through policies like DACA or DAPA, liberals do not enforce immigration laws, so states have to get creative on standing. Another prominent example is election law. Conservatives seek to tighten voting rules, through laws concerning voter ID, absentee ballots, ballot access, poll locations, and the like. Liberals try to not enforce those laws, and thereby loosen the rules of voting. The former type of laws create clear injuries in fact, while standing in the latter types of cases are not so clear.

During oral argument in Bost v. Illinois State Board of Elections, this asymmetry was acknowledged in candid terms.

Justice Alito stated the issue plainly:

JUSTICE ALITO: You have several arguments, and I don't want to get into most of them right now. But, on the issue of competitive injury, it's not clear to me why you couldn't have done a lot better than you did in your complaint and alleged what I think a lot of people believe to be true, which is that loosening the rules for counting votes like this generally hurts Republican candidates, generally helps Democratic candidates. Why didn't you pursue that? Why didn't you try to do something with that?

Justice Alito was miffed that Bost did not simply argue that the Democratic Illinois legislature extended the deadline to help Democrat candidates. Injury in fact, ipso facto. In other words, the very nature of the injury is that Republican candidates are generally hurt by the counting of late-arriving ballots. According to Justice Alito, this issue is not speculative, as the injury in Clapper was. Rather, the injury is virtually certain to happen: Democratic voters cast more absentee ballots, and Illinois knew this when it enacted the challenged law.

Justice Kagan acknowledged the premise of Justice Alito's comment:

JUSTICE KAGAN: So I'm curious, Mr. Clement --and I am going to actually limit this to Democrats and Republicans to --for purposes of this question. I mean, in a lot of these suits, it's the parties that sue, right? The RNC sues or the DNC sues. And, as Justice Alito suggested, it's usually fairly predictable what rules the RNC is going to sue on and what rules the DNC is going to sue on, and both have their favorite rules and their disfavored rules. And --and, usually, we don't think about standing in that area. But I'm wondering whether you think, like, I would think that the same standard should basically apply, that whether we think about it or not, what we're really asking is, is this the kind of rule that is likely to put your candidate at a disadvantage relative to where he was before? And, I mean, do you think that there's some separate inquiry for individuals, for candidates, as opposed to parties when they sue for these rules? . . .

Later, Justice Kagan referred back to the types of laws that Democrats challenge, such as restrictions on Sunday voting. Though she didn't say which laws that Republicans favor, she just referred, obliquely, to "different kinds of rules."

JUSTICE KAGAN: I don't think we've ever actually asked the RNC or the DNC to do anything like that. What we've asked the -the parties to do is to --and this is why you don't get these cases thrown out on standing grounds, because there are perfectly easy ways for a party to say why a new rule is going to harm them in the electoral game. You know, when --when Sunday ballot --when Sunday voting is shut down, the Democratic Party rolls into court and says this is going to harm us and the suit goes forward, and similarly for the Republican side on different kinds of rules.

Paul Clement responded to Justice Kagan's question in a fairly diplomatic sense. He said that Democrats challenge laws that "operate negatively directly on voters."

MR. CLEMENT: And one of the things that I think is particularly problematic is --you said it yourself --like, there are certain of these rules that the Democrats don't like and certain of these rules -

JUSTICE KAGAN: No question.

MR. CLEMENT: --that the Republicans don't like. Well, the rules that the Democrats don't like tend to operate negatively directly on voters. And so, when the --when the Democrats come in, they can marry up with a couple of voters and the Court can say the voters have standing, so we're done, we don't even have to think about the party or the candidate.

By contrast, Republicans challenge laws that make it easier to count votes.

MR. CLEMENT: The Republicans in a lot of these cases are challenging rules that allow you to keep counting ballots forever, keep the voting place open forever.

This, in a nutshell, is the asymmetry.

I think it likely that the Court will find standing in Bost. The Court's conservatives will see this asymmetry, and attempt to level the playing field. There cannot be unilateral disarmament on standing. And Justice Kagan, who served in the White House, sees this political problem. If I had to guess, either Justice Kagan or Justice Kavanaugh will have the majority opinion.

I am not certain about Justice Barrett. Going into the argument, I thought that the standing stickler would find that Bost's injury was too speculative. I also wondered how Barrett would find redressability with this pre-enforcement challenge. Yet, during the argument, Barrett was very quiet and only asked a few questions. She did ask about whether there was a "history and tradition" for this sort of standing, under Transunion. There was no interest on this issue from the other Justices. I don't think Justice Barrett would want to create a "bespoke" standing rule for election cases. She will favor her neutral principle of never finding standing. Maybe she was surprised with the tenor of the argument, especially that Justice Kagan favored a finding of standing? I can see this case going 6-3, or even 7-2 with Barrett and Jackson writing separate dissents. Take my prediction for what you paid.

Finally, there is another unstated premise that was discussed.

What, in particular, is the problem with extending the deadline by two weeks? Why does Bost need to keep his campaign staff employed for those two weeks? Paul Clement stated the obvious: chicanery can happen if there is more time to count ballots:

MR. CLEMENT: And, you know, I think it's telling that what --what you'd be paying for in using your volunteer resources for in that last two weeks is the --the --the --the --the ballot monitoring and the rest and the poll watching as they count these late-arriving ballots, and, you know, no less an authority than the League of Women Voters at page 20 of their amicus briefs says it would be political malpractice not to do this.

Justice Alito echoed this concern:

Why isn't that straightforward? Mr. Clement says, look, it's --it's political malpractice not to continue poll watching and related activities until the --the final bell actually tolls.

What is the fear? I suspect that Bost wold argue that in close elections, Illinois Democratic machines will "find" (gasp!) votes to make up any differences in vote counts. That is why Bost pays his team to keep monitoring the counting until the final bell is tolled.

SCOTUS Still Has PTSD From The 2020 Election

The Court will likely find standing in Bost to avoid the "nightmare scenario" of cancelling votes after they are cast.

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Yesterday I wrote about Paul Clement's "Article III of the Deal" in Bost v. Illinois State Board of Election. It seems that the Court will find that a member of Congress has standing to challenge a law that permits the counting of absent ballots that are received two weeks after election day. Before the election, the law does not operate directly on candidates. And even after the election, the late-arriving ballots may have no appreciable impact on the outcome of the race. But during oral argument, several justices were mortified by the prospect of funneling these cases to post-election litigation. Specifically, the Justices worried that if the court finds that the Constitution prohibits counting these ballots, then judges would have to disqualify ballots. Indeed, the Supreme Court in particular might have to decide the outcome of the election!

It seemed clear that the Justices still have PTSD from the aftermath of the 2020 election.

Paul Clement, counsel for Representative Bost, spoke to these fears during his opening:

That decision is not only wrong but dangerous. It needlessly injects federal courts into the role of political prognosticators. It risks denying judicial access to minor party candidates, and it shuffles election disputes into the closest races and the worst possible context: Election disputes after the election, where federal courts are in the uncomfortable position of having to pick the political winners.

Justice Kavanaugh asked what would happen if this challenge was brought after the election. Paul Clement described throwing out votes as the "nightmare scenario."

JUSTICE KAVANAUGH: If it were after the election, how would that play out? In other words, if the litigation over issues like this were funneled to post-election? . . . So let's say the losing candidate sues, challenging this rule, and let's say the Court finds it --post-election, finds it illegal. We faced this in 2020 in some of our many cases pre-election. What's the remedy? . . . Do you throw out those votes? Because, if you do, some of those voters might say: Oh, I actually would have voted earlier if I had known. I'm just trying to figure out how that would play out.

MR. CLEMENT: So I think that would be the right remedy. And I think that's kind of a nightmare scenario for exactly the reason that you point out. And I don't think there's any reason for the standing rules to basically say that you have to decide all these issues in those nightmare scenarios or even in the very closest districts.

Later, Justice Kavanaugh reiterated that it would be the Supreme Court, in particular, that would have to decide these contests:

Kavanaugh: You've mentioned the word "chaos" a few times. I guess I'm worried about the chaos of post-election litigation and how would that play out in a circumstance like a challenge to this particular ballot-counting rule. In particular, let's suppose post-election challenge; therefore, no real issue of standing in a real close election, and the rule is found invalid. Have you thought about what the remedy would be in that circumstance? And it presumably comes to this Court. Maybe the House elections ride on it, so we know --we know which way we rule what the impact will be, which is never a good position.

Chief Justice Roberts, who is usually very reserved, seemed agitated by the Respondent's rule. He described Illinois's position as leading to a "potential disaster."

CHIEF JUSTICE ROBERTS: I'm sorry. Look, what you're sketching out for us is a potential disaster. In other words, you're saying, if the candidate's going to win by 65 percent, no standing. But, if the candidate, you know, hopes to win by a dozen votes --and there are places in the country where that happens over and over again --then he has standing. But we're not going to know that until we get very close to the election, right? And so it's going to be in the middle, the most fraught time for the Court to get involved in electoral politics. That's when you say we should jump in, as opposed to the more general, broad rule, Mr. Clement's broadest rule, I guess, is, look, he's a candidate. He's challenging a rule in the election. You know,-isn't that enough? And one reason, as I say, we'll be deciding that case then, you know, six months, nine months, maybe two years before the election, as opposed to the day after the votes have been counted.

Chief Justice Roberts, more than any member of the Court, wants to keep the judiciary out of post-election disputes. Then again, Roberts and Kavanaugh did not vote to grant cert in Republican Party of Pennsylvania v. DeGraffenreid (2021). This case would have decided the power of the state supreme court to alter deadlines for mailed ballots, outside the context of a pending election. The majority found the case was moot. Justice Alito, in dissent, aptly stated, "Now, the election is over, and there is no reason for refusing to decide the important question that these cases pose." He was right.

Judge Oldham Wants To Restore A Judiciary Without Horizontal Stare Decisis

Judges would find the law, rather than mechanically following every word that appears in a published opinion.

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This evening, Judge Andrew S. Oldham of the Fifth Circuit gave the Joseph Story Distinguished Lecture at the Heritage Foundation. I was pleased to be in attendance. The topic was provocative and will no doubt be controversial. Judge Oldham favors the elimination of horizontal stare decisis. As a result, an earlier three-judge panel on a court of appeals would not bind a later three-judge panel on that same court of appeals. Judge Oldham would eliminate what the Fifth Circuit calls the "Rule of Orderliness." Why is it called the "Rule of Orderliness"? In the absence of this rule, some would argue, there would be disorder, but this rule maintains order.

At first blush, this topic may seem crazy, even heretical. But Judge Oldham has provided a deep theoretical defense of his position. Given this is the Story lecture, Oldham focuses on one of Justice Story's most revered, yet reversed, decisions: Swift v. Tyson. As every 1L learns, Justice Story argued that the common law could be found by federal judges. Of course, Erie reversed Swift. But Steve Sachs has convinced me that Story was right and Brandeis was wrong. Indeed, the classical view was that law could be found. The seriatim opinions in Chisholm v. Georgia, for example, did not purport to state the law; these decisions attempted to find that law. It is a modern, Holmesean innovation that judge can simply "declare" what the law is. And this declaratory vision of the law has, regrettably, given rise to the scourge of judicial supremacy.

From this premise, Oldham argues that every judge, in every case, should "find" what the law is. The judicial oath demands no less. Yet horizontal stare decisis, and the rule of panel precedent, prevent judges from doing just that. Their hands are tied by the rule of orderliness. Rather, as soon as Panel A decides some issue, panels B through Z are required to mechanically follow every jot and tittle of Panel A's decision. It does not matter how poorly reasoned Panel A's decision was, or whether Panel A consulted the Constitution's original meaning, or whether the parties adequately presented all necessary argument to Panel A. There is a first mover's advantage. And the rule of orderliness is premised on not trusting the Judge of Panel B to faithfully find the law. Instead, they have to be told what to do.

Would eliminating the rule of orderliness bring about disorder? Oldham says no. Indeed, he thinks the current regime is extremely problematic. More than 80% of circuit decisions are designated as "unpublished." Moreover, en banc review is exceedingly rare. For example, the Fifth Circuit the en banc court sits about a dozen times per years. Yet, about 10% of the Supreme Court's merit docket is from unpublished cases. So the Justices do not seem troubled by whether a circuit precedent is itself precedential.

Judge Oldham's speech will, as I noted, prove controversial. I suspect several members of his own court, who are vigorous proponents of the rule of orderliness, will vigorously disagree.

I, for one, need to chew on this topic for some time. I already constrain the scope of stare decisis in the lower courts, to pursue the Constitution's original meaning. Judge Oldham's proposal would likely aid my proposal.

I encourage everyone to watch the lecture, and see what you think. Agree or disagree, Judge Oldham will give everyone some food for thought.

Free Speech

Conservative Activist Robby Starbuck Alleges Massive Defamation by Google AI

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From the Complaint in Starbuck v. Google (not to be confused with the now-settled Starbuck v. Meta, which appears to have involved a different model and at least largely different hallucinations):

For nearly two years, one of the largest companies in the world—Google—has spread radioactive lies about Robby Starbuck through its AI products. When users submit queries to Google's AI platforms about Mr. Starbuck, they receive a "biography" that is outrageously false, whereby Mr. Starbuck is portrayed as (among other things) a child rapist, a serial sexual abuser convicted of assault, one who engages in financial exploitation, one who engages in "black ops" tactics such as illegal campaign finance practices, and a shooter—in short, as a monster. These lies continue today. [This is followed by extensive examples. -EV] …

In sum: over a period of two years and continuing, Google's AI tools systematically manufactured and published extremely damaging false claims about Mr. Starbuck, as well as fake 'sources' for its lies, despite periodically acknowledging that they were doing so. While Google and its executives were put on repeated notice and were aware of these falsehoods, they did nothing to prevent the continued defamation from occurring….

Earlier this year, Mr. Starbuck was approached by a woman who asked Mr. Starbuck if she could pose an "embarrassing question," which was: "is it true you had all those women accuse you?" As context, this woman told Mr. Starbuck that her "mom's group" had been discussing whether to support Mr. Starbuck's business causes, and one member of the group had pulled up a "biography" of Mr. Starbuck generated by Google AI, which claimed there were assault allegations against Mr. Starbuck….

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"The Article III of the Deal" by Paul Clement

In Bost, Paul Clement engaged in negotiations with the Justices about the proper standing rule.

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On October 8, the Supreme Court heard oral argument in Bost v. IL Bd. of Elections. The merits question in this case is juicy: does federal law prohibit states from accepting congressional ballots after election day? But in Bost, the Supreme Court only considered the threshold issue: does a congressional candidate have standing to bring a pre-enforcement challenge to a state law that allows the state to receive ballots for two weeks after election day?

A divided panel of the Seventh Circuit found that Representative Mike Bost, an Illinois Republican, did not have standing. The panel's ruling turned in large part on the fact that Bost was an incumbent, and had won many elections by a sizable margin. The court reasoned that any late-arriving ballots might have affected his margin of victory, but would not have affected the ultimate outcome. Moreover, Bost argued that he suffered a "pocketbook" injury because he had to maintain his campaign staff for two additional weeks. The Seventh Circuit panel ruled that this injury was self-inflicted, because the law did not require him to maintain his staff, even as late-arriving ballots are counted.

Going into the argument, I was fairly confident the Supreme Court would reverse this ruling. At a minimum, the Seventh Circuit's opinion forces these sorts of challenges into the post-election context, and we all know how well that worked out after the 2020 election. What I wasn't sure about was which rule the Court would adopt.

As things turned out, Paul Clement, counsel for Bost, would present an entire menu of options for the Justices. These arguments were unlike anything I had seen before. There was an ongoing dialogue between Clement and the Justices about what test to adopt. Indeed, it seemed more like a mediation than an oral argument. A Justice would ask "What about this test?" and Clement would respond with "I could accept that, but I'd like something better."

Call it "The Article III of the Deal." By the time Clement sat down, the case was basically over. I'll talk more about some of the arguments by Illinois in another post.

Here, I will flag some of the negotiation tactics. (Note to self: if I ever have to buy a used car, bring Paul Clement.)

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Privacy

"The Language of [the California Invasion of Privacy Act] Is a Total Mess," Which Gets "Bigger as the World Continues to Change"

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From Judge Vince Chhabria's opinion Friday in Doe v. Eating Recovery Center LLC (N.D. Cal.):

The California Invasion of Privacy Act (CIPA) was enacted in 1967 to criminalize wiretapping and eavesdropping on confidential communications. Although it is a criminal statute, CIPA also authorizes victims to bring civil actions against those who violate the statute, allowing recovery of civil penalties of $5,000 per violation or three times the amount of actual damages—whichever is greater. See Cal. Penal Code § 637.2(a).

The language of CIPA is a total mess. It was a mess from the get-go, but the mess gets bigger and bigger as the world continues to change and as courts are called upon to apply CIPA's already-obtuse language to new technologies. Indeed, we have reached the point where it's often borderline impossible to determine whether a defendant's online conduct fits within the language of the statute.

This is such a case. The plaintiff seeks to impose CIPA liability on a website operator for using a third party to perform data analytics and targeted advertising. In particular, liability here turns on whether the third party "read" or "attempt[ed] to read" or attempted "to learn" the contents of an internet communication between the plaintiff and the website operator while that communication was "in transit." If so, the website operator could be liable to the plaintiff under CIPA for enabling the third party to engage in that conduct.

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Free Speech

Lawyer Suspended for Over-Aggressive Demand Letter in Libel Case

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From an N.H. S. Ct. decision earlier this year in Appeal of Hoppock; I thought the letter involved was likely too aggressive, but I'm surprised that the court found it to be a violation of the professional rules:

Hoppock represented a party with whom the complainant was involved in a dispute over the registration of a trade name. In June 2019, the complainant filed a grievance with the Attorney Discipline Office (ADO) regarding a letter, dated May 20, 2019, that she received from Hoppock…. The letter stated that the complainant had defamed Hoppock's client on social media and warned, "As you will soon find out, legal consequences shall befall you because of your reckless defamatory conduct." The letter continued, in pertinent part, to state:

[L]et me be very clear. I will not get into it with you and your ill, immature feelings toward [Hoppock's client] … which have now landed you in a difficult legal position.

What I will do is sue you for negligently or intentionally (or very recklessly) publishing falsely defamatory statements concerning [the client] to third parties ….

These are actionable statements for which [the client] demands Two Hundred Fifty Thousand ($250,000.00) Dollars in order to settle this problem, which I remind you is totally of your own making….

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Second Amendment Roundup: 3d Circuit Oral Argument on N.J. Rifle Ban

The en banc court exhibited a deep understanding of the issues.

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On October 15, the Third Circuit en banc heard arguments on New Jersey's prohibition on numerous semiautomatic firearms (pejoratively named "assault firearms") and magazines holding over ten rounds.  Three cases were consolidated under the title Association of New Jersey Rifle & Pistol Clubs, Inc. (ANJRPC) v. Attorney General New Jersey.  The district court in ANJRPC held the rifle ban to violate the Second Amendment but upheld the magazine ban.  Earlier, a Third Circuit panel upheld the magazine ban, but the Supreme Court ordered it to reconsider in light of Bruen.  In August, the Third Circuit sua sponte ordered that the appeal of the district court decision be held en banc.

Predictably, the "common use" test set forth in Heller and Bruen was at the heart of the controversy.  The challengers argued that the banned firearms are bearable "arms" in the meaning of the text, and that the Supreme Court in Heller decided that arms in common use may not be banned under the history and tradition test.  Counsel agreed with a judge that the banned firearms are in common use both numerically and as determined by the numbers of gun owners.  The Supreme Court in Staples, and most recently in S&W v. Mexico, acknowledged that AR-15 rifles are commonly possessed by Americans.

New Jersey rejected what it called a "popularity test" for common use and argued that the banned firearms and magazines are not in common use, meaning that on average a gun is fired only 2.2 times in self-defense.  But "common use" refers to "keeping and bearing" and not "shooting/going bang bang" at a bad guy.  To use arms as in to keep and bear means, as Heller stated, "to possess and carry weapons in case of confrontation."

Judge Hardiman noted that Heller referred to defense against tyranny three times, and that self-defense being the "central component" of the Second Amendment implied other lawful purposes.  New Jersey changed the subject to machineguns, suggesting that the high number of registered machineguns – 176,000 – proved the numerosity test to be unworkable.  Judge Hardiman countered that they are bound by Heller's statement that machineguns are not protected.  Moreover, the challengers noted, registered machineguns are largely held today as collector's items, not for self-defense, and many are not even functional.  This is a phantom question that the court need not resolve.

Moreover, the challengers pointed out that, unlike semiautomatics with magazines that have been chosen by Americans for over a century, machineguns were never widely accepted into the market as useful for self-defense, not to mention hunting and target shooting.  While a semiautomatic can pinpoint aggressors and avoid bystanders in a self-defense situation, indiscriminately firing in full automatic cannot distinguish the guilty from the innocent.

That got into the issue of arms that are "dangerous and unusual."  Judge Matey asked whether the element of creating "terror to the people" implied that the people at large are a factor in what is common use.  The challengers responded that doing so was a common-law offense but that carrying arms peaceably is not subject to a heckler's veto.  Arms that are commonly carried are not dangerous and unusual.

While most historical references use the term "dangerous and unusual," New Jersey contended that some also use the formulation "dangerous or unusual," citing Blackstone.  But Blackstone referred not to mere possession, but to "riding or going armed, with dangerous or unusual weapons, … terrifying the good people of the land."  Heller used the term "dangerous and unusual," and Justice Alito, concurring in Caetano, wrote that "this is a conjunctive test: A weapon may not be banned unless it is both dangerous and unusual."  And Bruen found aspects of English history "ambiguous at best," seeing "little reason to think that the Framers would have thought it applicable in the New World."

New Jersey then claimed that "dangerous or unusual" actually boils down to the test of "unusually dangerous," a term never used by the Supreme Court.  In any event, it ultimately doesn't matter, because common arms cannot be unusually dangerous.

In response to a question of whether the people decide subjectively what they deem appropriate for self-defense, New Jersey argued that "the people" through their representatives decide what is unusually dangerous based on their perception of "objective characteristics."  As one judge suggested, since all firearms are dangerous under the alleged dangerous-or-unusual test, no limit would exist on what the legislature may choose to ban, despite what the people choose.

New Jersey responded that AR-15s have been used in mass shootings, to which another judge noted that handguns are used in the majority of murders, yet Heller held them to be protected.  Indeed, the Virginia Tech shooting in 2007 involved the criminal using modern semiautomatic handguns with so-called "large-capacity magazines," yet a year later, the Supreme Court decided Heller.  Not to mention that there were other similar pre-Heller murders, showing that mass shootings were not considered "unprecedented" in the minds of the Justices even back in 2008.

New Jersey counsel was fixated on the "Bowie knife craze" of the nineteenth century that prompted laws that are supposedly the most substantial analogues for New Jersey's rifle and magazine ban.  But most of those laws restricted only concealed carry, not possession. What is more, the outcome of cases challenging Bowie knife laws turned on common use. For example, the Texas Supreme Court held in Cockrum v. State (1859) that citizens had a right to carry Bowie knives for lawful self-defense, even though the Bowie knife was the "most deadly of all weapons in common use."

Since the focus was on the AR-15 semiautomatic rifle, the question arose whether the court should remand the case to the district court for fact finding on the other rifles as well as the shotguns and handguns on the ban list.  The challengers answered in the negative, as all (except one shotgun) were semiautomatics and shared many of the same features. Staples drew the line at full automatics versus semiautomatics.  Moreover, the burden was on New Jersey to demonstrate that each and every weapon it sought to ban was not in common use.  It had ample opportunity to fulfill that burden but failed to introduce such evidence.  See Mark W. Smith, "What Part of 'In Common Use' Don't You Understand?" JLPP (2023) (the common-use issue is encompassed in the history-tradition test of Bruen and, thus, the burden rests with the government to prove a banned arm NOT in common use).

New Jersey argued that in contrast to handguns, AR-15s have muzzle velocity that can shoot through walls and can fire out to 500 yards, features not appropriate for self-defense.  A judge stated that a rifle may be better for self-defense in a rural area, asking whether the Second Amendment recognizes a rural-urban distinction.  New Jersey responded that a Bowie knife or a machinegun could also be useful for self-defense, but are still not protected.  Once again, that side steps the fact that AR-15s meet the common-use test.  Also recall that the majority in Bruen rejected Justice Breyer's dissenting argument that violence with firearms is "more common in urban areas than rural ones."

Since the record established that AR-15 rifles typically come with magazines holding no more than thirty rounds, which in turn are in common use, the question arose of whether a facial challenge is proper since the record reflected nothing about magazines holding over thirty rounds.  The challengers responded that the ban is facially unconstitutional because it essentially bans all magazines that hold over ten rounds, making it invalid in all applications.  It is not an element of the criminal offense that a magazine hold over thirty rounds.  Similarly, Heller facially invalidated a handgun ban in toto, even though it suggested that full automatics could be banned.  And Bruen facially invalidated New York's "may-issue" carry regime even though the Court reaffirmed that felons could be banned from public carry and that "sensitive places" may exist that warrant a carry ban in certain locations.

New Jersey sought to depict the facial challenge as improper because plaintiffs didn't challenge the law's subsection defining firearms equipped with bumpstocks as "assault firearms."  Since these items are not at issue, the challengers responded that the court could view the case as challenging the other subsections of the assault weapons definition. Whether that is characterized as facial with respect to those subsections or as-applied is a matter of semantics.

Early in the argument, one of the judges warned that they must not "stray into intermediate scrutiny," which Bruen soundly rejected.  New Jersey counsel did just that with the argument that the state, not the people, decide what is so "unusually dangerous" that it can be banned.  That wholly flips the purpose of a guarantee in the Bill of Rights, which confirms "the right of the people" themselves to pick the arms they desire to keep and bear.

With the new Administration, circumstances are changing in the Second Amendment space.  The United States filed an amicus curiae brief on behalf of the challengers.  Moreover, the composition of the Third Circuit recently changed.  Judge Emil Bove took the bench in July, and Judge Jennifer Mascott was sworn in shortly before the oral argument.  If the court holds that New Jersey's firearm and magazine bans violate the Second Amendment, as it should, it will – to use Justice Kavanaugh's words in Snope – "assist [the Supreme] Court's ultimate decisionmaking on the AR–15 issue."

I litigated the New Jersey rifle and magazine bans decades ago in Coalition of New Jersey Sportsmen v. Whitman (D. N.J. 1999), aff'd (3d Cir. 2001).  That was pre-Heller, so we focused on vagueness and equal protection.  The state argued that the ban list consisted of semiautomatics, but many have machinegun names, most obviously the Avtomat Kalashnikov (Russian for Kalashnikov's automatic rifle).  At oral argument in the Third Circuit, one of the judges disagreed with our vagueness argument, unbelievably stating that "everyone knows what an assault weapon is, it's a submachinegun with a silencer."  Predictably, we got an adverse ruling.  We've come a long way since then.

Ninth Circuit Panel (by 2-1 Vote): President Trump Likely Lawfully Ordered National Guard to Portland

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From the majority opinion in Oregon v. Trump, by Judges Bridget Bade and Ryan Nelson:

After considering the record at this preliminary stage, we conclude that it is likely that the President lawfully exercised his statutory authority under 10 U.S.C. § 12406(3), which authorizes the federalization of the National Guard when "the President is unable with the regular forces to execute the laws of the United States." The evidence the President relied on reflects a "colorable assessment of the facts and law within a 'range of honest judgment.'"

As a result, the panel stays the district court's temporary restraining order that blocked the deployment. Judge Nelson has a separate concurrence, further defending this result. Judge Susan Graber has a dissent.

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