The Volokh Conspiracy
Mostly law professors | Sometimes contrarian | Often libertarian | Always independent
Lawyer Suspended for Over-Aggressive Demand Letter in Libel Case
From an N.H. S. Ct. decision earlier this year in Appeal of Hoppock; I thought the letter involved was likely too aggressive, but I'm surprised that the court found it to be a violation of the professional rules:
Hoppock represented a party with whom the complainant was involved in a dispute over the registration of a trade name. In June 2019, the complainant filed a grievance with the Attorney Discipline Office (ADO) regarding a letter, dated May 20, 2019, that she received from Hoppock…. The letter stated that the complainant had defamed Hoppock's client on social media and warned, "As you will soon find out, legal consequences shall befall you because of your reckless defamatory conduct." The letter continued, in pertinent part, to state:
[L]et me be very clear. I will not get into it with you and your ill, immature feelings toward [Hoppock's client] … which have now landed you in a difficult legal position.
What I will do is sue you for negligently or intentionally (or very recklessly) publishing falsely defamatory statements concerning [the client] to third parties ….
These are actionable statements for which [the client] demands Two Hundred Fifty Thousand ($250,000.00) Dollars in order to settle this problem, which I remind you is totally of your own making….
I will file the Complaint with the Court by June 1st if [the client] has not received your check, in good funds, by that date. Let me be very clear about one more point: You should be very concerned you will have "a lot to lose" by saying the things you have said about [the client]; we will pursue you until you have nothing left, except assets exempt from judicial execution….
In the event you decline [the client's] generous settlement proposal, you are advised and warned not to destroy or alter, in any manner, any evidence that may be subject to or pertinent to any related claims of [the client]….
I strongly encourage you to pass this letter on to your insurance agent and attorney, without delay.
The complainant received a second letter, dated June 6, 2019, along with a draft release and settlement agreement. The second letter essentially informed the complainant that if she did not settle, she would have to pay "enormous legal fees."
The court held that this violated N.H.R. Prof. Conduct 4.4(a), "In representing a client, a lawyer shall not take any action if the lawyer knows or it is obvious that the action has the primary purpose to embarrass, delay or burden a third person":
We agree with the PCC's [Professional Conduct Committee's] conclusion that "[d]rafted as it was to an unrepresented party, it is objectively obvious that the primary purpose of Attorney Hoppock's May 20, 2019 letter was to burden [the complainant] within the meaning of Rule 4.4(a)." Or, stated differently, it would be obvious to a reasonable person that the primary purpose of the letter was to burden the complainant through intimidation….
The court also upheld a 6-month suspension ("two months of which are imposed and four months of which are stayed … for two years on [specified] conditions"), partly because of "Hoppock's 'stipulation to a similar violation of the same rule less than two years prior to him composing the letter to [the complainant],' for which violation, the record reflects, he received a reprimand."
Editor's Note: We invite comments and request that they be civil and on-topic. We do not moderate or assume any responsibility for comments, which are owned by the readers who post them. Comments do not represent the views of Reason.com or Reason Foundation. We reserve the right to delete any comment for any reason at any time. Comments may only be edited within 5 minutes of posting. Report abuses.
Please
to post comments
" . . . regarding a letter, dated May 20, 2019 . . . . "
2019?!?
Lawyers gotta lawyer.
And agree with Prof. Volokh about, " . . . the court found it to be a violation of the professional rules."
Read in isolation, it does seem a tad excessive - which suggests that there's more going on and this should not be read in isolation. I speculate that the judge has prior experience with this lawyer's shenanigans and finally got fed up.
I the opinion it mentions that he had previously received a reprimand for a similar violation, but does not get into much detail.
I don't really think it counts as speculation when it explicitly says so, right above:
Ah, missed that paragraph. (Page load failure? Or careless reading? Not sure now but my browser has been a little wonky lately.) Thank you.
I am very confused by the holding that this is a disciplinary rule violation.
Is it per se unreasonable to send a demand letter to an unrepresented defendant in NH?
Or is the issue here that a $250,000 demand was objectively unreasonable given the facts of the case? That would make a lot more sense, but it was not clear to me from the opinion.
I think it's pretty clear that it was the combination of factors that troubled the court: he wrote a thuggish demand letter which made a probably unsupportable demand for a payment of $250,000 on just 10 days' notice to an unrepresented party.
If any of those factors hadn't been present — if it had been sent to the recipient's lawyer (or if the recipient were one), if it had been a cease&desist rather than a demand for payment, if the recipient had been given more than a few days' notice — it probably would've come out differently.
So it should be actionable against a lawyer to make a "thuggish" or unreasonable demand letter if he or she does not account for the fragility of the party to whom it is addressed? Assuming it is bad form, why is it unethical?
You are not supposed to take advantage of an unrepresented party's lack of understanding of what is reasonable and unreasonable, so it may well not be kosher to impose arbitratily short time periods to respond, for example. A lawyer would realize that they can respond: "We received your letter. We will look into the matter further and respond in due course." A non-lawyer might to realize that is an option.
Unless I missed it, though, the court did not spell any of this out and just made a bunch of conclusory statements about the letters being "burdensome."
"A lawyer would realize that they can respond: "We received your letter. We will look into the matter further and respond in due course." A non-lawyer might to realize that is an option."
You seem to be suggesting a "Miranda for civil lawyers" as discussed below. I'm not even sure how that would look in this context. Should the lawyer have said, "You aren't legally required to pay the $250k"?
He never said that she was; he only said that he would file suit if she did not pay that amount, a course of action that he has the right to take if she does not settle and something which is perfectly legal. In that sense, he was truthful with her. I'm not sure what the Miranda warning would do or look like.
Miranda wasn't even meant as Miranda for cops. It was dealing with a similar authority/expertise differential issue, though.
Your parsing doesn't make this look less like it's meant to mess with normies.
Though I'm not sure it's sanctionable, it sure is shitty.
A guy I know (a non-lawyer) got a demand letter from a Florida law firm, demanding a HUGE amount of money for improperly using a copyrighted photography in my friend's website. A fair cop . . . the guy did, in fact do this. *But* the demand letter listed the various options the guy had, and they included hiring a lawyer. The guy went to me, I promptly contacted this Florida firm, asking for documentation that the photograph in question had, in fact, been copyrighted . . . and seems to have gotten rid of the matter.
Why did this law firm take pains to tell my friend a list of his rights? My guess is that Florida ethical guidelines requires it, when sending out demand letters. Or, when sending out demand letters to non-lawyers. Or when sending out demand letters to unrepresented non-lawyers.
Regardless; it was a nice thing to see, and a nice thing to see that law firms were making sure that they were complying with whatever ethical guidelines were in place.
I'm with EV. This seems absurd. It is not "intimidation" to send an aggressive demand letter. If applied generally it would seem that every prosecutor would be "intimidating" someone by threatening prison.
What in particular pushed it over the edge? While it seems like this attorney is probably a bit of a dick, that shouldn't be the province of the disciplinary committee.
Court to defamation lawyer: govern yourself accordingly.
Now if judges would only suspend lawyers for turning in AI slop.
"Or, stated differently, it would be obvious to a reasonable person that the primary purpose of the letter was to burden the complainant through intimidation…."
I can't say I agree with that. The primary purpose of the letter was to gain a favorable settlement for his client. It is only intimidating in the sense that every demand letter is intimidating.
It seems clear that this ruling is to hammer a guy that the system already doesn't like but the downstream effects are not good. A NH attorney has to seriously consider how nice he should be before drafting a letter.
And I don't believe it should matter that the person was unrepresented. The letter expressly said to forward it to an attorney. If a person is unrepresented, then that is the only person a demand letter can be addressed to.
And gave her no time to actually get a lawyer. He sent it on May 20, and demanded that $250,000 be received by his client by June 1. We don't know when she actually received his letter, but that's a maximum of 8 business days. (Memorial Day is in there.) That's not a good faith position. (N.B. he didn't say, "If I don't hear from your lawyer by June 1…," so the whole thing was just pro forma.)
I would hope attorneys in every state seriously consider how nice they should be before drafting a letter. Even New York ones sometimes do! It's called professionalism.
I don't disagree with anything you said. But being an asshole should not threaten a person's livelihood.
No doubt the person was sweating when she received the letter. But that is the point of the demand letter. He wasn't required to give her notice; he could have filed the complaint on May 20 and that would have created the same anxiety.
I don't mind personal self reflection and that we should all be more polite. What I object to is worrying that certain words in a letter might cause you to lose a law license. Remember the freedom of speech that we keep talking about for college professors? This is state action against someone for being mean.
It does seem a bit odd that judges would now be the "tone police" of demand letters.
There are parts of Maine where a lawyer sending a letter like this should expect to be on the wrong end of a shotgun.
I have no problem with this lawyer being disbarred -- totally disbarred -- for unprofessional and abusive conduct.
Correct me if I am wrong, but a client is only able to recover his actual damages, including *reasonable* attorney costs -- which is not what is being threatened here.
"you will have "a lot to lose" by saying the things you have said about [the client]; we will pursue you until you have nothing left, except assets exempt from judicial execution…."
"The second letter essentially informed the complainant that if she did not settle, she would have to pay "enormous legal fees.""
Isn't this extortion (as criminally defined)?
And as to shotguns, I personally know commercial fishermen who quite likely would walk into his office and shoot him. Doesn't the legal profession have an interest in preventing A-hole lawyers from provoking such acts of violence?
"Isn't this extortion (as criminally defined)?"
Explain how it is remotely close to extortion? You believe I have wronged you. You demand that I pay $X before Y date or else you will sue the pants off of me. That's a standard demand letter. Yes this guy got aggressive, no question about that, but the problem as I have said is that it is punishment for being a meany pants.
As far as people in Maine using shotguns against people when they receive nasty letters, I don't believe that the people of Maine are that lawless.
There actually is something in the Mass Bar Regs about threatening to bring a process you don't intend to, or attempting to recover things you know you aren't allowed to.
IANAA but someone who is has warned me about writing something very similar to what this lawyer did because it would constitute extortion. He said.
As to Maine Lobstermen, https://brandeisuniversitypress.com/title/the-lobster-gangs-of-maine/
....certain words in a letter might cause you to lose a law license. Remember the freedom of speech....
I hope you don't mind hearing the layman's point of view.
Part 1. There are things we laymen aren't allowed to do without a license. We have laws - passed by legislatures that are mostly lawyers - that say we essentially need to use your licensed services, or go without. What was the supposed justification for these laws? That you have more competence when doing things like drafting a letter demanding money. That you have standards that you are held to, and that we can rely on.
Now you're saying - correct me if I misunderstand - that when drafting such a letter, you can say any damn thing you want because you have freedom of speech. There is no special standard you have to meet? It does not have to be better than what any articulate-but-untrained person with an abusive personality would write?
2. You should also understand that the average layman does not know what is an actual legal requirement that could get him arrested if he fails to comply, versus just meaningless bluster intended to buffalo him into paying.
I suspect that the person who wrote this letter is keenly aware of that lack of knowledge and is intentionally leveraging it. Maybe that's not against the rules. It should be. I'd be very fine with a rule that requires anyone signing a letter as a lawyer to be crystal clear on what's law and what's just jawboning, and to have some enforcement mechanisms with teeth.
1. I don't want to stray too far from the topic, but I agree that a letter should show competence. If there is anything that the lawyer said that was incompetent, then I would support appropriate sanctions. The whole complaint, though, was that his tone was too harsh, or that the deadline was too short, or he asked for too much, or that the party didn't have an attorney, or maybe some combination of all three, or who knows?
2. I disagree. This guy's client paid for representation. He shouldn't have to pay his lawyer to advise the OTHER side about her rights and privileges so that she can better defend against his own client. There isn't some sort of Miranda for lawyers in civil litigation. She should pay for an attorney for that---something the letter expressly invited her to do.
If she writes a check for $250k, then that is a choice that she as an adult made. The letter did not threaten bodily harm or even imprisonment---something prosecutors are expressly allowed to threaten.
Harvey Silverglate -- _Three Felonies a Day_
Those issues SHOULD be addressed.
Reminds me of a Massachusetts judge. Judge Ernest Murphy won a defamation suit against the Boston Herald. He quickly sent a threatening letter to the newspaper on official letterhead demanding that the paper immediately pay the judgment instead of appealing. He took a "disability" retirement in lieu of discipline. He may have hurt himself diving into a swimming pool filled with the $3 million he won.
Murphy was correct in his prediction that the judgment would be affirmed on appeal. My impression at the time was the system sided with a judge over a conservative newspaper. I do not know if the reporting – headlined "lenient judge frees dangerous criminals" – was accurate.
Calling a RINO/mASSgop newspaper like the Herald "conservative" is a stretch....