The Volokh Conspiracy

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The Volokh Conspiracy

In Defense of KBJ's Harvard "Recusal"

Justice Jackson demonstrates why the usual recusal rules will not work for the Supreme Court.

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Last year, I attended then-Judge Jackson's confirmation hearings. Most of the proceedings were utterly unmemorable. Perhaps the only important revelation came when Senator Ted Cruz of Texas asked if Jackson would recuse from Students for Fair Admission v. Harvard. "That is my plan, senator," she said. Up to that point, the Harvard and UNC cases were consolidated. But after Jackson took the bench, the Supreme Court unconsolidated the Harvard case from the UNC case. Why? Presumably to allow Justice Jackson to at least participate in the UNC case. And to be clear the eight Justices decided to do so on their own motion. No party made this request. I think the Court was working on a general assumption that a full bench should be present where possible. On the lower courts, a panel could have just drawn another judge at random. But on the Supreme Court, there are no substitutes.

The two cases were argued separately in October. Argument in the UNC case stretched nearly three hours, with Justice Jackson participating. Argument in the Harvard case stretched another two hours, with Justice Jackson absent. At the time, I expected the Supreme Court to resolve the statutory issue in the Harvard case and the constitutional issue in the UNC case. Justice Jackson would be able to write something in the former case, but not the latter. Alas, that outcome was not meant to be.

The majority decided to resolve the statutory and constitutional issues in a single opinion. Gratz stated that admission policies that violate the Equal Protection Clause also violate Title VI. (Justice Gorsuch is almost certainly correct this statement from Gratz is in error.) And, Chief Justice Roberts observed, "no party asks us to reconsider" that statement from Gratz. Therefore, the Court would "evaluate Harvard's admissions program under the standards of the Equal Protection Clause itself." (This conclusion in Footnote 2 led to the jarring locution that Harvard violated the Fourteenth Amendment.)

Once the Court chose this path, there would no longer be two separate opinions. What was Justice Jackson to do? The very last page of the majority opinion states that Justice Jackson "took no part in the consideration or decision of the case in No. 20-1199"--that is, the Harvard case. Justice Sotomayor's dissent included a similar footnote: "JUSTICE JACKSON did not participate in the consideration or decision of the case in No. 20–1199 and joins this opinion only as it applies to the case in No. 21–707"--that is, the UNC case. Justice Jackson's separate dissent included the same footnote.

Ultimately, Justice Jackson's eight colleagues all signed onto a statement that Justice Jackson "took no part in the consideration or decision of the case in No. 20-1199." Can that statement possibly be true? To be sure, Justice Jackson did not participate in the Harvard oral argument. She almost certainly did not vote at conference in this case. And the separate opinion she wrote only referenced the facts at UNC and not at Harvard. But beyond those obvious points, the "recusal" become more complicated. In many places, Justice Jackson responded to the Chief Justices's opinion concerning the Harvard case. I think it is a safe assumption that she reviewed the draft opinion in advance. Were those opinions redacted to remove any discussion of Harvard? Did she just skip over those pages? Were the memos circulated to the Jackson chambers likewise redacted? Does anyone believe these prophylactic steps actually happened?

On the lower courts, recusal means a judge has no contact with a case. Zero. She does not even see draft opinions that are being circulated. But on the Supreme Court, the practice apparently is different. The question turns on what "consideration or decision" means. Does that mean a Justice is hermetically sealed from a case? Or are the rules looser in a big case? I know it is en vogue to attack the Justices as ethically challenged, but here we have a clear case where a Justice said she would recuse, all nine Justices agreed she "took no part in the consideration or decision of the case," yet she obviously had at least some involvement.

Richard Re expresses a similar skepticism:

These facts make it hard to deny that Jackson participated in the consideration of the Harvard case. Again, Jackson read a draft of the majority opinion in that case. She wrote an opinion criticizing the core reasoning of the majority's draft. And the final version of the opinion for the Court in the case expressly responds to her objections. . .  . Yet the fact that Jackson did not write explicitly about Harvard shows, at most, that she did not participate in every aspect of the Harvard case's "consideration." Her dissent addressed only the case's core legal issues, rather than factual points. But both recusal principles and Jackson's disclaimer promise something more—namely, withdrawal from the entire case.

Richard goes one step further, and suggests that the Court had some sort of obligation to restructure the case so that Justice Jackson could fully participate, without any ruses:

The majority justices in particular should have arranged their work so as to maximize Justice Jackson's valuable participation without jeopardizing or undermining her recusal. Their collective failure to do so has turned recusal into a farce.

Here, I'll defend Justice Jackson--or more precisely, the principle that the Supreme Court needs to follow different recusal rules than the lower courts.

First, implicit in Richard's comment is a premise: a bench of nine is extremely important--so important that the Justices unconsolidated the cases. This unusual step reflects how disruptive a short-handed bench can be in a high-profile case. But ultimately, the Court reconsolidated the cases, with Jackson still quasi-recused. Why is nine so important? Look no further than the period between Justice Scalia's passing and Justice Gorsuch's confirmation. In many of these disputes, the Court reached "compromises" that didn't resolve pressing issues. Other cases were dumped 4-4.  Chief Justice Rehnquist addressed the value of nine when he declined to recuse in the Microsoft antitrust litigation. At the time, his son worked at a firm that represented the tech giant.

[B]y virtue of this Court's position atop the federal judiciary, the impact of many of our decisions is often quite broad. The fact that our disposition of the pending Microsoft litigation could potentially affect Microsoft's exposure to antitrust liability in other litigation does not, to my mind, significantly distinguish the present situation from other cases that this Court decides.  . . . . Finally, it is important to note the negative impact that the unnecessary disqualification of even one Justice may have upon our Court. Here–unlike the situation in a District Court or a Court of Appeals–there is no way to replace a recused Justice. Not only is the Court deprived of the participation of one of its nine members, but the even number of those remaining creates a risk of affirmance of a lower court decision by an equally divided court.

Second, and relatedly, critics want to increase the number of recusals on the Supreme Court. I think this number should be kept to a minimum. The obvious response is that Justices should not hear a case where there objectivity can be questioned. Does anyone honestly believe that Justice Jackson's vote on this issue would be affected by her service on the Harvard Board of Overseers? The Justices have very strong views on legal questions. They are nominated in large part because of those views. Those priors probably weigh on their votes far more than any prior service at Harvard. If we take conflicts of interest seriously, a Justice's deeply-held views on affirmative action should favor recusal far more than service on a board that had some tangential connection to the university's affirmative action policies. But if that were the rule, few high-profile cases could even muster a quorum.

Third, Justice Jackson presumably asked her colleagues for advice. Indeed, the other eight Justices would have to be personally familiar with the facts to state that Jackson took no part in the "consideration or decision." Again, a Justice could have objected to this statement, but no one did. I think it prudent that the Justices can rely on the advice of their other colleagues. And this co-counseling should likewise extend to concerns about other facets of legal ethics--including acceptance of gifts and reporting requirements.

Fourth, it would have been extremely problematic for Justice Jackson to seek advice from some other authority--whether lower court judges or some other body. The mere fact of seeking advice would have necessarily breached confidence. It would be impossible to counsel Jackson unless she explained the specific dynamics of the Court's private, internal deliberations. And we do not need to create the risk of more Supreme Court leaks.

With regard to Justice Jackson, the Supreme Court's internal ethics protocols worked exactly they were designed. Still, I will patiently wait for complaints from FixTheCourt, a demand letter from Senator Whitehouse, and an expose from ProPublica.

The Geopolitics of Extraditing Hackers

Episode 466 of the Cyberlaw Podcast

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Geopolitics has always played a role in prosecuting hackers. But it's getting a lot more complicated, as Kurt Sanger reports. Responding to a U.S. request, a Russian cybersecurity executive has been arrested in Kazakhstan, accused of having hacked Dropbox and Linkedin more than ten years ago. The executive, Nikita Kislitsin, has been hammered by geopolitics in that time. The firm he joined after the alleged hacking, Group IB, has seen its CEO arrested by Russia for treason – probably for getting too close to U.S. cyber investigators. Group IB sold off all its Russian assets and moved to Singapore, while Kislitsin stayed behind, but showed up in Kazakhstan as a result of the Ukraine war broke out. Now both Russia and the U.S. have dueling extradition requests before the Kazakh authorities; Paul Stephan points out that Kazakhstan's tenuous independence from Russia will be tested by the tug of war.

In more hacker geopolitics, Kurt and Justin Sherman examine the hacking of a Russian satellite communication system that served military and civilian users. It's reminiscent of the Viasat hack that complicated Ukrainian communications, and a bunch of unrelated commercial services, when Russia invaded. Kurt explores the law of war issues raised by an attack with multiple impacts. Justin and I consider the claim that the Wagner group carried it out as part of their aborted protest march on Moscow. We end up thinking that the hack makes more sense as the Ukrainians serving up revenge for Viasat at a time when it might complicate Russian's response to the Wagner group.  But when hacking meets geopolitics, who really knows?

Paul outlines the legal theory – and antitrust nostalgia – behind the  FTC's planned lawsuit targeting Amazon's exploitation of its sales platform.  We also ask whether the FTC will file the case in court or before the FTC's own administrative law judge. The latter course may smooth the lawsuit's early steps, but it will also bring to the fore arguments that Lina Khan should recuse herself because she's already expressed a view on the issues to be raised by the lawsuit. I'm not Chairman Khan's biggest fan, but I don't see why her strongly held policy views should lead to recusal; they are, after all, why she was appointed in the first place.

Justin and I cover the latest Chinese law raising the risk of doing business in that country by adopting a vague and sweeping view of espionage.

Paul and I try to straighten out the EU's apparently endless series of laws governing data, from the General Data Protection Regulation (GDPR) and the AI Act to the Data Act (not to be confused with the Data Governance Act). This week, Paul summarizes the Data Act, which sets the terms for access and control over nonpersonal data. It's based on a plausible idea – that government can unleash the value of data by clarifying and making fair the rules for who can use data to create new businesses. Of course, the EU is unable to resist imposing its own views of fairness, thus upsetting existing commercial arrangements without really providing any certainty about what will replace them. The outcome is likely to reduce, not improve, the certainty that new data businesses want.

Speaking of which, that's the critique of the AI Act now being offered by dozens of European business executives, whose open letter slams the way the AI Act kludged the regulation of generative AI into a framework where it didn't really fit. They accuse the European Parliament of "wanting to anchor the regulation of generative AI in law and proceeding with a rigid compliance logic [that] is as bureaucratic …  as it is ineffective in fulfilling its purpose." And you thought I was the EU-basher.

Justin recaps an Indian court's rejection of Twitter's lawsuit challenging the Indian government's orders to block users who've earned the government's ire. Kurt covers a matching story about whether Facebook should suspend Hun Sen's Facebook account for threatening users with violence. I take us to Nigeria and question why social media thinks governments can be punished for threatening violence.

Finally, in two updates,

  • I note that Google has joined Facebook in calling Canada's bluff by refusing to link to Canadian news media, thus avoiding the Canadian link tax. For Cybertoonz's comment on Google's response, see below.
  • And I do a victory lap for the Cyberlaw Podcast's Amber Alert One week after we nominated the Commerce Department's much delayed and nearly invisible IT supply chain security program for an Amber Alert, the Department answered the call by posting the Executive Director job in USAJOBS.

Download 466th Episode (mp3)

You can subscribe to The Cyberlaw Podcast using iTunes, Google Play, Spotify, Pocket Casts, or our RSS feed. As always, The Cyberlaw Podcast is open to feedback. Be sure to engage with @stewartbaker on Twitter. Send your questions, comments, and suggestions for topics or interviewees to CyberlawPodcast@gmail.com. Remember: If your suggested guest appears on the show, we will send you a highly coveted Cyberlaw Podcast mug! The views expressed in this podcast are those of the speakers and do not reflect the opinions of their institutions, clients, friends, families, or pets.

And the latest from Cybertoonz:
Google responds

Free Speech

Alleged Panama Papers Leaker Allowed to Proceed Pseudonymously in Breach of Contract Lawsuit Against Germany

But the court insisted that the alleged leaker file identifying information under seal with the court, notwithstanding the alleged leaker's claim that the court computers could be hacked.

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From Doe v. Fed. Republic of Germany, decided today by Chief Judge James Boasberg (D.D.C.):

Plaintiff claims to be the source of the Panama Papers, a set of leaked documents that revealed a global network of tax evasion and offshore holdings. He is proceeding pro se in this breach-of-contract lawsuit against Germany and its federal criminal police agency to recover money that they allegedly owe him as part of Germany's agreement to purchase the Panama Papers from him. See Panama Papers: Germany 'Pays Millions' for Leaked Data, BBC News (July 5, 2017) …. He requests pseudonymity because he claims that he faces a "real and imminent" threat to his safety from global actors committed to identifying and harming him in retribution for his production of the Panama Papers. As part of his request, Plaintiff also asks to seal his identity from the Court. But see LCvR 5.1(c)(1) (requiring that parties file "name[s] and full residence address[es]" and pro se parties also file telephone number).

Because Plaintiff has made the detailed showing required to overcome the presumption in favor of public disclosure, the Court will grant his request to proceed under a pseudonym in his public filings. It will, however, deny his unusual request to seal his identity from the Court. The Court uses male pronouns throughout this Opinion for convenience but does not thereby suggest anything about Plaintiff's sex….

Generally, a complaint must identify the plaintiffs. See Fed. R. Civ. P. 10(a); LCVR 5.1(c)(1) . That requirement reflects the "presumption in favor of disclosure [of litigants' identities], which stems from the 'general public interest in the openness of governmental processes,' and, more specifically, from the tradition of open judicial proceedings." A party moving to proceed pseudonymously thus "bears the weighty burden of both demonstrating a concrete need for such secrecy, and identifying the consequences that would likely befall it if forced to proceed in its own name." …

The first factor supports granting the Motion. Plaintiff seeks pseudonymity not "merely to avoid the annoyance and criticism that may attend any litigation," but … argues that he "is not concerned about [his] reputation or future career prospects so much as [his] safety." The Court agrees…. Plaintiff's identity has not been publicly disclosed and is itself sensitive in light of the risks to which its revelation could expose him. See Juliette Garside & Philip Oltermann, Panama Papers Whistleblower Speakers Out: 'Politicians Must Act — Now', The Guardian (July 22, 2022) ("The whistleblower said they could not take the risk of revealing their identity because they believed they were a target of the Russian government."); Chang v. Republic of S. Sudan, 548 F. Supp. 3d 34, 38 (D.D.C. 2021) (recognizing risk of retaliation from foreign government as relevant to [whether a plaintiff may proceed pseudonymously])….

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"What a Difference Five Years Makes"

What would Masterpiece have looked like with Justice Kennedy still on Court?

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On the Supreme Court, a lot has changed in the past five years. Justice Kennedy was replaced by Justice Kavanaugh. Justice Ginsburg was replaced by Justice Barrett. Many Kennedy-brokered compromises would now come out differently. Last term, Justice Sotomayor lamented, "What a difference five years makes." Here, she was counting the five years period from Trinity Lutheran Church v. Comer (2017) to Carson v. Makin (2022). Trinity was a 7-2 decision, that was joined by Justices Breyer and Kagan. Compromise was the name of the game back then. The Court held that the government could not discriminate a church for its religious "status," but the Court left open the question of whether the government could deny funding for religious "uses."  But over the ensuing five years, the Court retreated from that compromise. Carson, and before that Espinoza, made it very difficult for the government to deny funding for religious uses. The compromise fell apart. Justice Sotomayor's regrets that the Court circa 2017 would have never supported that holding.

Justice Sotomayor repeated this same five-year line in 303 Creative v. Elenis. Here, she was counting five years from Masterpiece Cakeshop v. Colorado (2018). This decision, handed down in Justice Kennedy's final term, avoided the Free Speech question, and instead ruled based on the Free Exercise Clause. Rather, in another 7-2 decision with Justices Breyer and Kagan on board, the Court found evidence of religious animus in the state proceedings, in violation of Lukumi. That decision avoided the question of whether a cake was protected speech. Again, Sotomayor's recalls that compromise was the playbook before Justice Kennedy retired. But there are new rules now. (I pause to stress that Justice Sotomayor dissented in both Trinity Lutheran and Masterpiece--no compromise on her part.) In 303 Creative, Justice Gorsuch wrote a full-throated defense of the website designer. Such an opinion would have been unfathomable in 2018.

What would Masterpiece have looked like if the Court did not decide the matter on free exercise grounds? Would Jack Phillips have lost on free speech grounds? I'm not sure that Justice Kennedy could have mustered that outcome. For sure, the Court would not have produced a rousing defense of free speech like the one that Justice Gorsuch delivered. In a way, the five year punt from 2018 worked out for the benefit of the Masterpiece Cakeshop and 303 Creative. Going forward, I remain uncertain how many of these cases will actually arise. I suspect tester plaintiffs will stop targeting the handful of vendors who decline to service same-sex weddings. These cases will simply fade away.

Speaking of five years, on the mop-up list, the Court GVR'd Klein v. Oregon Bureau of Labor and Industries. This case involves Sweet Cakes by Melissa, another baker who declined to make a wedding cake for a same-sex marriage. If this case sounds familiar, it should. In 2019, the Supreme Court GVR'd this case in light of Masterpiece Cakeshop. So the Supreme Court has now GVR'd the same dispute, twice, in light of landmark First Amendment cases. Has any case ever seen such treatment? Meanwhile, the Klein litigation has been ongoing for more than a decade. And, once again, the baker will have to slog through the Oregon courts. Now, did Justice Gorsuch's opinion resolve whether a baker is involved in expressive speech? I don't think so. The Oregon courts may once again rule against Klein. The Supreme Court will see this case again in another five years! And you wonder why Baronelle Stuzman settled the never-ending Arlenes Flower's case while 303 Creative was still pending.

Making Sense Of The Votes In Mallory v. Norfolk Southern Railway Co.

The decision this term that has the largest potential for a legal "jolt" was Mallory.

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Last term, Chief Justice Roberts warned that Dobbs would cause a "serious jolt to the legal system." Which case from the term-that-just-finished caused the most significant jolt? It's not Students for Fair Admissions. Universities will quickly find ways to cheat the ruling and wait to be sued. It will take years to suppress the massive resistance--assuming the Court is committed to the enterprise. And don't say Moore v. Harper. The "strong" version of the Independent State Legislature Doctrine was never going to be approved. At most, a bare majority of the Court would probably adopt Chief Justice Rehnquist's concurrence from Bush v. Gore. (I remain flummoxed why scholars who rejected the existence of the ISL doctrine are claiming victory by a decision that accepted the "weak" version of ISL.) And don't say Allen v. Milligan. That decision, at most, will probably create a few more majority-minority districts in the South, which may flip the House, but the Court did not break much new legal ground.

No, the decision this term that has the potential to create the biggest legal "jolt" was Mallory v. Norfolk Southern Railway Co. The facts are fairly straightforward: Norfolk Southern Railways is headquartered in Virginia; the plaintiff is a citizen of Virginia; the plaintiff allegedly suffered injuries as an employee of the railroad in Virginia and Ohio. But the Plaintiff filed suit in Philadelphia, Pennsylvania. Why? Justice Alito hints at one possible answer: the venue "is reputed to be especially favorable to tort plaintiffs." Of course, that is the plaintiffs' decision. As a general matter, the plaintiff gets to decide where to sue a defendant. But the defendant has defenses--specifically, that a given court lacks personal jurisdiction over the defendant. And that's what Norfolk Southern argued. The railroad is not headquartered in the Pennsylvania, so there is no "general" jurisdiction. And the railroad did not have "minimum contacts" with Pennsylvania, so there is no "specific" jurisdiction. But Pennsylvania has an unusual law: any business that registers to transact business in the state submits to jurisdiction of Pennsylvania state courts. (Or at least this is how the plaintiff reads the statute.)

The conflict is palpable. Norfolk Southern wants to stay out of Philadelphia, which is reputedly favorable to plaintiffs. And Mallory, as Justice Alito suggested, chose that forum deliberately. The stakes of this case could not be greater. If Mallory prevails (and whether he ultimately prevails is still up in the air), every corporation that has registered to do business in Pennsylvania will now be at the mercy of Philadelphia trial courts. And other states can follow-suit: California, Illinois, Washington, and so on. This risk is severe for businesses. (The Washington Supreme Court, in particular, reads the Due Process clause through the lens of anti-racism.)

Mallory prevailed by something of a 5-4 vote. The split here may never repeat itself. Four justices held that the Pennsylvania registration statute complies with the Due Process Clause of the Fourteenth Amendment: Justice Gorsuch, joined by Justices Thomas, Sotomayor, and Jackson. Four Justices held that the statute violates the Due Process Clause: Justice Barrett, joined by Chief Justice Roberts, and Justices Kagan and Kavanaugh. And who was in the middle? Justice Alito. He agreed that Mallory should prevail under Pennsylvania Fire of Philadelphia v. Gold Issue Mining (1917), a very old Due Process precedent that arguably has been obviated by half a century of CivPro cases. He did not join much of Justice Gorsuch's historical analysis. Still, Justice Alito suggested that Pennsylvania's regime violates the Dormant Commerce Clause.  Here, Justice Gorsuch did not give Pennsylvania Fire the Lemon test treatment--no matter how many decisions abrogated that old precedent, it somehow survived.

If we had a "pro-corporation" Court, Mallory should have prevailed by a large vote. Yet Justices Gorsuch, Thomas and (mostly) Alito ruled in favor of Mallory. Why did Justice Alito join the majority in part? I doubt he has any sympathy for Philadelphia trial lawyers. Still, his decision to follow Pennsylvania Fire kept the case alive. And now the lower courts can declare the statute under the Dormant Commerce Clause. If the case returns, after Pork Producers, the Court will now have a chance to further clarify the doctrine, and bring it closer to the original meaning of the Constitution. The upshot of this theory, which Steve Sachs advanced, is that Congress retains the power to regulate interstate commerce, and could impose a nationwide standard on these sorts of registration statutes. But a ruling on the Due Process Clause, however, could only be remedied by constitutional amendment, or a new Supreme Court Justice--whichever comes first.

Next we get to the dissenters. Justice Barrett and Kagan, in particular, taught civil procedure for many years. They can probably recite the holding from International Shoe in their sleep. These cases are so deeply embedded in our law, and in casebooks, that Justice Barrett could not even countenance how Pennsylvania Fire could survive the New Deal. She derisively called the majority's theory "clever." (She also dismissed Eugene Volokh's theory in Hansen as "novel.")  I was piqued by Justice Barrett's suggestion that the Due Process Clause protects interstate federalism. This argument needs some work--it resembles the substantive due process slop that Justice Kennedy ladled in Windsor. The Due Process Clause protects "persons," not states. (Justice Alito's concurrence is exactly correct on this point.) Justice Barrett would not support the majority's "sea change" in the law. But Justice Gorsuch is "happy to see" these precedents go.

In any event, this case may yet return to the Supreme Court. Steve Sachs explained what may come next.

Education

The Case for Abolishing Legacy Preferences in College Admissions

They probably aren't illegal under current law. But they are nonetheless wrong for many of the same reasons as racial preferences.

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The Supreme Court's recent ruling against racial preferences in higher education admissions has heightened longstanding controversy over "legacy" preferences that benefit children of alumni. Figures as varied as President Biden and GOP Senator and presidential candidate Tim Scott have called for their abolition.

Today, Lawyers for Civil Rights, together with several other groups, filed a complaint against Harvard with the Department of Education Office of Civil Rights, arguing that OCR should force Harvard to stop the practice because it disproportionately benefits white applicants at the expense of other groups, and thereby violates Title VI of the Civil Rights Act of 1964 (which forbids racial discrimination in education programs receiving federal funds). On Twitter, prominent left-wing Democratic Rep. Alexandra Ocasio-Cortez opined that "[i]f SCOTUS was serious about their ludicrous 'colorblindness' claims, they would have abolished legacy admissions, aka affirmative action for the privileged."

I am skeptical that LCR's complaint will prevail, unless they can prove that Harvard's legacy preferences were adopted or maintained for the purpose of benefiting whites (or keeping out non-whites). Title VI (and other current federal laws) do not ban legacy preferences as such. And courts are unlikely to invalidate them merely because they disproportionately help white applicants relative to those from other groups. As for AOC, the issue of legacy preferences was not before the Supreme Court in the cases it heard, and there was nothing the justices could have done to abolish that policy.

That said, legacy preferences are indeed a kind of "affirmative action for the privileged," just as AOC says. And they are unjust for much the same reasons as racial and ethnic preferences are. In both cases, some applicants are rewarded and others punished for arbitrary circumstances of ancestry that they have no control over, and that have no connection to academic or other skills that might make them better students or better members of the university community. The fact that your parents were black, white, or Latino says nothing about how good an applicant you are. And the same goes for the fact that mommy or daddy went to Harvard (or didn't).

Like race, legacy status may sometimes be correlated with academic or other skills. But university admissions offices need not rely on such crude and dubious proxies when they can simply rely on direct measures of the academic and other skills that interest them.

The usual rationale for legacy preferences is that they increase alumni donations to colleges. This might be a defensible argument for profit-making institutions whose primary goal is to make money for owners and investors. But most universities are public or non-profit institutions that - at least in principle - are supposed to prioritize other objectives, such as promoting education and research. Legacy preferences are pretty obviously inimical to those goals.

Moreover, it isn't even clear that legacy preferences really do increase donations significantly. A number of elite schools, such as Johns Hopkins, MIT, and my undergrad alma mater Amherst College, have recently abolished legacy preferences with few if any ill effects.

I know many elite college alumni from my own generation (the one now in its peak giving years). Very few support legacy preferences, and fewer still (if any) are likely to reduce their giving if their alma mater drops that policy. Polls indicate 75% of Americans oppose legacy preferences, a figure comparable to the level of opposition to racial preferences. I doubt the opposition among elite-college graduates is significantly lower than that in the general public. In my experience, it may well be higher.

As always, it's dangerous to generalize about public opinion from personal experience. Perhaps I know an unrepresentative set of elite-school alums. Maybe I'm too much of a commoner for the aristocratic types who like legacy preferences to condescend to associate with me! My point here is not that alumni donations definitely won't decline significantly if schools abolish legacy preferences, but that the claim they will should be viewed with some skepticism.

It's potentially possible to defend some form of legacy preferences on a different ground. When I applied to college in 1990, I (as a first-generation immigrant) was the first in my family to do so in the United States. Thus, I could not benefit from legacy preferences, and indeed was disadvantaged by having to compete with applicants eligible for them. My wife, though a native-born citizen, was also the first in her family to attend a national elite college (Dartmouth). If not for legacy preferences, perhaps my (then-future) wife and I would have attended higher-ranked schools or secured other benefits.

Today, my wife and I have undergraduate and graduate degrees from a number of elite colleges and universities. If legacy preferences are abolished at all these schools, our kids won't have the opportunity to benefit from them. Thus, the Somin family will never be compensated for the unfair disadvantages we faced in earlier years.

On this theory, children of first-generation elite college graduates should be offered legacy preferences to offset the disadvantages their parents faced. Note the parallel with arguments that past discrimination in admissions against blacks and other minority groups justifies compensatory discrimination in favor of them today.

Obviously, however, the harm done to past generations by legacy preferences is modest compared to that of slavery and segregation. And in both cases, we can't genuinely remedy historic wrongs through preferential policies today. Among other things, the people who benefit from today's compensatory preferences probably would not even exist in the first place if not for the wrongs of the past.

Although legacy preferences likely do not violate current antidiscrimination laws, legal scholar Carlton Larson has plausibly argued that those at public universities violate the Constitution's prohibition on titles of nobility, which - he contends - should be interpreted as banning state-granted hereditary privileges more generally. I am no expert on the Titles of Nobility Clause, and therefore not able to fully evaluate his argument. But it deserves serious consideration.

Larson's theory aside, legacy preferences probably aren't illegal under current law. But nothing prevents us from getting rid of them. State governments would do well to ban them at their public universities. And private schools would do well to voluntarily follow the example of Amherst, Johns Hopkins, and MIT.

Race Discrimination

A Lawyer Who Litigated Grutter Comments on the Court's College Admission Racial Preferences Cases

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I've known Michael Rosman at the Center for Individual Rights for almost 30 years; he has litigated many important cases, including with regard to racial preferences, and was one of the lawyers in Grutter v. Bollinger. I'm therefore delighted to pass along his short reactions to Students for Fair Admission v. Harvard and Students for Fair Admission v. UNC, focused on the Court's opinion and the concurrences; all the remaining text of the post is Michael's:

  1. A Tribute: My first thought was of Will Consovoy, the great attorney who led the charge in these cases and who died at a young age before he could see them come to fruition. The outcome is a tribute to him—as well as the great firm he helped create (Consovoy McCarthy), the oral advocates (Patrick Strawbridge and Cameron Norris), Ed Blum, who helped put the cases together and kept them afloat, and all of the many attorneys who worked for so many years on them.
  2. Grutter Is Gone: I agree with Justices Thomas and Sotomayor that the Court essentially overruled Grutter. The most obvious (but not the only) support for this is the Court's description of the rule against using race as a "negative." First, the Court did not say that in Grutter or, as far as I can tell, in any other race-conscious affirmative action case, although it seems obvious that invidious discrimination is unconstitutional. As support, the Court's opinion cites a part of the Grutter decision that precludes race-conscious decisions from "unduly burdening" others, which strikes me as a different concept. And this becomes crystal clear when the Court holds that using race positively for members of one race is tantamount to using it as a "negative" for all others in any zero-sum game. (Slip op. 26.)  Which I think would apply to virtually all kinds of race-conscious decision-making, both within higher education and without.
  3. So, the conclusion I draw is that the Court did not explicitly overrule Grutter because it did not want to directly address Justice Sotomayor's substantial stare decisis arguments.
  4. The Missing Race?: The creation of a new "negative" requirement allowed the Court to sidestep one of the trickier issues in the cases. In the Harvard case, plaintiff had argued that Harvard had discriminated against Asians in the sense that, as a group, Asians were treated even worse than whites. (As a group, Asians had lower "personal ratings" than whites.) The district court had concluded that Harvard had not discriminated against Asians. Perhaps not wanting to wade into whether the district court abused its discretion in that holding, the Supreme Court never mentioned the issue.

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Civil Liberties

How to Read 303 Creative v. Elenis

The speech compulsion it forbids is not limited to wedding-website designers who object to same-sex marriage, but its principles should apply only to a narrow range of commercial products

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On Friday, the Supreme Court ruled in 303 Creative v. Elenis that Colorado cannot force a website designer to create messages celebrating same-sex marriages.  Eugene and I joined others in an amicus brief arguing that this potential application of a state public accommodations law would be an unconstitutional speech compulsion.  As Eugene has already noted, the Supreme Court agreed.

I read Justice Gorsuch's decision as broader in some respects than some may hope it is. It can't reasonably be cabined to all of its specific facts. The rationale for the vendor's message-based objection--religious or not, internally consistent or not, odious or not--does not matter. Op. at 24-25. Nor, in principle, are the speech protections the Court outlined limited to the creation of messages about same-sex marriage, marriage in general, or homosexuality.

On the other hand, the decision is also narrower in important ways than some progressives fear or some religious conservatives/libertarians may hope.  I read 303 Creative to hold that a vendor cannot be compelled by the government:

(1) to create customized and expressive products (whether goods or services) that constitute the vendor's own expression (op. at 9, 16);

(2) where the vendor's objection is to the message contained in the product itself, not to the identity or status of the customer (op. at 18 n. 3, 20).

Consider each part of this:

I.     The product must be customized and expressive

The Court repeatedly emphasized the unusual nature of the product Lorrie Smith, the website designer, proposed to sell: working closely with each individual customer to tailor specific and original messages by using Smith's own words and designs. Very few businesses take on such individualized commissions.  She was not selling grilled cheese sandwiches at a lunch counter.  Because of the requirements of customization and expressiveness, there will be no claim for the "vast array of businesses" selling "innumerable goods and services." Op. at 14.

First, almost all of the products we buy are neither customized nor expressive. From dairy to desks to dry cleaning, they are what the Court calls "ordinary commercial products."

Second, most customized products are not expressive.  Think of the Ford F150, which has literally millions of option combinations. Or a Whopper, which was once promoted with the tagline, "Have it your way," indicating Burger King's willingness to tailor the burger to customers' taste preferences. There will be no claim for businesses selling these kinds of products.

Of course, this analysis does not answer all questions on the margins. The biggest of these will be: what sorts of customized products count as expressive? (Given Colorado's stipulations and the nature of the proposed services for wedding website design, product expressiveness wasn't a close question in 303 Creative. Op. at 21-22).

Line-drawing itself is not a new problem in free speech cases. In particular, the Court has developed doctrines to distinguish what is protected speech from what is unprotected conduct. That test combines elements that are both subjective (the speaker's own intention to communicate a message) and objective (the onlooker's perception whether the message has actually been communicated). Under this test, conduct is sometimes expressive but most often not. What's new after 303 Creative is that courts will now need to apply similar principles to commercial products.

There is a risk that some lower courts will be too aggressive in constitutionally exempting non-expressive commercial products from anti-discrimination rules. That result would not only be harmful to the dignitary and material interests of buyers, but it would ultimately discredit and undermine the genuine First Amendment interests of speech creators.

Eugene and I have offered some guidelines for distinguishing expressive from non-expressive products in prior briefs (see, e.g. our amicus brief here at pp. 5-14, explaining in Masterpiece Cakeshop why cake-making is not generally expressive). Some kinds of products will be clearly expressive, and others will be expressive on the margins, but the vast majority won't be expressive. There will be hard and intensely fact-bound judgments to make, based on what has historically counted as expressive (e.g. parades, books, paintings, and films) and based on the use of intrinsically or inherently expressive elements in the work (e.g., speaking, writing, and deploying symbols). The mere fact that the vendor subjectively regards the product as "art" that expresses some message would not be enough to trigger First Amendment protection. A limousine driver may think he turns corners with a distinctive flair, but his craft is neither historically nor intrinsically expressive. A Subway "sandwich artist" might be creating something worthwhile, but it's not speech.

Before Friday, the answer of some scholars and organizations like the ACLU was that none of this matters because when you're selling things in the public marketplace you basically have no First Amendment rights. Your choices were to quit your trade or come to heel.  303 Creative is clear that this answer will no longer suffice. It never really did. Op. at 16-17, 23.

Third, most expressive products are not customized. Think of a store that sells paintings or sheet music or books. Lots of protected expression goes into these products, but they're not created according to the demands or preferences of the particular customer.  Since the artist or composer or writer has already created the product, the state has not compelled their creation. Refusing to sell these expressive products to protected classes of customers amounts to illegal status- or identity-based discrimination, which is not protected by the First Amendment. In general, if it's already on the shelf (physically or online) you have to sell it to all comers.

Here, too, there will be some cases at the margins of both customization and expression. As the dissent acknowledged, portrait photography is a generally expressive medium. Sotomayor dissent at 28.  But even in this presumptively constitutionally protected context, some settings are more like an F150 assembly line than Annie Leibovitz's studio. I don't think a photographer offering to take standard school photos, corporate headshots, passport photos, or pictures with a mall Santa truly customizes the product or expresses something to a degree that warrants constitutional protection. Such a claim would trivialize free speech protection in the way that the Court in Rumsfeld v. FAIR thought the law schools' objections to sending emails about military-recruiter meeting times and locations did.

A wedding photographer, on the other hand, does offer highly customized and expressive services, working closely with each customer to depict the wedding in a certain way. (Cato, Eugene, and I first made this argument a decade ago in an amicus brief supporting certiorari in Elane Photograhy LLC v. Willock. The Court denied cert.)

Similarly, a website designer who offers a preset menu of plug-and-play options for customers to create their own wedding websites is offering a product customized mainly by the buyer, not the designer. It's the customer's speech, not the vendor's.

By contrast, a website designer like Smith who consults with customers to compose original written messages and creative graphics is herself customizing the product. The product is collaborative. And while it's certainly the couple's expression, it's also importantly the designer's.

II.     The objection must be to the message in the product, not the customer's status

The vendor's objection also has to be to the message contained in the product, not to the status or identity of the customer. Businesses can't claim constitutional protection for a categorical rule that they won't sell commissioned products to gays, Jews, Blacks, or women. And of course they will not get a free-speech exemption from employing, insuring, housing, medically treating, or serving any particular class of people. 303 Creative reaffirms the cardinal rule that the First Amendment does not shield these acts of status-based discrimination.

There will be questions about whether the message-based objection is tantamount to a status-based one and therefore unprotected. Take this very case. As a matter of statute, Colorado regards discrimination based on opposition to same-sex marriage as a form of anti-gay discrimination in the same way that a ban of wearing yarmulkes is a form of discrimination against Jews. That seems justifiable in most regulatory and anti-discrimination contexts. For example, an employer who fires a worker because she's in a same-sex marriage has fired the worker based on her sexual orientation. State bans on same-sex marriage or denials of benefits to married same-sex couples similarly constitute sexual orientation discrimination.

But the federal government's argument that as a matter of constitutional law objections to same-sex marriages are necessarily status-based--equivalent to objections to gay people--won't fly for the compelled creation of expressive products. That's because, unlike in the regulatory context or where non-expressive discrimination occurs, the protected expression of another person is at stake "about a matter of major significance." Op. at 25. Massachusetts in Hurley and New Jersey in Dale were similarly free to treat privately organized parades and membership groups, respectively, as "public accommodations" for purposes of state law but those statutory applications could not prevail over First Amendment rights.

The New York Times print-edition headline on Saturday, "Website Designer Wins Right to Turn Away Gay People," was therefore misleading. (The online headline was more accurate.)  The Court explicitly rejected the dissent's contention that it was permitting vendors to refuse service to classes of people. Here the vendor only refused to create a message.

Taken together, I think the 303 Creative requirements for a successful speech claim (message-based objections to creating customized and expressive products) also mean that the business' objection must be based on expression contained in the product itself. It will not suffice to say that the very fact of the sale alone sends a message the vendor does not want to send.  For example, a baker could not refuse to sell a gay couple a premade wedding cake sitting in a display case on the grounds that the sale signals approval of their marriage.

It will also not suffice that the vendor objects simply to the purpose or occasion for which the customer intends to use a product.  If a transgender person wants to buy pink and blue streamers to celebrate their gender transition, the business can't refuse to sell the streamers based solely on the purpose for the use. Unlike the wedding websites in 303 Creative (op. at 5), the ultimate use and configuration of the streamers in the customer's home would not likely be understood by others as the vendor's speech or even as a collaboration between the vendor and customer.

In other words, as I read the Court's opinion, it has not approved protection for unadorned complicity objections, i.e., claims that any connection to, or facilitation of, an objectionable act or message is constitutionally shielded from legal compulsion.

After Rucho, Dobbs, and Moore, State Supreme Courts Take On Even More Significance

As the unelected judiciary becomes depoliticized, the elected judiciary becomes more politicized.

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In recent years, the Supreme Court of the United States has devolved several important decisions to the states--or more precisely, the state Supreme Courts. Of course, Dobbs extricated the federal judiciary from the abortion issue. In the wake of Dobbs, several states have enacted constitutional protections for abortion. But in other states, state supreme courts have recognized a constitutional right to abortion in the state constitution. Those rights were apparently there all along, but there was no need to see them because of Roe. Go figure!

Unsurprisingly, the stakes of state supreme court races have become far more significant. Look no further than Wisconsin, where a candidate ran, and prevailed, on the not-so-subtle platform of protecting abortion rights. Dobbs unquestionably got the federal courts out of the abortion business, but the locus for judicial overreach shifted to the next option--the state courts.

A similar dynamic is at play with regard to partisan gerrymandering. Rucho v. Common Cause held that the United States Supreme Court would not resolve disputes about partisan gerrymandering. Rather, the state supreme courts would decide those issues under state constitutions. These decisions, of course, may implicate the Election Clause and the Independent State Legislature doctrine. But Moore v. Harper reaffirmed that the state courts have extremely broad power to redraw maps for federal elections. Indeed, it will be extremely difficult for the inferior federal courts to even hear challenges to these maps. Perhaps the only route for review will be through certiorari petitions, which will be routinely denied. (Derek Mueller made this point shortly after Moore was decided.) Once again, the significance of the state courts becomes even more important. Look no further than North Carolina, where the recently-elected Republican state supreme court overruled the "precedent" (but not the "judgment") of the former Democratic majority.

As the unelected judiciary becomes depoliticized, the elected judiciary becomes more politicized. On balance, I am okay with this shift. As Judge Sutton explains, there are 51 imperfect solutions, and just that many imperfect state supreme courts, plus hundreds of imperfect state supreme court justices. Fortunately, it is much simpler to improve a state bench, than to "reform" the highest court of the land. Still, I worry deeply about races like the one in Wisconsin where candidates effectively prejudged cases. Neutrality, or at least the pretense of neutrality, is a bedrock of any judicial system. Otherwise, we are just left with a Council of Revision, which didn't work out too well in New York.

Purple June

With Justice Kavanaugh by his side, the Chief Justice is back in control.

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Flash back to June 2020. The supposedly-conservative 5-4 majority of the Supreme Court, in case after case, swung to the left: McGirt, Mazars, Vance, June Medical, Regents, Bostock, and so on. Things became so bleak I referred to the period as Blue June.

Now, jump forward to June 2022. The expanded 6-3 conservative majority, in case after case, swung to the right: West Virginia, Castro-Huerta, Kennedy, Dobbs, Bruen, Carson, and so on. In my lifetime, I could not recall such a consistent string of decisions that favored conservative jurisprudence. I called the period, fittingly, Red June.

What do I make of June 2023? Well, it is somewhere in between Red June and Blue June. Call it Purple June. There were several significant decisions to the right: 303 Creative, Nebraska, and Students for Fair Admission. (Curiously, all the hard-right decisions came on the last two days of the term--more on timing later.) There were several significant decisions to the left: Moore, Texas, Brackeen, and Milligan. And there were a few significant decisions that are harder to characterize: Groff, Mallory, and Pork Producers. It's a mix.

There will be umpteen efforts to explain this term, but ultimately, a single factor predominates: Chief Justice Roberts and Justice Kavanaugh consistently vote with the Court's progressives to form a five-member block. According to Empirical SCOTUS, Chief Justice Roberts and Justice Kavanaugh have a 95% voting agreement rate since 2018. Moreover, according to the New York Times, this term Justice Kavanaugh was in the majority of divided cases 90% of the time, while the Chief was in the majority 86% of the time. Justice Thomas was in the majority of divided cases only 55% of the time. Shortly after Kavanaugh joined the Court, there were a spate of stories suggesting that Roberts would vote like Justice Kavanaugh. Five years in, we can confirm those early prognostications.

I offered the New York Times this quote:

Some conservatives have been frustrated. Gov. Ron DeSantis of Florida, a Republican and a rival to Mr. Trump for the Republican presidential nomination, recently said that none of Mr. Trump's three appointees "are at the same level" of Justices Thomas and Alito.

Josh Blackman, a law professor at South Texas College of Law Houston, said the critique had force from a conservative perspective, and he questioned the adequacy of the Trump administration's vetting process, which relied on lists of potential nominees compiled by lawyers with ties to conservative legal groups like the Federalist Society and the Heritage Foundation.

"For different reasons, Justices Gorsuch, Kavanaugh and Barrett have and will continue to disappoint conservatives," Professor Blackman said. "I don't know that future 'short lists' are worth much if they are made by the same people who generated the last batch of lists."

Remember that Justice Kavanaugh was not Trump's first list. (Nor was Gorsuch). Justice Kavanaugh's exclusion from the unadulterated, unlobbied list was quite deliberate. He was added, no doubt, so he could be nominated. This term, Justice Kavanaugh voted with Justice Jackson 62% of the time, but voted with Justice Thomas only 48% of the time. Did everyone who vigorously advocated for Justice Kavanaugh predict that he would vote with the author of the Obamacare decision 95% of the time, and be closer jurisprudentially to Ketanji Brown Jackson than to Clarence Thomas? Governor DeSantis is not wrong.

I've now finished all of the opinions of the Court this term. Well, to be precise, I didn't read every word. I skimmed some parts and skipped others. But I've internalized the decisions, and plan to write a bit. Stay tuned.

52%-32% Support for Court's Decision "Restricting the Use of Race as a Factor in College Admissions"

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The ABC News/Ipsos poll reports 52%-32% support for the decision ("Do you approve or disapprove of the recent decision by the U.S. Supreme Court restricting the use of race as a factor in college admissions"):

The majority includes majorities of both white (60%) and Asian (58%) Americans. Latino and Hispanic Americans are split on the ruling (40% approve vs. 40% disapprove), and the majority of Black Americans disapprove ([25% approve vs.] 52% [disapprove]).

Note that the margin of error is necessarily higher for racial subgroups, especially smaller ones, than for the sample as a whole (for that, it's reported as ±3.5%), even though they were slightly oversampled (with the oversamples being statistically accounted for in the overall results). Note also that, despite the race gap, it's clear that no racial group is even close to homogeneous in its views.

The poll also reports …

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Free Speech

Have Smart, Nonobvious Things to Say in Law Review Article Form About Court's New First Amendment Decisions?

Submit them to the Journal of Free Speech Law; we'll tell you within 14 days whether we'll accept the submission, and then we can publish it very quickly, if you'd like.

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To see more about the articles and authors we've published so far, see our http://JournalOfFreeSpeechLaw.org; to submit, go to ScholasticaHQ. So far we've published articles by Jack Balkin (Yale), Mark Lemley (Stanford), Jeremy Waldron (NYU), Cynthia Estlund (NYU), Christopher Yoo (Penn), Danielle Citron (Virginia), and many others—both prominent figures in the field and emerging scholars. We require exclusive submissions, but we promise to give a response within 14 days, so if we say no, you've lost very little. And then we can publish quickly, which can be particularly valuable for new pieces.

We're also willing to publish short pieces, if they say something genuinely new and smart. We're not generally interested in casenotes that mostly restate the facts and holding of a case, since it's rare for there to be something novel, nonobvious, and useful there. But something that explains how the underlying area of the law (e.g., compelled speech law, the law of threats, the law of solicitation and aiding and abetting, and so on) is changed by the case could be very useful; likewise for how other areas of the law might be affected by the developments in this area.

Of course, we're also continuing to review articles that are unrelated to this Supreme Court Term's cases. (We just accepted one a few days ago, for instance, on platform transparency laws.) But I just wanted to particularly stress our openness to short articles on those cases.

Indiana Constitution Protects Right to Abortion When Necessary to Protect Woman's Life or Health, But Not Otherwise

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In Members of the Medical Licensing Board of Indiana v. Planned Parenthood, decided Friday, the Indiana Supreme Court (in an opinion by Justice Derek Molter, joined by Chief Justice Loretta Rush and Justice Mark Massa) concluded that the Indiana Constitution's protection of "life, liberty, and the pursuit of happiness" "protects a woman's right to an abortion that is necessary to protect her life or to protect her from a serious health risk":

Plaintiffs emphasize that abortion procedures are sometimes their only means to save their patients' lives. That is undisputed, and we agree the Constitution—including Article 1, Section 1—does not permit the General Assembly to prohibit abortion in those circumstances. But that is not a basis for enjoining the entirety of Senate Bill 1 in all circumstances, including when abortion is unnecessary to protect a woman's life or to protect her from a serious health risk.

Article 1, Section 1 expressly protects an "inalienable" right to "life," which was a firmly established right long before Indiana became a state. That right to protect one's own life extends beyond just protecting against imminent death, and it includes protecting against "great bodily harm." Although the State disputes that Article 1, Section 1 is judicially enforceable, it recognizes that governmental authority is limited to the police power, and it acknowledges "grave doubt" that the police power would permit the State to prohibit an abortion that was necessary to save a woman's life.

Because this fundamental right of self-protection—whether considered as an exercise of the right to life, an exercise of the right to liberty, a limitation on the scope of the police power, or as a matter of equal treatment—is so firmly rooted in Indiana's history and traditions, it is a relatively uncontroversial legal proposition that the General Assembly cannot prohibit an abortion procedure that is necessary to protect a woman's life or to protect her from a serious health risk.

Reflecting that understanding, all of Indiana's abortion statutes since 1851 have recognized an exception for abortions that are required to protect a woman's life…. And now that the United States Supreme Court has returned broad discretion to the states to determine the legality of abortion, Senate Bill 1's general abortion ban continues to recognize an exception for "when reasonable medical judgment dictates that performing the abortion is necessary to prevent any serious health risk to the pregnant woman or to save the pregnant woman's life."

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Unenumerated Rights

Indiana Constitution Protects Long-Established Unenumerated Rights, Including Personal and Economic Rights

So the Indiana Supreme Court held yesterday, though it concluded that, as to abortion, this is limited to situations where the abortion is necessary to protect the woman's life or health.

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Article 1, Section 1 of the Indiana Constitution (the first section of the Indiana Bill of Rights) provides,

WE DECLARE, That all people are created equal; that they are endowed by their CREATOR with certain inalienable rights; that among these are life, liberty, and the pursuit of happiness; that all power is inherent in the people; and that all free governments are, and of right ought to be, founded on their authority, and instituted for their peace, safety, and well-being. For the advancement of these ends, the people have, at all times, an indefeasible right to alter and reform their government.

Members of the Medical Licensing Board of Indiana v. Planned Parenthood, decided Friday by the Indiana Supreme Court, in an opinion by Justice Derek Molter, joined by Chief Justice Loretta Rush and Justice Mark Massa, concludes that this is a judicially enforceable provision that protects long-established unenumerated rights:

Interpreting Article 1, Section 1 requires us to uncover "the common understanding of both those who framed" our Constitution "and those who ratified it." … The first state constitutional document to include [the guarantees listed in Article 1, Section 1] was the Virginia Declaration of Rights in 1776, which was the first bill of rights adopted through a popularly elected convention. Steven G. Calabresi & Sofía M. Vickery, On Liberty and the Fourteenth Amendment: The Original Understanding of the Lockean Natural Rights Guarantees, 93 Tex. L. Rev. 1299 (2015). A month after Virginia adopted its Declaration of Rights, Pennsylvania adopted a similar provision in its constitution. Around the same time, Thomas Jefferson used the Virginia provision as a model for expressing these same ideas in the Declaration of Independence.

These provisions, known as "Lockean Natural Rights Guarantees," quickly became standard in state constitutions, and they are generally understood as constitutionalizing the social contract theory of the English political philosopher John Locke. Locke believed that before forming a civil society we were in a state of nature where we all had equal freedom to do as we pleased so long as we did not "take away or impair the life, or what tends to the preservation of life, the liberty, health, limb, or goods of another." That freedom included natural rights: "every [person] has a property in [their] own person," the "labour of [their] body," and "the work of [their] hands." But we left the state of nature and entered a civil society, giving up some of our natural rights in exchange for better protection of the remaining natural rights and for the enjoyment of new positive rights (e.g., the right to a jury trial). See generally Michael W. McConnell, Natural Rights and the Ninth Amendment: How Does Lockean Legal Theory Assist in Interpretation?, 5 N.Y.U. J.L. & Liberty 1 (2010).

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Administrative Law

Lots of Administrative Law On Tap for Next Supreme Court Term

The Court will consdier whether to invalidate the CFPB's funding, narrow standing, and overturn Chevron, among other things.

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The Supreme Court has scarcely filled its docket for the 2023-24 term, but it is already shaping up to a major term for administrative law.

Among the cases accepted for next term with potentially significant implications for administrative law are the following:

  • Consumer Financial Protection Bureau v. Community Financial Services Association of America - Whether the court of appeals erred in holding that the statute providing funding to the CFPB violates the appropriations clause in Article I, Section 9 of the Constitution, and in vacating a regulation promulgated at a time when the Bureau was receiving such funding. (I wrote about the cert petition here.)
  • Acheson Hotels v. Laufer - Whether a self-appointed Americans with Disabilities Act "tester" has Article III standing to challenge a place of public accommodation's failure to provide disability accessibility information on its website, even if she lacks any intention of visiting that place of public accommodation. (Josh B. wrote about the cert grant here.)
  • Loper Bright Enterprises v. Raimondo - Whether the court should overrule Chevron v. NRDC, or at least clarify that statutory silence concerning controversial powers expressly but narrowly granted elsewhere in the statute does not constitute an ambiguity requiring deference to the agency. (I wrote about the cert grant here.)
  • Securities and Exchange Commission v. Jarkesy - Three questions: (1) Whether statutory provisions that empower the Securities and Exchange Commission to initiate and adjudicate administrative enforcement proceedings seeking civil penalties violate the Seventh Amendment; (2) whether statutory provisions that authorize the SEC to choose to enforce the securities laws through an agency adjudication instead of filing a district court action violate the nondelegation doctrine; and (3) whether Congress violated Article II by granting for-cause removal protection to administrative law judges in agencies whose heads enjoy for-cause removal protection. (I wrote about the Jarkesy decision here.)

That's quite a bit of administrative law for a single year, and there will be more to come. The Court has not even granted certiorari on two-dozen cases yet. Additional cases concerning standing, the Biden Administration's environmental regulations, vaping regulation, and the FDA's treatment of mifepristone could still end up before the justices.

Note to Administrative Law professors: Be prepared to revise your syllabi!

Supreme Court

Looking Back on the Supreme Court's 2022-23 Term

Some end-of-term comments and an assessment of my end-of-term predictions.

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After a slow start, and many opinions that confounded expectations, the Supreme Court closed the term with several decisions that split the justices along ideological lines. Yet overall, the 6-3 Court only decided twelve of fifty-seven cases by that margin, and in only five of those cases was the Court split along ideological lines (the two affirmative action cases, Biden v. Nebraska on student loans, 303 Creative v. Elenis on whether a web designer could be required to make websites celebrating same-sex marraige, and Jones v. Hendrix concerning habeas claims).

Several cases previewed as likely to split the justices along ideological lines produced unanticipated agreement (as in Groff v. DeJoy on religious accommodation in employment, Axon & Cochran on challenges to agency adjudication, Glacier NW on labor disputes, and (to some degree), Sackett v. EPA on the scope of federal regulation under the Clean Water Act), while others did not produce the conservative result we were told to expect (Allen v. Milligan on the Voting Rights Act and Brackeen v. Haaland on the Indian Child Welfare Act), and still others splintered the Court in truly unexpected ways (Mallory v. Norfolk Souther Railway on personal jurisdiction and National Pork Producers Council on the dormant commerce clause).

Over at EmpiricalSCOTUS, Adam Feldman and Jake Truscott have compiled some other statistics for the term. Of note, Justice Brett Kavanaugh was in the majority in 96 percent of the Court's cases, more than any other justice, followed closely by the Chief Justice. Interestingly, the Justice least likely to be in the majority was another conservative: Justice Thomas. The overall ranking on this score, as compiled by Feldman and Truscott, is quite unexpected, as shown below.

Also worth noting, three pairs of justices voted together in 95 percent of the term's cases (Roberts-Kavanaugh, Sotomayor-Jackson, and Sotomayor-Kagan).

As for the Court's final cases, here's a quick round-up of my end-of-term predictions and how they fared.

  • Harvard/UNC Affirmative Action Cases—I correctly predicted Chief Justice Roberts would write and hold schools' use of race unlawful. I did not anticipate the relative degree of unanimity among the conservatives, largely because I thought the Chief's opinion would be narrower than it turned out to be.
  • Mallory v. Norfolk Southern – I got neither the decision's author (Justice Gorsuch) nor the outcome correct (and, like others, I am still unpacking what the decision's splintered line-up actually means).
  • 303 Creative v. Elenis – I correctly predicted Justice Gorsuch would write an opinion concluding the state cannot compel a web designer to make websites contrary to her deeply held beliefs.
  • Moore v. Harper – I correctly predicted the author (Chief Justice Roberts), but not the outcome, as I thought the Court would avoid the merits.
  • Student Loan Cases—I correctly predicted Chief Justice Roberts would write an opinion finding that Missouri had standing and that the student loan forgiveness plan was unlawful, but I did not anticipate a separate opinion in the second case rejecting standing for those plaintiffs.
  • Abitron Austria GmbH v. Hetronic International – My guess as to the author was wrong. (It was Justice Alito and I had predicted Justice Sotomayor.) I dared not venture a substantive prediction as the case concerned a subject I know little about.
  • Groff v. DeJoy – I correctly predicted that Justice Alito would write an opinion siding with the employee who sought religious accommodation. I did not predict that it would be unanimous.
  • Counterman v. Colorado – I correctly predicted that Justice Kagan would write an opinion rejecting the objective "reasonable person" standard for determining what is a "true threat" and remanding back to the Colorado courts.

Overall, I think I did pretty well with these predictions, and definitely gave readers their money's worth.

I am not about to make any sweeping predictions about next term, other than to note that it is likely to be quite significant for administrative law, particularly given some of the Court's most recent cert grants. I discuss the administrative law cases on tap for next term here.

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