The Volokh Conspiracy

Mostly law professors | Sometimes contrarian | Often libertarian | Always independent | Est. 2002

The Volokh Conspiracy

What Is The Effect Of The "Judgment" From Harper I?

Chief Justice Roberts, and regrettably Justice Barrett, keep the case alive by succumbing to the writ of erasure fallacy.

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There is much to say about Moore v. Harper. I'll start with the threshold issue: was there still a live controversy that the Court could decide? The majority opinion by Chief Justice Roberts answered the question yes; the dissent by Justice Thomas answered the question no. I won't even attempt to describe the tortured legal posture of this case. The Chief Justice somehow made the complicated litigation history straightforward. I think he cut a few corners here and there in the service of simplicity, but he illustrated once again why he is still, pound for pound, the best writer on the Court.

Here, I want to focus on one particular aspect of the mootness inquiry. The Court held that it could vacate the "judgment" from Harper I. Ultimately, the Court did not vacate that judgment, but it could have. Therefore, because the possibility of vacatur existed, the controversy was not moot. But what would have been the effect of vacating the judgment from Harper I? Chief Justice Roberts writes that if the Court vacated the judgment from Harper I, "the 2021 plans enacted by the legislative defendants would again take effect." Roberts further quoted from counsel for the legislative defendants that the North Carolina Supreme Court "overruling Harper I [would] not negate the force of its order striking down the 2021 plans." In these two sentences, Chief Justice Roberts succumbed to the writ of erasure fallacy.

A judgment does not operate against a statute; a judgment operates against parties.  Justice Thomas spelled out the "deeper" problems with the Court's analysis.

But the error that actually drives the majority's conclusion is much deeper. The majority evidently thinks that when Harper I held the 2021 Act unconstitutional, it entered a "judgment" affecting the 2021 Act as a statute, independent of its application to the legal rights of the litigants in this case. And the majority thinks that to reverse Harper I 's "judgment" would "negate the force of its order striking down" the Act, thus "alter[ing] the presently operative statutes of North Carolina." But, of course, the judicial power does not "operate on legal rules in the abstract"; it operates on the rights and liabilities of contending parties with adverse legal interests. California v. Texas (2021). The majority's reasoning cannot be squared with the judicial power vested by the Constitution, the case-or-controversy requirement, or the nature of judicial review.

Yes, California v. Texas. I remember that case well. The Supreme Court could not issue any order that ran against the Affordable Care Act. The judgment could only run against plaintiff's who have injuries that can be remedied.

Justice Thomas illustrates the profound problems with the majority's analysis:

Instead, its animating idea (uncritically borrowed from petitioners) is that Harper I 's "judgment" operated against the 2021 Act as a statute. The majority describes Harper I's "judgment" interchangeably as "enjoining the use of the 2021 ma[p]" and "striking down the 2021 pla[n]." It then reasons that reversing that "judgment" would "negate the force of its order striking down the 2021 pla[n]," thus "alter[ing] the presently operative statutes of North Carolina" such that the 2021 Act would "again take effect." . . .

This reasoning bears no connection to the judicial power of this Court or the court below. . . . Thus, a judgment binds the rights of the parties in that case, see Taylor, and it awards remedies that "operate with respect to [those] specific parties," California. In deciding any case, the court must "ascertai[n] and declar[e] the law applicable to the controversy"; this duty, in turn, implies "the negative power to disregard an unconstitutional enactment" in deciding the case. Massachusetts v. Mellon (1923); accord, Nicholson; Marbury v. Madison (1803). But this negative power of judicial review is not a "power per se to review and annul acts of [legislation] on the ground that they are unconstitutional," Mellon; "to change or to repeal statutes," or to issue orders that "operate on legal rules in the abstract," California. Courts of law simply do not render "judgments" that toggle statutes from "operative" to "inoperative" and back again, as if judicial review were some sort of in rem jurisdiction over legislative Acts.

Roberts has no response to Justice Thomas on this foundational point. If Justice Thomas is right, then the case was moot, and should have been dismissed.

I am disappointed that Justice Barrett joined this analysis. The Chief will do jurisdictional pirouettes like Baryshnikov to reach the result he wants. But Justice Barrett knows better.

Sen. Schumer Tackles AI Regulation

Episode 464 of the Cyberlaw Podcast

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Sen. Schumer (D-NY) has announced an ambitious plan to produce a bipartisan AI regulation program in a matter of months. Jordan Schneider admires the project; I'm more skeptical. The rest of our commentators, Chessie Lockhart and Michael Ellis, also weigh in on AI issues. Chessie lays out the case against panicking over existential AI threats, this week canvassed in the MIT Technology Review. I suggest that anyone complaining that the EU or China is getting ahead of the US in AI regulation (lookin' at you, Sen Warner!) doesn't quite understand the race we're running. Jordan explains the difficulty the US faces in trying to keep China from surprising us in AI.

Michael catches us up on Canada's ill-advised effort to force Google and Meta to pay Canadian media whenever a user links to a Canadian story.  Meta has already said it would rather ban such links. The end result could be that even more Canadian news gets filtered through American media, hardly a popular outcome north of the border.

Speaking of ill-advised regulatory initiatives, Michael and I comment on Australia's threatening Twitter with a fine for allowing too much hate speech on the platform post-Elon.

Chessie gives an overview of the DELETE Act, a relatively  modest bipartisan effort to regulate data brokers' control of personal data.

Michael and I talk about the growing tension between EU member states with real national security responsibilities and the Brussels establishment, which has enjoyed a 70-year holiday from national security history and expects the next 70 to be more of the same. The latest conflict is over how much leeway to give member States when they feel the need to plant spyware on journalists' phones.  Remarkably, both sides think government should have such leeway; the fight is over how much.

Michael and I are surprised that the BBC feels obliged to ask, "Why is it so rare to hear about Western cyber-attacks?" Because, BBC, the agencies carrying out those attacks are on our side and mostly respect rules we support.

In updates and quick hits:

  • I bring listeners up to date on how things turned out for the lawyers who filed a ChatGPT-hallucinated brief in federal court: Not well.
  • Chessie flags the creation of a new Justice Department section in the National Security Division: Natsec Cyber
  • Chessie also welcomes the growing recognition, some of it in cold, hard cash, for cyber security clinics.

Download Episode 464 (mp3).

You can subscribe to The Cyberlaw Podcast using iTunes, Google Play, Spotify, Pocket Casts, or our RSS feed. As always, The Cyberlaw Podcast is open to feedback. Be sure to engage with @stewartbaker on Twitter. Send your questions, comments, and suggestions for topics or interviewees to CyberlawPodcast@gmail.com. Remember: If your suggested guest appears on the show, we will send you a highly coveted Cyberlaw Podcast mug! The views expressed in this podcast are those of the speakers and do not reflect the opinions of their institutions, clients, friends, families, or pets.

Free Speech

S. Ct. Decides: "True Threats" Exception Requires Showing that Speaker Was "Reckless," i.e.,

"consciously disregarded a substantial risk that his communications would be viewed as threatening violence."

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The Supreme Court has long recognized that "true threats" of illegal conduct are excluded from First Amendment protection. But what mental state does the government have to show to prove that something is a true threat?

  1. Is it enough to show that a reasonable person would have recognized it as threatening (a mental state generally labeled "negligence")?
  2. Does the government have to show that the speaker recognized it was quite likely to be perceived as threatening, and ignored that risk (generally called "recklessness")?
  3. Does the government have to show that the speaker knew it was nearly certain to be perceived as threatening (generally called "knowledge")?
  4. Does the government have to show that the speaker specifically had the aim of making people feel threatened (generally called "purpose")?

Oddly enough, the Court has never resolved this question, though such "mens rea" elements are key parts of many other First Amendment tests:

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Download Edited Version Of Moore v. Harper From Barnett/Blackman Supplement

About half the case is on jurisdiction/mootness, and the other half is on election law.

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I have finished editing Moore v. Harper for the Barnett/Blackman supplement. I trimmed 65 pages down to 22 pages. You can download the opinion here.

This case will be useful for two separate topics: jurisdiction/mootness and election law. I suspect professors interested in the former will be less interested in the latter, and vice versa. To make things easier, the discussion on mootness appears in Part II of the majority opinion and Part I of the dissent. And the discussion of election law appears in Parts III and IV of the majority opinion and Part II of the dissent.

I'll have much more to say about this decision in future writings.

Supreme Court

Why a Supreme Court Justice Who Always Votes for One Type of Litigant isn't Necessarily Biased

Justice Gorsuch has never voted against Native American interests in a Supreme Court case. But that probably isn't because he's biased in favor of Indians. He simply believes that much existing precedent in this field is biased the other way.

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Supreme Court Justice Neil Gorsuch
Supreme Court Justice Neil Gorsuch. (Pool/ABACA/Newscom)

 

In a recent post, co-blogger Josh Blackman notes that Supreme Court Justice Neil Gorsuch has never ruled against Indian tribes or their members since getting on the Court in 2017. Because of this record, Josh goes on to write in a follow-up post, he is "skeptical of any Gorsuch opinion that rules for an Indian tribe or member." The implication is that Gorsuch is biased in cases involving Indian interests and rights. His consistent record of ruling in favor of Indian interests proves it.

But does it?  A Supreme Court justice who always or almost always rules in favor of one type of litigant could well have unbiased reasons for doing so. Consider a Supreme Court justice 100 years ago who virtually always ruled in favor of black litigants in civil liberties and antidiscrimination cases. Perhaps such a justice acted as he did because he had a bias in favor of blacks (or against whites). But the more likely explanation is that the justice thought existing precedent on these issues was itself biased against black rights (which was in fact the case!).

Supreme Court cases are not a random sample of the possible universe of legal issues. Most are chosen by the justice because they involve matters where existing precedent is unclear on the issue in question or does not cover it, or (less often) attempts to reverse or limit current precedent. If existing precedent is heavily biased towards one side, it makes sense for a justice who objects to that bias to always (or almost always) rule for the other.

In Gorsuch's view, what was true of precedent on black civil rights a century ago is true of Indian issues today. He believes existing precedent shortchanges Indian tribes and other Indian interests on a wide range of fronts. And, as in the case of blacks back then, the bias is the outgrowth of a long history of discrimination and oppression. Gorsuch sets out much of that history in his lengthy concurring opinion in Haaland v. Brackeen.

I think Gorsuch is right about the horrific history, but perhaps wrong about some of the implications for legal doctrine. Among other things, I am skeptical that Congress's power over Indian issues should be as broad as Gorsuch suggests, and I am particularly opposed to provisions of the Indian Child Welfare Act that authorize extensive racial and ethnic discrimination in making adoption decisions respecting children with Indian ancestry. On that latter point, I agree with co-blogger David Bernstein. But the issue here is not whether Gorsuch is right about these issues, but whether his votes in Indian cases are the result of bias.

Although Gorsuch may be wrong, it seems clear he has a principled stance on how existing doctrine gives short shrift to Indian tribes and other Indian interests, and seeks to correct that bias. It's not a matter of special favoritism for Indians, as such.

In the same way, I think property rights claims deserved to prevail in almost every Takings Clause case involving property rights in land, or personal property, that reached the Supreme Court over the last several decades. Do I have a special bias in favor of landowners' interests? Maybe. But my position is that it is existing Supreme Court precedent that is biased against property rights in various ways, for historical reasons arising from the Progressive and New Deal eras. I set out some of the relevant history in my book The Grasping Hand. While things have improved somewhat over time, it is still true that property rights often get weaker protection than most other constitutional rights, and takings cases that reach the Supreme Court are therefore still almost always ones the property owners deserve to win.

Could I be wrong about that? Sure. But if so, it's not because of a special bias in favor of landowners. To the contrary, much of my work emphasizes that the biggest victims of judicial neglect of property rights are often people who don't themselves own land, such as victims of exclusionary zoning and renters forced from their homes due to abusive use of eminent domain.

Things are different if we focus on lower court judges, rather than Supreme Court justices. If a district court or circuit judge virtually always votes for Indians, blacks, whites, landowners, or some other identifiable social group's interest, that is much stronger (though not conclusive) evidence of bias. Or at least that's true if the judge has heard any significant number of cases involving members of those groups.

Lower court cases are a much less carefully selected sample than those that reach the Supreme Court. Many lower court cases involve highly dubious claims or "Hail Marys" that have little or no merit under any plausible legal theory.

There are a number of areas of constitutional law where serious arguments can be made that current precedent is unjustifiably biased in one direction. A justice who believes existing doctrine is flawed in that way may have good reason to act as Gorsuch does in Indian cases. At the very least, the justice's voting pattern cannot easily be dismissed as biased in favor of a particular group.

If You Grant a Mouse's Motion for a Cookie, It Might Take a Mile's Worth of Bites at the Apple

Also geese and ganders.

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From Basulto v. Netflix, Inc., decided Saturday by Magistrate Judge Jonathan Goodman (S.D. Fla.):

"Give him an inch and he'll take a mile"

— Well-known proverb

The hugely-popular children's book If You Give a Mouse a Cookie involves a boy who gives a mouse a cookie. The mouse then asks for milk, and a series of requests begins. The mouse makes request after request, and the boy grants all the mouse's wishes: a glass of milk, a straw (to drink the milk), a mirror (to avoid a milk moustache), nail scissors (to trim his hair in the mirror), a broom (to sweep up the hair trimmings), a nap, a story (to be read to him), a picture (to be drawn), a refrigerator (to hang the picture on)—and then a glass of milk (because looking at the refrigerator made the mouse thirsty).

One theme of the story is that every event has consequences. There is always a cause and an effect. Every action causes a reaction. Decisions about litigation tactics are no exception to this fundamental rule. Another theme is that the recipient of a favor or benefit may well seek additional rewards. The lessons children learn from If You Give a Mouse a Cookie apply equally to tactics used in lawsuits.

All of which brings us to Defendant Netflix's Expedited Motion to Strike Plaintiffs' Amended Opposition to Netflix's Motion for Summary Judgment…. Essentially, Netflix contends that Plaintiffs have taken advantage of a recent discovery ruling (which permitted an additional two hours of deposition testimony on limited topics from a Netflix corporate representative) to unfairly submit materially revised materials: the amended opposition brief, statement of undisputed facts, new declarations from Dreyfuss and Basulto and related exhibits. According to Netflix, Plaintiffs abused their ability to submit a revised memorandum to the limited extent it concerned the new and additional deposition testimony by fundamentally re-conceiving their arguments.

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What Does U.S. v. Texas Tell Us About The DACA Litigation?

Is this a ticket good for one ride?

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Justice Kavanaugh's decision in United States v. Texas does not cohere on many levels. Worse, the decision can only be understood as some sort of middling compromise to avoid revisiting Massachusetts v. EPA and national vacaturs under Section 706. (Jon Adler and Mike Dorf have more on these issues). Is U.S. v. Texas a ticket good for one ride, and one ride only? Part II-C of the majority opinion identifies five areas where the courts may "entertain cases involving the Executive Branch's alleged failure to make more arrests or bring more prosecutions." The third point may have some relevance for the never-ending DACA litigation.

Third, the standing calculus might change if the Executive Branch wholly abandoned its statutory responsibilities to make arrests or bring prosecutions. Under the Administrative Procedure Act, a plaintiff arguably could obtain review of agency non-enforcement if an agency "has consciously and expressly adopted a general policy that is so extreme as to amount to an abdication of its statutory responsibilities." Heckler, 470 U. S., at 833, n. 4 (internal quotation marks omitted); see id., at 839 (Brennan, J., concurring); cf. 5 U. S. C. §706(1). So too, an extreme case of non-enforcement arguably could exceed the bounds of enforcement discretion and support Article III standing. But the States have not advanced a Heckler-style"abdication" argument in this case or argued that the Executive has entirely ceased enforcing the relevant statutes. Therefore, we do not analyze the standing ramifications of such a hypothetical scenario.

This argument brings me back. For more than a decade, advocates have contended that DACA amounts to a wholesale abandonment of the immigration laws with respect to the Dreamers. Does DACA "exceed the bounds of enforcement discretion"? Usually, Heckler is understood as a merits question, rather than a standing question. But now, Justice Kavanaugh has seemed to merge, or at least conflate the inquiries. Justice Barrett pointed out this problem in her concurrence:

Whatever Heckler's relevance to cases like this one, it does not establish a principle of Article III standing. And elevating it to the status of a constitutional rule would transform it from a case about statutory provisions (that Congress is free to amend) to one about a constitutional principle (that lies beyond Congress's domain). Although the Court notes that Heckler involved the APA, its conflation of Heckler with standing doctrine is likely to cause confusion.

Yes, Justice Kavanaugh's opinion will cause confusion. I think that's a feature, rather than a bug. Moreover, the Court provides no explanation of what "abandonment" even means. Justice Alito points out the obvious:

Under what circumstances might the Court say that the Federal Government has "wholly abandoned" its enforcement duties? Suppose the Federal Government announced that it would obey 80% of the immigration laws or 70% of the environmental laws. Would the Court say that it had"

Still, Justice Kavanaugh expressly left open the question of whether there is standing to challenge the executive "disregarding" statutory obligations. Justice Kavanaugh repeated himself, so you know he really means it!

To be clear, our Article III decision today should in no way be read to suggest or imply that the Executive possesses some freestanding or general constitutional authority to disregard statutes requiring or prohibiting executive action.

And is it even true that the states failed to raise this issue? Justice Gorsuch says no.

But the Court declines to say more than that because "the States have not advanced" such an argument. Ibid. Is that true, though? The States have pleaded a claim under the Take Care Clause. App. 106. Is that not an abdication argument? Did they fail to plead it properly? Or is the Court simply ignoring it?

Regrettably, the lower courts will toil to make sense of Justice Kavanaugh's "abandonment" argument--and to what end?

Justice Kavanaugh's majority opinion raised a fourth point that may be relevant for the DACA case.

The fourth point may also have some relevance to the DACA litigation:

Fourth, a challenge to an Executive Branch policy that involves both the Executive Branch's arrest or prosecution priorities and the Executive Branch's provision of legal benefits or legal status could lead to a different standing analysis. That is because the challenged policy might implicate more than simply the Executive's traditional enforcement discretion. Cf. Department of Homeland Security v. Regents of Univ. of Cal. (2020) (benefits such as work authorization and Medicare eligibility accompanied by non-enforcement meant that the policy was "more than simply a non-enforcement policy"); Texas v. United States (Linda R. S. "concerned only nonprosecution," which is distinct from "both nonprosecution and the conferral of benefits"), aff'd by an equally divided Court (2016). Again, we need not resolve the Article III consequences of such a policy.

Here, Justice Kavanaugh is obviously referring to DACA. But what is perplexing is the conjunction "and." DACA does not involve an "arrest or prosecution priorities." Yesterday, I pointed out that immigration law is civil. To be precise, there is no arrest and prosecution; there is detention and removal. Sure, some aliens are charged with the crime of illegal re-entry. But for the most part, immigration enforcement is civil. DACA does provide legal benefits. Indeed, the existence of those benefits provided the basis for the Chief's "reliance interest" analysis in DHS v. Regents. (Isn't it something that New York and California won their big cases against Trump while but Texas keeps losing against Biden?)

What exactly does this fourth point mean? Justice Alito writes in dissent:

Exactly what this means is not easy to ascertain. One possibility is that the majority is talking about a complaint that asserts separate claims based on the grant or denial of benefits, the grant or denial of legal status, and harms resulting from non-enforcement of a statutory mandate. In that event, standing with respect to each claim would have to be analyzed separately.

This is how I read the Kavanaugh opinion, which would leave open the question of whether there is standing to challenge DACA. But Alito flags another possible reading:

Another possibility is that the majority is referring to a claim asserting that non-enforcement of a statutory requirement requiring the arrest or prosecution of third parties resulted in the plaintiff's loss of benefits or legal status. Such a situation is not easy to imagine, and the majority cites no case that falls within this category. But if such a case were to arise, there is no reason why it should not be analyzed under our standard three-pronged test.

I find this reading unlikely--the Court described a non-existent program. But I suppose Justice Kavanaugh can duck-and-cover when the DACA cases arrives.

Finally, Footnote 3 of the majority opinion tries to draw a distinction between "direct" and "indirect" effects on state spending.

But in our system of dual federal and state sovereignty, federal policies frequently generate indirect effects on state revenues or state spending. And when a State asserts, for example, that a federal law has produced only those kinds of indirect effects, the State's claim for standing can become more attenuated.

The theory for standing in the DACA case, and much strategic litigation, has always concerned state spending: the failure to enforce immigration law foists more costs on state coffers. The Court doesn't explain the line between direct and indirect effects. Indeed, this line harkens back to the Pre-New-Deal era of Commerce Clause jurisprudence, where the Court would approve of direct regulations of commerce, but not indirect regulations.

What makes this argument particularly infuriating is that the census case expressly relied on an indirect effect. Justice Gorsuch makes this point in his concurrence:

Indeed, this Court has allowed other States to challenge other Executive Branch policies that indirectly caused them monetary harms. See, e.g., Department of Commerce v. New York (2019). So why are these States now forbidden from doing the same?

As does Justice Alito in dissent:

Instead, it observes only that a "State's claim for standing can become more attenuated" when based on the "indirect effects" of federal policies "on state revenues or state spending." Ante, at 9, n. 3. But while it is certainly true that indirect injuries may be harder to prove, an indirect financial injury that is proved at trial supports standing. And that is what happened here.

Ultimately, I think the effect of this decision is quite limited. It will probably be a ticket good for one ride.

Supreme Court

Supreme Court to Consider Scope of Congress's Taxing Power under the 16th Amendment

The question presented is whether the 16th Amendment authorizes Congress to tax unrealized sums without apportionment among the states.

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Today the Supreme Court granted certiorari in Moore v United States, which considers the estent to which the 16th Amendment constrains Congress's ability to impose different sorts of taxes and, in particular, whether Congress may tax unrealized income without apportionment.

Here is the question presented from the petition for certiorari:

The Sixteenth Amendment authorizes Congress to lay "taxes on incomes…without apportionment among the several States." Beginning with Eisner v. Macomber, 252 U.S. 189 (1920), this Court's decisions have uniformly held "income," for Sixteenth Amendment purposes, to require realization by the taxpayer. In the decision below, however, the Ninth Circuit approved taxation of a married couple on earnings that they undisputedly did not realize but were instead retained and reinvested by a corporation in which they are minority shareholders. It held that "realization of income is not a constitutional requirement" for Congress to lay an "income" tax exempt from apportionment. App.12. In so holding, the Ninth Circuit became "the first court in the country to state that an 'income tax' doesn't require that a 'taxpayer has realized income.'" App.38 (Bumatay, J., dissenting from denial of rehearing en banc).

The question presented is:

Whether the Sixteenth Amendment authorizes Congress to tax unrealized sums without apportionment among the states.

As noted in the brief, the U.S. Court of Appeals for the Ninth Circuit denied rehearing en banc over a dissent from Judge Bumatay. I suspect that was a flag to the Court that this case could be cert-worthy. Either that or it was the amicus brief filed by my colleague Erik Jensen (along with James Ely and the Manhattan Institute). Either way, this will be an interesting case to watch next term.

Briefs and lower court opinions can be found here.

Russia

Michael McFaul Makes the Case for Reaching out to the "Russian Diaspora"

A leading US expert on Russia advocates outreach to Putin's Russian opponents and encouraging emigration from Russia. The best way to encourage Russians to leave is to allow more of them to come to the West.

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The Russian-language sign in this image says "exit."

 

In a recent Washington Post article, former US Ambassador to Russia Michael McFaul advocates a US "diplomatic surge" that includes outreach to the Russian diaspora and encouraging emigration from that country:

Biden or Secretary of State Antony Blinken should appoint a de facto ambassador to the Russian diaspora. Our current efforts in assisting Russians who emigrated to avoid supporting Putin's war are inadequate. We have a national security interest in giving these refugees reasons not to return home. Young men who leave Russia today are soldiers who will not be on the battlefield in Ukraine tomorrow. To that end, we should also be working to encourage more emigration.

These ideas makes excellent sense. Russians who emigrate are no longer helping Putin's war machine. And they can instead boost Western economies, including through their disproportionate contributions to scientific and technical innovation. Russian emigration to the West can also bolster our position in the war of ideas against Putin. Russian opponents of Putin and his war, such as Ilya Yashin [who is no relation of mine], have made similar pleas for Western outreach.

But McFaul omits the most effective way to encourage emigration: Letting more Russians come to the West! Currently, Western nations are largely closed to Russian immigration, to the point where even political dissidents sometimes face cruel immigration detention if they try to enter the US.

If we want to improve outreach to the Russian diaspora, opening our doors to Russian migrants is likely to be far more effective than any special ambassador. Actions speak louder than words. Since February 2022, some 1 million Russians have fled the country despite the fact that most have been able to go only to such unappealing destinations as Turkey and Kazakhstan. Many more might leave if they had the opportunity to move to Western nations that can offer far greater freedom and opportunity.

The resolution of Yevgeny Prigozhin's coup against Putin ensures the latter will stay in power for some time to come. Even if Prigozhin had overthrown Putin, it's far from clear that Russia would have ended the war and ceased to be a menace to the West. So long as Russia remains a hostile, illiberal power, the kind of outreach McFaul advocates makes excellent strategic, as well as moral, sense.

I have made the case for dropping barriers to Russian migration in greater detail in previous writings, compiled here. In those pieces, I also addressed various counterarguments, such as claims that Russians should be kept out because they bear collective responsibility for Putin's war.

Law & Government

"The Neglected Value of Effective Government," by Prof. Rick Pildes (NYU)

"How law and policy have undermined the ability of government to deliver both large-scale policies and a range of public goods."

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I saw Prof. Pildes's forthcoming article, and asked him if he might guest-blog about it; he kindly agreed, and passed along the following:

I thank Eugene for inviting me to write about a new essay of mine entitled "The Neglected Value of Effective Government."

A central challenge, and threat, to democracies throughout the West in recent years is the perceived failure of democratic governments to deliver effectively on the issues their members care most about. When democratic governments cannot do so, that failure can lead to distrust, alienation, withdrawal, anger, and resentment. Even worse, it can fuel desires for a strongman figure who will supposedly cut through the dysfunction and deliver when democratic governments have failed to do so. Many of these manifestations of dissatisfaction are already visible in the United States.

Despite the critical importance of delivering effective government, democratic and legal theory have given too little attention and weight to this value. Much of democratic theory and legal scholarship on democracy focuses on values such as political equality, fair representation, democratic deliberation, political participation, and individual rights, among other values. This focus is largely on the input side to democracy. But less weight is given to the output side: the capacity of government to deliver effectively on the issues citizens care about most urgently.

I have been writing about the decline of effective government, focused initially on the United States, since 2014. In this essay, I aim to bring greater affirmative attention to the imperative of effective government in our thinking about the design of democratic institutions and processes. My approach is to identify and highlight tensions that arise between effective government and other important democratic values. These tensions or tradeoffs arise at both the macro-level of democratic institutional design and the more routine level of matters such as the administration of public policy.

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Free Speech

Frequent Pro Se Plaintiff Suing Court Document Archive PlainSite Over Publication of Court Records

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Paul Alan Levy (Public Citizen) and Oliver Edwards are defending against the claims (in Joe Johnson v. Think Computer Corp.) on behalf of PlainSite's operator (Think Computer Corp.); an excerpt (and I'll also excerpt Johnson's counterarguments when they're filed):

The plaintiff is a prolific pro se litigant who has been criticized for frivolous litigation by several judges among the many who have presided over the many pro se lawsuits that he has filed in the past three decades. In this case, he sues to challenge a website that hosts judicial records from thousands of lawsuits across the county, because the website includes information about his civil and criminal litigation history, including information that the plaintiff himself placed in public records when he filed papers in his lawsuits, including the name, address, telephone number and email address of his representative in court: himself.

The plaintiff first wrote to the defendant Think Computer Corporation in 2016, threatening to file suit if it did not take down the records of one lawsuit, and warning that if this request were not honored, "[Y]ou will be subject to a civil lawsuit, and will be tied up in litigation for the next year or so litigating this issue." The plaintiff also threatened to sue defendant's owner personally, even to embroil the owner's parents into the matter.

However, the First Amendment and Article 40 of the Maryland Declaration of Rights protect the public's right of access to judicial records, and protect Think Computer's right to assist the public with access to those records. All the legal claims are subject to dismissal. Moreover, their utter lack of merit, coupled with the plaintiff's repeated threats to impose the cost and trouble of litigation on Think Computer, its owner and even the owner's parents, show bad faith that warrants invocation of Maryland's anti-SLAPP law to support immediate dismissal of this action with prejudice….

[B]ecause judges addressing his litigation have discussed Johnson's name and contact information in the course of resolving motions in his cases, that information appears in online judicial dockets for his cases, and on privately-operated sites that host the same information for the convenience of members of the public. Inspection of the PlainSite website reveals that, with one exception, the only identifying information about plaintiff is his name, address, telephone number and email address.

The decision cited above from a federal judge in Pennsylvania specifies Johnson's birth date, a key part of the reasoning of that decision because the date was needed to disambiguate Johnson from others with the same name, which was an issue in his criminal prosecution there. The federal court docket in that case, which is available on PlainSite as well as the federal courts' PACER system and CourtListener does not reveal any filing by Johnson seeking to have his birth date redacted from the opinion. Johnson did file a motion to seal all the records in that criminal case, which was denied.

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Standing

What's Left Standing of Special Solicitude for States After U.S. v. Texas?

The Supreme Court did not overturn the standing holding of MAssachusetts v. EPA, but it may have left it on life support.

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On Friday, in United States v. Texas, the Supreme Court held that Texas and Louisiana lack Article III standing to challenge Department of Homeland Security's immigration enforcement guidelines which, the states allege, violate applicable federal statutes which require the arrest of certain non-citizens, pending their removal from the country. Justice Kavanaugh wrote for the Court, joined by the Chief Justice and Justices Sotomayor, Kagan, and Jackson. Justices Gorsuch, Barrett and Thomas concurred in the judgment. Justice Alito dissented. 

In rejecting the states' claims to have Article III standing, Justice Kavanaugh purported to distinguish Massachusetts v. EPA, in which the Court had held that states are entitled to a "special solicitude" when asserting standing to sue the federal government. According to Justice Kavanaugh, nothing in his opinion implicates the Massachusetts holding. Justice Gorsuch, joined by Justices Thomas and Barrett, expressed some skepticism on this point, as did Justice Alito in dissent. I share their skepticism. As I read Justice Kavanaugh's opinion, it undercuts the premises upon which Massachusetts rests (and I am okay with that, having been critical of the Massachusetts standing holding since the beginning).

From the outset of his opinion for the Court, Justice Kavanaugh evaluates the states' standing arguments as if they were no more entitled to invoke Article III jurisdiction than anyone else. So, in his introduction, Justice Kavanaugh writes:

The States essentially want the Federal Judiciary to order the Executive Branch to alter its arrest policy so as to make more arrests. But this Court has long held "that a citizen lacks standing to contest the policies of the prosecuting authority when he himself is neither prosecuted nor threatened with prosecution." Linda R. S. v. Richard D., 410 U. S. 614, 619 (1973). Consistent with that fundamental Article III principle, we conclude that the States lack Article III standing to bring this suit. 

In Justice Kavanaugh's formulation, it is a "fundamental principle" or Article III standing jurisprudence that "citizens" cannot contest the federal government's prosecution policies, so states cannot either. This point is repeated in his conclusion:

In sum, the States have brought an extraordinarily unusual lawsuit. They want a federal court to order the Executive Branch to alter its arrest policies so as to make more arrests. 

Justice Kavanaugh does not claim that federal immigration enforcement policies will not impact the plaintiff states. He simply argues that is insufficient to establish standing, particularly insofar as those harms are "Indirect," and the sort that would not usually justify Article III standing for anyone else (an argument the concurring justices can avoid, as they believe the standing problem here is redressability). Write Kavanaugh in a footnote:

To be sure, States sometimes have standing to sue the United States or an executive agency or officer. See, e.g., New York v. United States, 505 U. S. 144 (1992). But in our system of dual federal and state sovereignty, federal policies frequently generate indirect effects on state revenues or state spending. And when a State asserts, for example, that a federal law has produced only those kinds of indirect effects, the State's claim for standing can become more attenuated. See Massachusetts v. Laird, 400 U. S. 886 (1970); Florida v. Mellon, 273 U. S. 12, 16–18 (1927); cf. Lujan, 504 U. S., at 561–562. In short, none of the various theories of standing asserted by the States in this case overcomes the fundamental Article III problem with this lawsuit. 

Justice Kavanaugh goes on to note that " the standing analysis might differ when Congress elevates de facto injuries to the status of legally cognizable injuries redressable by a federal court," while refusing to countenance the claim that the standing analysis should differ because the plaintiffs are states.  Read More

Will Massachusetts v. EPA get the Lemon v. Kurtzman quiet interment?

The landmark environmental decision may have already been abandoned.

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Flash back to the October 2006 Term. It was the first full term for Chief Justice Roberts and Justice Alito. That term, Chief Justice Roberts wrote "The way to stop discrimination on the basis of race is to stop discriminating on the basis of race." And at that point, I think he actually meant it! (Stay tuned for this week). One of Roberts's most vigorous dissents that term came in Massachusetts v. EPA. That 5-4 decision held that Massachusetts had standing to challenge the Bush administration's failures to regulate greenhouse gas emissions. The decision was heralded by environmental scholars, but it always stuck out like a sore thumb among standing nerds. What exactly was the basis for the "special solicitude" of state standing? (Is that anything like the "equal sovereignty" in Shelby County?)

Jump forward sixteen years. Now, states routinely take the federal government to court over virtually every policy. Red states sued the Obama and now Biden administrations. Blue states sued the Trump administration. And along the way, Massachusetts v. EPA was a helpful precedent for red and blue states alike. But is it still good law? After United States v. Texas, the answer may not be so clear.

Let's start with Justice Kavanaugh's majority opinion. He cited Massachusetts v. EPA only once in a footnote. And Justice Kavanaugh presented the case in very negative terms:

As part of their argument for standing, the States also point to Massachusetts v. EPA, 549 U. S. 497 (2007). Putting aside any disagreements that some may have with Massachusetts v. EPA, that decision does not control this case. The issue there involved a challenge to the denial of a statutorily authorized petition for rulemaking, not a challenge to an exercise of the Executive's enforcement discretion.

Other than Chief Justice Roberts, has any member of the majority expressed any "disagreement" with Massachusetts v. EPA? Put that precedent on life support. Or is it already dead? Justice Gorsuch suggests that the lower courts should cast the case aside:

Next, the Court contends that, "when the Executive Branch elects not to arrest or prosecute, it does not exercise coercive power over an individual's liberty or property." Ante, at 6. Here again, in principle, I agree. But if an exercise of coercive power matters so much to the Article III standing inquiry, how to explain decisions like Massachusetts v. EPA? There the Court held that Massachusetts had standing to challenge the federal government's decision not to regulate greenhouse gas emissions from new motor vehicles. And what could be less coercive than a decision not to regulate? In Massachusetts v. EPA, the Court chose to overlook this difficulty in part because it thought the State's claim of standing deserved "special solicitude." I have doubts about that move. Before Massachusetts v. EPA, the notion that States enjoy relaxed standing rules "ha[d] no basis in our jurisprudence." Id., at 536 (ROBERTS, C. J., dissenting). Nor has "special solicitude" played a meaningful role in this Court's decisions in the years since. Even so, it's hard not to wonder why the Court says nothing about "special solicitude" in this case. And it's hard not to think, too, that lower courts should just leave that idea on the shelf in future ones.

I've seen this move before. In American Legion, Justice Gorsuch suggested that the Court had already abandoned the Lemon test. Then in Kennedy v. Bremerton, Justice Gorsuch instructed the lower courts to no longer follow the Lemon test.

Justice Alito, in dissent, evokes Justice Scalia's imagery of the Lemon test emerging from the grave like "some ghoul in a late night horror movie."

So rather than answering questions about this case, the majority's footnote on Massachusetts raises more questions about Massachusetts itself—most importantly, has this monumental decision been quietly interred? Cf. ante, at 3 (GORSUCH, J., concurring in judgment).

Then again, Justice Alito seems peeved that blue states can rely on "special solicitude" but not read states:

Our law on standing should not deprive the State of even that modest protection. We should not treat Texas less favorably than Massachusetts. And even if we do not view Texas's standing argument with any "special solicitude," we should at least refrain from treating it with special hostility by failing to apply our standard test for Article III standing.

Maybe "special solicitude" is already dead. I suppose Texas is a warning that lower courts cite Massachusetts v. EPA at their own peril, as some future case may deem the precedent "abandoned."

Justice Kavanaugh's Arrested Development

U.S. v. Texas, Linda v. Richard, and Brett v. Amy.

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Last week, Justice Kavanaugh wrote four opinions of exceedingly short length. Arizona v. Navajo Nations was thirteen pages, Pugin v. Garland was ten pages,  Coinbase, Inc. v. Bielski was ten pages, and United States v. Texas was fourteen pages. I am generally a fan of short opinions. Brevity is the soul of wit, after all. But Justice Kavanaugh's opinions are not short and witty. Rather, he consistently presents a very narrow conception of the facts, and then quietly modifies precedent to fit those sterilized facts. I've already written about Kavanaugh's anemic opinion in Navajo Nations. I don't have time to write about Pugin and Coinbase, but you should skim the dissents, which I found more persuasive than I expected. (Just CTRL-F the word "majority"). Here, I will discuss Justice Kavanaugh's majority opinion in United States v. Texas--in particular, what he included and what he excluded.

The majority opinion turns almost entirely on Linda R.S. v. Richard D. (1973). The facts of that case are unusual. At the time, Texas law apparently obligated prosecutors to bring charges against married fathers who did not pay child support. But the law did not require prosecutors to bring charges against unmarried fathers who failed to pay child support. The mother of an illegitimate child filed a suit that would have compelled prosecutors to charge these deadbeat dads. You'll be forgiven if you missed Linda R.S. The Solicitor General's brief devoted about two paragraphs to the case, and Texas's brief devoted about two sentences to the Marshall decision. But that decision included a very useful sentence: "A citizen lacks standing to contest the policies of the prosecuting authority when he himself is neither prosecuted nor threatened with prosecution." And, as Justice Kavanaugh sees it, that is exactly the relief Texas sought: "The States essentially want the Federal Judiciary to order the Executive Branch to alter its arrest policy so as to make more arrests." Therefore, the Court held, the plaintiffs do not assert a judicially cognizable injury-in-fact.

Justice Barrett's concurrence demonstrates that Justice Kavanaugh misread Linda R.S. That case concerned what Lujan described as the redressability prong. The Court indeed found that the plaintiff had suffered an injury, but concluded that the Court could not issue a remedy that would redress the injury. Specifically, ordering the prosecutor to bring charges against the deadbeat dad would not necessarily compel him to pay child support. (Indeed, an incarcerated father seems less likely to pay child support.) The relationship between injury and redressability often blurs together--the ability for the court to order some remedy that redresses an injury often turns on what the asserted injury is. But it is possible to have an injury, even if the court cannot issue an order that would redress that injury. I noted earlier that Justices Gorsuch, Thomas, and Barrett concluded that a statute prohibited the issuance of an injunction in this case--thus the states suffered an injury that the courts could not redress.

In her Texas concurrence, Justice Barrett wrote:

We agreed [in Linda R.S.] that the plaintiff "suffered an injury stemming from the failure of her child's father to contribute support payments." But if the plaintiff "were granted the requested relief, it would result only in the jailing of the child's father." Needless to say, the prospect that prosecution would lead to child-support payments could, "at best, be termed only speculative." For this reason, we held that the plaintiff lacked standing. Only then, after resolving the standing question on redressability grounds, did we add that "a private citizen lacks a judicially cognizable interest in the prosecution or nonprosecution of another." In short, we denied standing in Linda R. S. because it was speculative that the plaintiff's requested relief would redress her asserted injury, not because she failed to allege one.

There are further problems with Justice Kavanaugh's reliance on Linda. R.S. Does Linda R.S. even apply to the immigration context? Justice Kavanaugh cites one case in a string cite, which the Solicitor General also cited:

cf. Sure-Tan, Inc. v. NLRB, 467 U. S. 883, 897 (1984) (citing Linda R. S. principle in immigration context and stating that the petitioners there had "no judicially cognizable interest in procuring enforcement of the immigration laws" by the Executive Branch).

Justice Alito's dissent explains why Sure-Tan burns:

The Court notes in a quick parenthetical that the "Linda R. S. principle" was once "cit[ed] . . . in [the] immigration context" in Sure-Tan, Inc. v. NLRB, 467 U. S. 883, 897 (1984), ante, at 5. But Sure-Tan's single "[c]f." cite to Linda R. S. provides the Court no help. 467 U. S., at 897. Sure-Tan only rejected (quite reasonably) any standalone "cognizable interest in procuring enforcement of the immigration laws" by a party who lacked any "personal interest." Ibid. (emphasis added). And it did so, not as part of a standing analysis, but as part of its explanation for rejecting two employers' attempt to assert that seeking to have employees deported as retaliation for union activity was "an aspect of their First Amendment right 'to petition the Government for a redress of grievances.'"

That's some thin gruel to extend Linda R.S. to the immigration context. There is another reason to question the relevance of  Linda R.S. Immigration enforcement is a civil, rather than a criminal matter. (United States v. Hansen addressed this distinction.) The word "arrest" is not wrong in this context. Indeed, Section 1226(a) provides that "On a warrant issued by the Attorney General, an alien may be arrested." But Texas's suit concerned Section 1226(c), which references detention: "The Attorney General shall take into custody . . . ." There is a difference between the prosecutorial discretion of a criminal district attorney, and prosecutorial discretion for federal immigration enforcement. Congress has imposed fairly stringent standards for the latter--even if it has failed to provide sufficient funding to enforce the laws. The majority sought to avoid infringing on Article II, but in the process, disregarded how the executive abused Article I. I think the analogy between criminal prosecutions and immigration detainers does not hold. This precedent fails on so many levels.

What about the sentence from Linda R.S. that Justice Kavanaugh quoted over and over again? Barrett described it as a "bonus discussion--that is, dicta.

I see little reason to seize on the case's bonus discussion of whether "a private citizen" has a"judicially cognizable interest in the prosecution or non-prosecution of another" to establish a broad rule of Article III standing.

Let's assume that Linda R.S. applies to an immigration case. Is that precedent even analogous to the relief Texas sought? Remember, that Texas case concerned a request to criminally prosecute deadbeat dads. For starters, Justice Kavanaugh was incorrect in stating, over and over again, that "The States essentially want the Federal Judiciary to order the Executive Branch to alter its arrest policy so as to make more arrests." Justice Barrett explains why:

Second, even granting the broad principle the Court takes from Linda R. S., I doubt that it applies with full force in this case. Unlike the plaintiff in Linda R. S., the States do not seek the prosecution of any particular individual—or even any particular class of individuals. See ASARCO Inc. v. Kadish(1989) ("[F]ederal standing 'often turns on the nature and source of the claim asserted'"). In fact, they disclaim any interest in the prosecution or nonprosecution of noncitizens. See Brief for Respondents 15; Tr. of Oral Arg. 124–125. They acknowledge that 8 U. S. C. §1226(c)(1)'s detention obligation "only applies until" the Government makes "a decision whether or not to prosecute." Tr. of Oral Arg. 100. And they readily concede that if the Government decides not to prosecute, any detention obligation imposed by §1226(c)(1) "immediately ends."

Linda R.S. provides no basis for the majority opinion. Yet, Justice Kavanaugh's breezy 14-pager relies almost exclusively on this precedent. Did Justice Kavanaugh have a response to Justice Barrett? No. As he is wont to do, Justice Kavanaugh simply ignored the former procedure professor who runs circles around him. Indeed, the other Justices are starting to call Kavanaugh out for playing fast-and-loose with facts and law. Justice Alito wrote that Justice Kavanaugh "omits much that is necessary to understand the significance of its decision." And Justice Gorsuch asked if Justice Kavanaugh "ignored" Texas's arguments concerning the Take Care Clause. These ultra-short opinions aren't fooling anyone.

Even worse, Justice Kavanaugh quietly modified Linda to establish a new rule. It's not enough to assert an injury in fact, as that term is understood by Lujan. Rather, under the Kavanaugh test, there must be some sort of "tradition" of courts recognizing that type of injury. In other words, for an injury to be "judicially cognizable," the asserted injury must "'traditionally [be] thought to be capable of resolution through the judicial process'—in other words, that the asserted injury is traditionally redressable in federal court." To be clear, Justice Kavanaugh mentions redressability, but the focus is on whether the injury is "judicially cognizable." (The loose language here will no doubt create confusion.)

Under this standard, the Court should now apply some sort of "history and tradition" test when assessing whether the plaintiff has asserted an injury in fact. And really, as Justice Alito notes, "no history is discussed apart from those cases," so the test is just tradition. It's like Bruen for standing! And Texas flunks this test: "The States have not cited any precedent, history, or tradition of courts ordering the Executive Branch to change its arrest or prosecution policies so that the Executive Branch makes more arrests or initiates more prosecutions." This framework is not clearly stated in past precedent. As Justice Barrett demonstrates, Linda R.S. accepted that the plaintiff had an injury. Rather, the Court adds a new gloss on the Lujan framework. Ultimately, the Court quietly misread a five-decade-old precedent to develop a new restriction on Article III standing--a restriction gerrymandered to the facts of this case. The lower courts will have a blast with this decision!

After five years on the Court, Justice Kavanaugh continues to confound me. I know he is more capable than the work-product he produces. Just this past week, he wrote four super-short opinions, which cut corners on law and fact, and failed to respond to pointed concurrences/dissents. Justice Kavanaugh was a well-regarded circuit justice for more than a decade. He routinely prepared intricate and careful decisions about the most arcane topics. But on the Supreme Court, his breezy approach to judging leaves so much to be desired. What happened? To use a theme from the case, his development was arrested. I'm about to write a sentence I never thought I would write: Justice Jackson's opinions this term have displayed more analytical rigor than Justice Kavanaugh's. Seriously, read her dissent in Coinbase v. Bielski,  and tell me you were not persuaded--at least Justice Thomas was. At this point, Justice Kavanaugh is probably done with majority opinions for this term, so at most we'll get a few frustrating concurring opinions. I hope next term brings an improvement.

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