The Volokh Conspiracy

Mostly law professors | Sometimes contrarian | Often libertarian | Always independent | Est. 2002

The Volokh Conspiracy

Free Speech

No Pseudonymity in Psychological Disability Employment Discrimination Lawsuit

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From Doe v. N.Y. City Dep't of Ed., decided today by Judge Mary Kay Vyskocil (S.D.N.Y.):

This is an employment discrimination case. Plaintiff has worked for the DOE since 2012. Plaintiff alleges that she is "psychologically disabled" and was subjected to discrimination, harassment, and unlawful retaliation at work….

[Plaintiff] contends that the "primary purpose" of the motion is to protect her minor child, who has "learning disabilities and ongoing mental health issues." Specifically, Plaintiff "seeks to shield her minor child from any discriminatory harm that may be caused by a record of her mental health issues when she was a minor," particularly given her child's "interest in pursuing a career in the military." Plaintiff also expresses concern that, if she litigates this case using her real name, Defendants will further retaliate against her. Finally, Plaintiff contends that making her name public would put her "future employment prospects … at immense risk" because she fears developing a "reputation associated with suing her employer." …

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Immigration

Time to Pass the Afghan Adjustment Act

Congress should grant permanent residency to Afghans who came to the US fleeing the fall of their country to the brutal Taliban regime.

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Afghan evacuees arrive at Dulles International Airport in Virginia
Afghan evacuees arrive at Dulles International Airport in September 2021 (Rod Lamkey - CNP/Polaris/Newscom)

 

Today is the second anniversary of the fall of Kabul and the loss of Afghanistan to the oppressive Taliban regime. In the aftermath of the fall, the US took in thousands of Afghans fleeing the brutal new government, including many who had fought on the side of the US or worked to promote human rights. Unfortunately, to this day, the US government still has not granted permanent residency to Afghans who entered the US based on  executive "parole." As a result, most of the Afghans remain in legal limbo, making it difficult for them to fully integrate into American society. That's bad for both them and the US economy.

Congress can easily fix the problem by passing an Afghan Adjustment Act - legislation that would grant Afghan parolees permanent residency and work permits. But, so far, they haven't found the political will.

Washington Post columnist Catherine Rampell, one of the best media commentators on immigration issues, summarizes this unfortunate state of affairs:

Mahnaz Akbari was supposed to be one of the lucky ones.

The former commander of an Afghan military all-female special ops team, Akbari was among the 77,000 U.S. allies successfully evacuated to the United States when the Taliban retook her country. An additional 200,000 or so are trapped abroad, awaiting processing by the U.S. government.

But her place in the country that took her in is precarious.

"I'm in a legal limbo," she says. That's because, almost two years after the United States withdrew its last forces from Afghanistan, Congress has failed to deliver on the promises made to our allies in America's longest war…..

The U.S. government pledged to protect those who aided our military and diplomatic interests. But it never fully developed the legal and administrative capacity to do so. Most of those we hastily evacuated from Afghanistan ended up coming here through a sort of short-term workaround measure, full of temporary and uncertain extensions, called "humanitarian parole…."

Akbari remains immensely proud of her service to her country. She is eager to resume serving by joining the U.S. military but cannot do so until she gets a green card. Which, for the foreseeable future, is unavailable.

Like many other Afghans who entered through parole, she has applied for asylum — a separate, convoluted and notoriously backlogged process. It's supposed to be expedited for Afghan parolees, but only a tiny sliver of Afghan applicants have been successfully adjudicated, with the rest stuck in what could be a years-long queue…..

Akbari fears that, by the time her asylum application is settled and she subsequently becomes eligible to apply for a green card, she will be too old to serve in the U.S. military.

In the meantime, she says she's grateful for opportunities she has been granted in the United States, including many facilitated by U.S. service members she once worked alongside. But she finds it difficult to plan a future, because many prospective employers are reluctant to hire someone whose ongoing work eligibility remains uncertain.

The Biden Administration has eased the situation somewhat by giving Afghan parolees the opportunity to apply for a two year extension to their initial two year parole period. But this is just a temporary reprieve. And people like Akbari remain barred from opportunities (including military service) that are only open to permanent residents. Moreover, like the initial grant of parole, the extension rests entirely on executive discretion. What Caesar giveth, he (or a successor) can taketh away.

Passing an adjustment act can fix these problems. Historically, Congress has in fact enacted such legislation for other parolees fleeing war and oppression, including Hungarians and Cubans fleeing communism, and - most closely analogous to the Afghan situation - Vietnamese fleeing the fall of South Vietnam. It should do the same thing here.

In an August 2021 post, I went over the many reasons why the US should grant refuge to Afghans fleeing the Taliban. They include general moral considerations against barring refugees fleeing violence and oppression, the unusually heinous nature of the oppression Afghans face under Taliban rule (worse than most "ordinary" dictatorships),  national security interests, and the US government's significant share of responsibility for the Taliban's return to power (both the Trump and Biden administrations deserve hefty shares of blame).

I won't go over these points again here. I will merely note that all of them justify granting permanent, not just temporary refuge. The oppression the parolees face if forced to return is just as bad now as two years ago. And granting permanent refuge will serve US national security and foreign policy interests better than a mere temporary reprieve. People who aid US forces in war and help promote human rights in alliance with us should know that we will give them permanent refuge, if needed, not just a brief stay of execution.

As I have previously pointed out, many of the same considerations also justify granting permanent residency to Cuban, Venezuelan, Ukrainian, and other parolees. In addition to the Afghan Adjustment Act, Congress is also now considering a Ukrainian Adjustment Act and a Venezuelan Adjustment Act.

All should be enacted. But if political constraints allow passage of some but not others, that's still much better than nothing. As always, the best should not be the enemy of the good.

First Amendment

D.C. Circuit Revives Viewpoint Discrimination Suit Against District of Columbia

The District allowed "Black Lives Matter" protestors to violate the city's defacement ordinance, but enforced the law against groups with a different political message.

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Today the U.S. Court of Appeals for the D.C. Circuit revived a lawsuit against the District of Columbia for selective enforcement of the district's defacement ordinance in violation of the First Amendment. Judge Rao wrote for the court in Frederick Douglass Foundation v. District of Columbia, joined by Judge Childs, reversing the district court's dismissal of the Foundation's First Amendment claim, but affirming dismissal of an Equal Protection claim. Judge Wilkins concurred in the judgment.

Judge Rao's opinion for the court summarizes the case and decision as follows:

The First Amendment prohibits government discrimination on the basis of viewpoint. "To permit one side … to have a monopoly in expressing its views … is the antithesis of constitutional guarantees." City of Madison Joint Sch. Dist. No. 8 v. Wis. Emp. Relations Comm'n, 429 U.S. 167, 175–76 (1976). The protection for freedom of speech applies not only to legislation, but also to enforcement of the laws. This case concerns a constitutional challenge to the selective enforcement of the District of Columbia's defacement ordinance against some viewpoints but not others.

In the summer of 2020, thousands of protesters flooded the streets of the District to proclaim "Black Lives Matter." Over several weeks, the protesters covered streets, sidewalks, and storefronts with paint and chalk. The markings were ubiquitous and in open violation of the District's defacement ordinance, yet none of the protesters were arrested. During the same summer, District police officers arrested two pro-life advocates in a smaller protest for chalking "Black Pre-Born Lives Matter" on a public sidewalk.

The organizers of the smaller protest, the Frederick Douglass Foundation and Students for Life of America (collectively "the Foundation"), sued. The Foundation alleged violations of the First and Fifth Amendments, conceding the defacement ordinance was facially constitutional, but arguing the District's one-sided enforcement of the ordinance was not. The district court dismissed the complaint. Concluding the First Amendment and equal protection claims were essentially the same, the district court held the Foundation had failed to adequately allege discriminatory intent, which the court considered a necessary element of both claims.

We affirm the district court's dismissal of the Foundation's equal protection claim because the Foundation has not plausibly alleged invidious discrimination by District officials. Discriminatory motive, however, is not an element of a First Amendment free speech selective enforcement claim. The First Amendment prohibits discrimination on the basis of viewpoint irrespective of the government's motive. We hold the Foundation has plausibly alleged the District discriminated on the basis of viewpoint in the selective enforcement of its defacement ordinance. We therefore reverse the dismissal of the Foundation's First Amendment claim and remand for further proceedings.

Judge Rao notes that selective enforcement claims are hard to substantiate, but that the Foundation plausibly alleged such selective enforcement here.

Selective enforcement claims must clear a high hurdle. Because the lawful exercise of prosecutorial discretion does not violate the Constitution, disparate enforcement of a neutral ordinance based on viewpoint is unlawful only when the prosecutorial factors are similar, and "unlawful favoritism" remains the predominant explanation for the government's targets. . . . The Foundation has plausibly alleged that when chalking the "Black Pre-Born Lives Matter" message, its advocates were similarly situated to advocates who painted and marked the "Black Lives Matter" message. . . .

Viewpoint discrimination, whether by legislative enactment or executive action, violates the First Amendment. "Once a forum is opened up to assembly or speaking by some groups, government may not prohibit others from assembling or speaking." Police Dep't of Chi. v. Mosley, 408 U.S. 92, 96 (1972). We hold the Foundation has plausibly alleged the elements of a free speech selective enforcement claim. We may reasonably infer from the Foundation's complaint, first, that its members were similarly situated to other protesters who were not arrested and, second, that the District engaged in viewpoint discrimination by enforcing the defacement ordinance against individuals chalking "Black Pre-Born Lives Matter" but not against individuals painting and chalking "Black Lives Matter."

And from her concluding paragraphs:

The First Amendment prohibits the government from favoring some speakers over others. Access to public fora must be open to everyone and to every message on the same terms. The District may act to prevent the defacement of public property, but it cannot open up its streets and sidewalks to some viewpoints and not others. During the summer of 2020, the District arrested individuals chalking "Black Pre-Born Lives Matter" on the sidewalk, while making no arrests against the many individuals marking "Black Lives Matter" on sidewalks, streets, and other property. The Foundation has plausibly alleged that its members were similarly situated to individuals against whom the defacement ordinance was not enforced, and that the District discriminated on the basis of viewpoint when enforcing the ordinance. Because the Foundation has failed to adequately allege animus on the part of the District, however, its equal protection challenge fails.

This is a significant case.

Free Speech

Can Court Retroactively Seal or Pseudonymize Case, After Items Have Been in the Public Record for Months or Years?

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From Ford v. Norton, decided Friday by Judge Noel Hillman (D.N.J.):

Plaintiff …, presently incarcerated in the Hudson County Jail in Kearny, New Jersey, filed a Complaint against several police officers and Cumberland County prosecutors. On January 5, 2023, the Court dismissed the Complaint without prejudice in accordance with 28 U.S.C. § 1915(e)(2) because it failed to state a claim. The Court denied leave to amend as futile because Plaintiff's illegal search and false arrest claims were barred by the statute of limitations and his malicious prosecution claims were premature.

On July 10, 2023, the Court received a letter from Plaintiff that asked the Court to "take the case down entirely" or to change his name to a pseudonym. He states the complaint concerned his activity as a confidential informant and put him "in extreme danger." The Clerk docketed the letter as a motion to modify or correct the Court's order and filed it under temporary seal pending the Court's review. Plaintiff later filed a motion to seal raising the same concerns as his prior letter.

"It is well-settled that there exists, in both criminal and civil cases, a common law public right of access to judicial proceedings and records." "The public's right of access extends beyond simply the ability to attend open court proceedings. Rather, it envisions a pervasive common law right to inspect and copy public records and documents, including judicial records and documents." However, "[t]he public's common law right to access judicial records is not absolute. Instead, when the right exists, there is a strong presumption that the public may view the records."

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Donald Trump

Jack Goldsmith Responds to Critics on the Dangers of Prosecuting (or not Prosecuting) Trump for Trying to Overturn the 2020 Election

I was one of the critics he responded to, and in this post I offer a rejoinder.

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Former President Donald Trump, shrugging, at the June 2023 Faith and Freedom Coalition conference.
Brian Cahn/ZUMAPRESS/Newscom

 

In a piece at the Lawfare website, Harvard law Prof. Jack Goldsmith responds to critics of his New York Times article arguing that the dangers of prosecuting Donald Trump for trying to overturn the 2020 election may exceed the benefits. One of the critiques he addresses is my own. In this post, I will offer a rejoinder. But note that both Goldsmith's analysis and mine are focused on the federal indictment of Trump filed by special counsel Jack Smith. We do not address the more recent Georgia indictment.

Here's the part of Goldsmith's response that addresses my critique:

I agree that "letting Trump off the hook" might be far worse than prosecuting him. My main point is that we cannot now know, and the answer is not obvious, at least to me, especially in light of our broken politics, the novelties and uncertainties in the legal case against Trump, the weight of past Justice Department mistakes and excesses in investigating Trump, and (to add a point not in my piece) Eric Posner's reminder that "trials in which legal proceedings are used to remove political opponents from power or prevent them from taking it … have a long and storied history of backfiring on their perpetrators." If Trump is convicted, and the trial is and seems fair, and the Supreme Court upholds its validity, Smith may well be a triumphant savior of American democracy, especially if Trump self-destructs in ways that diminish him politically. But what if only a few of these things happen, or none of them?

Somin says, for example, that if Trump is not prosecuted, future presidents will be emboldened to repeat his experiment. Maybe, but maybe not, in light of the financial and reputational costs Trump has suffered. The larger point, however, is that the prosecution might go off the rails in ways that make things worse. Somin's argument appears to assume that conviction is assured. What if Trump is acquitted (including via jury nullification), or his conviction is thrown out? What if it becomes clear that what he did was not unlawful, as may well happen? What if Trump wins the presidential election and perceived overkill by the Biden Justice Department is seen as a contributing cause? These outcomes might well embolden a future Trump more, perhaps much more, than non-prosecution. Very hard to say. In assessing the upsides and downsides of the prosecution, one must think in terms of all plausible futures and counterfactuals. Yes, as I said in the opening, the future may be such that non-prosecution would be worse, perhaps much worse, than prosecution. But the opposite might be true as well. We cannot be confident now.

I appreciate Goldsmith's thoughtful response, and am flattered he devotes more space to my piece than any of the others addressed. But I remain unconvinced that the risks of prosecution outweigh the benefits, or even that this is a close question.

Goldsmith is right that Trump could potentially get away with his crimes and be emboldened to further wrongdoing, even if he gets prosecuted (e.g. - he might be acquitted). But if he's not prosecuted at all, that possibility becomes a virtual certainty.

I do not, in fact, believe conviction is certain. But I do think there is a high likelihood of it, given the strength and seriousness of the charges against Trump. I discussed some of the reasons for that legal assessment here and here. I see little chance that a conviction would be reversed, given that the prosecution's position on most relevant legal issues is backed by longstanding Supreme Court precedent, and the Court has a strong presumption (recently reaffirmed) against overturning statutory precedent.

The risk of jury nullification is harder to gauge. But I think it, too, is relatively modest, given that strong partisans are likely to be removed for cause from the jury pool and jurors generally do a better job of controlling bias and evaluating issues fairly than voters (admitted a low standard of comparison). Moreover, the case will probably be tried in Washington, DC, where the jury pool is unlikely to include many hard-core Trump supporters.

If the chance of getting a conviction were very low or nonexistent, that would be a good reason not to prosecute. But that's pretty obviously not the situation here.

Goldsmith suggests future politicians might not be emboldened to repeat Trump's experiment, if he escapes prosecution, because of the "the financial and reputational costs Trump has suffered." It seems to me any such costs are greatly outweighed by the ways in which his Big Lie has enabled Trump to remain the lead contender for the GOP nomination, and avoid the kind of political repudiation usually suffered by presidents who lose their reelection bids.

I'm also skeptical the prosecution will somehow catapult Trump to victory in the 2024 election. It's possible the various indictments helped in him the GOP primary. But his lead over his rivals there is so large (consistently at 20-30 points or more over the last several months) that any marginal boost from this indictment is unlikely to be decisive. By contrast, survey data consistently show that indictments and conviction are likely to harm him with general election voters. If the election is close, even a small shift against Trump could be significant.

I'm not convinced that electoral calculations should play any significant role in decisions to indict and prosecute Trump. Ultimately, they should be guided by the severity of the crime, and considerations of retribution and deterrence. But for those who disagree, the available evidence suggests prosecution is more likely to harm Trump's electoral prospects than help him.

Finally, I agree we should consider "all plausible futures and counterfactuals." But there should be a heavy presumption against giving a president guaranteed impunity for the heinous crime of trying to use force and fraud to stay in power after losing an election. The scenarios and risks posited by Goldsmith are nowhere near sufficient to overcome that presumption. Indeed, they are much less grave than those on the other side of the ledger.

Academic Freedom

Cornell Free Speech Alliance Launches

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An encouraging sign for the future of American higher education has been the emergence of local faculty groups organizing themselves to advance free speech principles at their particular institution. The latest is the Cornell Free Speech Alliance at Cornell University.

Of particular interest is their new report on policy recommendations for universities. The key points can be found here. The full report is here.

Although motivated by the specific situation at Cornell, the policy recommendations are not specific to that university. The report makes for useful reading and lays out a valuable agenda for faculty across the country.

Second Circuit Cites Scholarship in Both Majority and Dissenting Opinions of Farhane v. United States

My coauthored denaturalization scholarship makes appearances on both sides of the aisle

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The U.S. Court of Appeals for the Second Circuit just issued Farhane v. United States, an important case in which the appellant argued that he received ineffective assistance of counsel because his attorney did not warn him of the risks of denaturalization and potential subsequent deportation arising from his guilty plea. The Second Circuit affirmed SDNY's denial of the appellant's habeas petition to vacate his guilty plea, conviction, and sentence.

Both Judge Walker's majority opinion and Judge Carney's dissent cite to my denaturalization scholarship with Cassandra Burke Robertson. The two opinions both cite to our article "(Un)Civil Denaturalization" (NYU Law Review), and the dissent additionally cites to our article "Inalienable Citizenship" (North Carolina Law Review).

We are staying tuned as to whether the Supreme Court ends up granting cert.

Free Speech

Texas Revenge Porn Statute Doesn't Apply to Evidence Introduced in Court

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The Texas nonconsensual pornography statute (chapter 98B of the Texas Civil Practice & Remedies Code) provides:

A defendant is liable … to a person depicted in intimate visual material for damages arising from the disclosure of the material if:

(1) the defendant discloses the intimate visual material without the effective consent of the depicted person and with the intent to harm that person;

(2) at the time of the disclosure, the defendant knows or has reason to believe that the intimate visual material was obtained by the defendant or created under circumstances in which the depicted person had a reasonable expectation that the material would remain private;

(3) the disclosure of the intimate visual material causes harm to the depicted person; and

(4) the disclosure of the intimate visual material reveals the identity of the depicted person in any manner ….

{"Intimate visual material" means visual material that depicts a person: (A) with the person's intimate parts exposed; or (B) engaged in sexual conduct.}

{This chapter shall be liberally construed and applied to promote its underlying purpose to protect persons from, and provide adequate remedies to victims of, the disclosure or promotion of intimate visual material.}

The statute provides for damages liability and an injunction, and it has no exception for disclosure of such material in court; but the Texas Court of Appeals (San Antonio) held Wednesday (in Doe v. Cruz, written by Justice Lori I. Valenzuela, joined by Justices Luz Elena D. Chapa and Beth Watkins) that the general Texas judicial-proceedings privilege applies to the statute. (The logic of the opinion suggests that similar privilege rules would apply to similar conduct, such as disclosing the material to the police and the like.) From the opinion:

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Free Speech

Court Refuses to Block Indiana Law That Bans "Instruction … on Human Sexuality" to Public K-to-3rd Students

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From Smiley v. Jenner, decided by Judge James Patrick Hanlon (S.D. Ind.) on July 28, but just posted on Westlaw:

A new Indiana law prohibits public schools and their employees from providing instruction to students in prekindergarten through grade 3 on human sexuality. Kayla Smiley—a teacher who works for the Indianapolis Public Schools—alleges that the new law violates the United States Constitution because it (1) infringes on her right to free speech and (2) is so vague that she does not know what speech and actions may violate the law. She therefore asks the Court to enter a preliminary injunction preventing enforcement of the new law….

Under HEA 1608, "[a] school, an employee or staff member of a school, or a third party vendor used by a school to provide instruction may not provide any instruction to a student in prekindergarten through grade 3 on human sexuality." But "[n]othing" in HEA 1608 "may be construed to prevent a school employee or a school staff member from responding to a question from a student regarding" human sexuality.

Kayla Smiley is a teacher who will be subject to HEA 1608 when she begins teaching an Indianapolis Public School class of first through third graders on July 31, 2023. She brought this action against the Indiana Secretary of Education, Dr. Katie Jenner, as head of the department overseeing teacher licensing. Ms. Smiley is concerned that she may unwittingly violate HEA 1608, thereby jeopardizing her teaching license, because she has "no idea what is encompassed within the term 'human sexuality,'" and does "not understand what is meant by the statute's term 'instruction.'" For example, she does not know if having books in her classroom library that "touch on LGBTQ themes" and "discuss and represent different family relationships and structures" violates HEA 1608. She contends that she would also "have to censor" herself by (1) not carrying her water bottle with its "message about tolerance of persons who are LGBTQ," (2) "remov[ing] the LGBTQ-supportive bumper stickers" that will be on her car, and (3) refraining from talking with students about "using the word 'gay' pejoratively.'"

The court rejected the request for a preliminary injunction, concluding that Smiley was unlikely to succeed on the merits:

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Prof. Michael McConnell, Responding About the Fourteenth Amendment, "Insurrection," and Trump

"We must not forget that we are talking about empowering partisan politicians such as state Secretaries of State to disqualify their political opponents from the ballot, depriving voters of the ability to elect candidates of their choice. If abused, this is profoundly anti-democratic."

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I'm delighted to be able to pass along this response by Prof. Michael McConnell (Stanford Law School) to a couple of items that were posted on the blog in the last few days:

There is a recent flurry of interest in Section 3 of the Fourteenth Amendment, which bars any person who has "engaged in" an "insurrection or rebellion" (after having previously taken an oath to support the Constitution) from holding state or federal office. This provision has played no significant role in American governance since 1872 and was regarded by many scholars as moribund. The revival of interest in Section 3 is sparked by scholarship by several scholars with impeccable conservative credentials, including my friends Will Baude, Michael Paulsen, and Steve Calabresi. See  and Their work advocates a "broad, sweeping" interpretation of the disqualification provision, and claims that under Section 3, Donald Trump is ineligible to run for a second term, without any further process, hearings, or adjudications. Already it has drawn the attention of the New York Times, and presumably will fuel efforts to keep Trump off the ballot.

I have no truck with Trump, for whom I have low regard. But in the haste to disqualify Trump, we should be wary of too loose an interpretation of Section 3.

We must not forget that we are talking about empowering partisan politicians such as state Secretaries of State to disqualify their political opponents from the ballot, depriving voters of the ability to elect candidates of their choice. If abused, this is profoundly anti-democratic. "The right to vote freely for the candidate of one's choice is of the essence of a democratic society, and any restrictions on that right strike at the heart of representative government." Reynolds v. Sims, 377 U.S. 533, 555 (1964). The broader and more nebulous the definition of engaging in insurrection, and the fewer the procedural safeguards, the greater the danger.

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Free Speech

Journal of Free Speech Law: "Where's the Liability in Harmful AI Speech?," by …

Profs. Peter Henderson, Tatsunori Hashimoto, and Mark Lemley, just published in our symposium on Artificial Intelligence and Speech; more articles from the symposium coming in the next few days.

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The article is here; here is the Abstract:

Generative AI, in particular text-based "foundation models" (large models trained on a huge variety of information including the internet), can generate speech that could be problematic under a wide range of liability regimes. Machine learning practitioners regularly "red-team" models to identify and mitigate such problematic speech: from "hallu­ci­nations" falsely accusing people of serious misconduct to recipes for con­structing an atomic bomb. A key question is whether these red-teamed behaviors actually present any liability risk for model creators and deployers under U.S. law, incentivizing investments in safety mechanisms.

We examine three liability regimes, tying them to common examples of red-teamed model behaviors: defamation, speech integral to criminal conduct, and wrongful death. We find that any Section 230 immunity analysis or downstream liability analysis is intimately wrapped up in the technical details of algorithm design. And there are many roadblocks to truly finding models (and their associated parties) liable for generated speech.

We argue that AI should not be categorically immune from liability in these scenarios and that as courts grapple with the already fine-grained complexities of platform algorithms, the technical details of generative AI loom above with thornier questions. Courts and policymakers should think carefully about what technical design incentives they create as they evaluate these issues.

And here's the Introduction:

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Administrative Law

Fourth Circuit Concedes to Congress on Mountain Valley Pipeline

The judges recognize that Congress ended their ability to review the Mountain Valley Pipeline, but they seem none too happy about it.

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Last month, the Supreme Court vacated a stay entered by the U.S. Court of Appeals for the Fourth Circuit preventing further construction on the controversial Mountain Valley Pipeline (MVP) pending a hearing on last ditch legal efforts to prevent the pipeline's completion. As I noted at the time, the Supreme Court's intervention here was somewhat unusual, but almost certainly prompted by the Fourth Circuit's own unusual (and unwarranted) conduct. Congress had enacted provisions in the Fiscal Responsibility Act of 2023 that expressly called for the approval of all remaining permits, ratified all prior federal agency permits, and constrained further judicial review of such permit approvals, leaving little for the Fourth Circuit to do and even less uncertainty about the ultimate outcome of pending litigation.

Yesterday, the U.S. Court of Appeals for the Fourth Circuit granted the motions filed by the MVP's owners and several federal agencies to dismiss pending petitions challenging the project under various environmental laws, though they do not seem too happy about it. Judge Wynn wrote the opinion for the court, joined by Judges Gregory and Thacker, each of whom also wrote a separate concurrence.

The opinions all suggest Congress's intervention presents serious and weighty separation-of-powers questions. I am unconvinced.  As I explained in a prior post about this litigation, Congress is doing little more than curtailing the administrative and judicial constraints on agency action that Congress erected in the first place.

It is worth remembering that the only reason environmentalist groups have been able to challenge the Mountain Valley Pipeline in the first place is because Congress decided to impose permitting and other requirements for projects like this and further provided for judicial review of the relevant agency determinations to ensure that Congress's standards had been met. What Congress giveth, Congress may also take away. Congress was not required to allow environmentalists or anyone else to challenge whether a Forest Service or Fish & Wildlife Service decision was arbitrary and capricious or otherwise not in accordance with law. Indeed, Congress did not even need to require that projects like the Mountain Valley Pipeline obtain federal permits at all. Thus Congress is certainly free to declare that the standards Congress set forth for projects like this have been met in this particular case—and that is what it did.

The judges apparently see things a bit differently -- which explains why the panel entered a stay. But as Professor Dan Farber noted, because there was little doubt about Congress's authority to enact the relevant provisions--including that which provided that only the U.S. Court of Appeals for the D.C. Circuit could hear constitutional challenge to the law--there was no likelihood the MVP's challengers would ever prevail on the merits, so no basis for ordering such relief.

Judge Gregory writes separately to express grave concerns about Congress's actions. He writes:

What does Section 324 say about the rule of law today and the history from which it has taken root? The petitioners in these cases, the "inferior Courts," and Congress alike depend on the answer to that question. And the answer depends, in turn, on the fate of Section 324. Is it simply a change in the law? Or is it an instruction requiring that "the court must deny to itself the jurisdiction" originally granted to it by Congress "because and only because its decision, in accordance with settled law," is averse to the Mountain Valley Pipeline and favorable to its opponents? United States v. Klein, 80 U.S. 128, 147 (1871). Those who celebrate Congress's decision to pass Section 324 into law, no less than those who condemn it, may be forgiven for their judgments because the separation between the legislative and judicial branches presently lacks fortification. See Ante at 12–13 (detailing the Supreme Court's "fractured" decision in Patchak).

There can be no mistake, however, that Section 324 is a blueprint for the construction of a natural gas pipeline by legislative fiat. If that provision is likewise constitutionally sanctioned, then Congress will have found the way to adjudicate by legislating for particular cases and for particular litigants, no different than the governmental excesses our Framers sought to avoid. For that reason, I fear Congress has employed this Court's constitutionally directed deference to legislative prerogatives to undermine the Constitution and, in the process, it has made the Court an accessory to its deeds. If that is so, I wonder if Section 324 is a harbinger of erosion not just to the environment, but to our republic. That, only our Supreme Court can decide.

This is more than a bit overwrought. The only basis for the legal challenges to the MVP at issue here concerned whether various federal agencies had adequately complied with various administrative requirements Congress created. And if Congress sought to reduce those requirements, or deem them satisfied, it was free to do so. Nothing here, however, suggests that Congress is free to, say, authorize a pipeline to run roughshod over private landowners or insulate such a project from pre-existing legal constraints. In other words, what Congress did here was less order "construction of a natural gas pipeline by legislative fiat" than shave down the speedbumps to completion that Congress had itself created.

Judge Thacker also wrote a separate concurrence, raising the same separation-of-powers concerns and responding to public criticism of the Fourth Circuit's conduct.

While I join the conclusion that Congress has acted within its legislative authority in enacting Section 324(e)(2), I write separately because Congress's use of its authority in this manner threatens to disturb the balance of power between co-equal branches of government. Such exercises of the legislative authority "should be viewed with great skepticism." Patchak v. Zinke, 138 S. Ct. 897, 913 (2018) (Sotomayor, J., concurring in judgment). . . .

I am compelled to set the record straight with regard to some of the outside rhetoric that has been spewed in the midst of our work on these cases. My colleagues and I are not politicians or newspaper editorialists. . . .

In response to the passage of Section 324 on June 3, 2023, both Mountain Valley Pipeline, on June 5, and the federal agency Respondents, on June 14, filed motions to dismiss, arguing that in light of Section 324, this court no longer possesses jurisdiction over the pending litigation. Briefing on those motions was completed on July 10. Given the significance of the case and the importance of the issues involving the separation of powers, on July 12 we scheduled the motions for oral argument and expedited the timing of such argument. In other words, we set out to not only do our jobs, but to do so expeditiously. Yet, we have been variously referred to by certain media and politicians as overstepping, activist, alarming, willful, ignoring the law, and a judicial hellhole. Some have gone so far as to say that we are without jurisdiction to even hold a hearing and rule on the motions to dismiss. Wrong.

Although Congress certainly has authority to pass laws impacting federal court jurisdiction, no branch of government in our democracy possesses all powerful authority. That is basic Civics 101. We have three separate but co-equal branches of government: the legislative, executive, and judiciary. Congress makes the law, the executive enforces the law, and the judiciary interprets the law. Although Congress may act to strip federal court jurisdiction, that is not the last word on the matter. The courts still have a role to play. As the majority opinion lays out, "The threshold question before us is whether Section 324 prohibits this Court from determining if we have jurisdiction to review the petitions. In other words, does a federal court retain jurisdiction for the limited purpose of determining whether it has jurisdiction?" Maj. Op. at 7. It should go without saying that political pundits certainly do not get to decide whether our court has jurisdiction or when we can hold a hearing. We do.

If she is that concerned about what pundits are saying about her court's extraordinary actions, Judge Thacker may be spending too much time online. (Her opinion also cites tangentially related comments by Justice Kagan from an August 3 Politico article.) But note that in her recounting of the relevant events, Judge Thacker conveniently neglects to mention the stays entered by her court in July -- the stays that prompted much of the public criticism of her court, prompted MVP's application to the Supreme Court, and prompted the Supreme Court's entry or extraordinary emergency relief.

I cannot speak for others who criticized the Fourth Circuit, but my objection was not to the court hearing arguments on the jurisdictional question or taking the time to write an opinion. Rather it was to entering a stay when there was no basis for doing so. (Of note, the Fourth Circuit did not merely enter an administrative stay, and the first stay was entered before the deadline for MVP and the federal government to respond to the stay request.) I am skeptical there was ever a serious constitutional question about Congress's intervention on behalf of the MVP, but even if there were, there was no serious question about Congress's ability to decide where such challenges can be heard.

Constructing additional pipelines (as opposed to electricity transmission) may or may not be a good idea. Reasonable minds may also differ on the extent to which such projects (and federal agency actions upon which they depend) should be subject to extensive environmental and other review. But it should be clear that these are decisions for Congress to make (particularly where, as here, no private rights are threatened). Insofar as Congress concluded that the administrative and other legal hurdles it erected to pipeline construction should be lowered for the MVP, Congress had the power to do that, and--contra the judges of this panel--I do not see how its choice to do raised serious separation-of-powers concerns.

Free Speech

Journal of Free Speech Law: "Generative Artificial Intelligence and Trade Secrecy," by Prof. David S. Levine

Just published, in our symposium on Artificial Intelligence and Speech; more articles from the symposium coming in the next few days.

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The article is here; the Introduction:

The era of generative artificial intelligence ("Generative AI") has begun, whether we want it to or not. As this Article explains, we also now have new methods for creating, losing, disseminating, and even leaking trade secrets as a result. Indeed, from ingesting trade secrets in its training data to sharing trade secrets in response to queries, Generative AI opens new challenges to trade secrecy even while it adds to an information ecosystem that thrives on knowledge dissemination. This Article is the first to examine this new and immediate challenge and its trade secrets implications. It is written not only to frame the discussion about Generative AI and trade secrecy, but also the impact of Generative AI on information control and flows more broadly, for future analysis.

Emerging from the debates in technology and academic circles about solving problems through massive computing power and automated decision-making, algorithmic discrimination, and privacy, Generative AI is now approaching the forefront of the basic questions of what it means to be human. Unusually, we can trace the day that this happened to November 30, 2022, the day that a hitherto largely unknown company, OpenAI, unilaterally decided to release its Generative AI, ChatGPT, for public consumption and use.

Generative AI is defined as

a set of algorithms, capable of generating seemingly new, realistic content—such as text, images, or audio—from the training data. The most powerful generative AI algorithms are built on top of foundation models that are trained on a vast quantity of unlabeled data in a self-supervised way to identify underlying patterns for a wide range of tasks.

Beyond the grand philosophical questions, AI also raises fundamental questions as to intellectual property law and information flows, because Generative AI creates. As Dan Burk explains in his recent article,

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Free Speech

Journal of Free Speech Law: My "Large Libel Models? Liability for AI Output"

Just published, in our symposium on Artificial Intelligence and Speech; more articles from the symposium coming in the next few days.

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The article is here; the Introduction:

In March 2023, I asked ChatGPT-3.5 "What was [R.R.] accused of?" (I used R.R.'s full name, but I'll omit it here, for reasons that will become obvious.) The response began with a somewhat imprecise but mostly accurate statement of what R.R. had indeed been publicly accused of. But then ChatGPT added that,

In 2019, [R.] pleaded guilty to conspiracy to commit wire fraud and was sentenced to 3 years of probation and ordered to pay a fine.

When I probed further about the guilty plea, ChatGPT referred to a Reuters article, and even gave me a quote:

Certainly, here is a longer quote from the Reuters article published on December 5, 2018, that mentions R.R.:

"[R.R.], 35, pleaded guilty to one count of conspiracy to commit wire fraud and one count of aggravated identity theft, according to the U.S. Department of Justice. Prosecutors said that [R.], who operated an online reputation management company, and co-conspirators created fraudulent court orders and other legal documents to convince Google to remove negative reviews and other content about his clients. The scheme, which was carried out between 2014 and 2017, was designed to manipulate Google's search rankings in favor of [R.]'s clients, according to prosecutors. [R.] is scheduled to be sentenced on March 8, 2019."

But no such quote seems to appear in any archives of Reuters articles. I could find no record of any guilty plea by R.R. None of the other quotes that ChatGPT-3.5 passed along (in quotation marks) checked out, either. ChatGPT-4 and Bard have similarly invented false allegations, complete with invented quotes and invented newspaper articles—I give some examples in the Appendix, though I have more in my files. These Large Language Models (LLMs) seem to routinely erroneously produce false and defamatory statements.

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