The Volokh Conspiracy

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The Volokh Conspiracy

Immigration

The Supreme Court's Dubious Use of History in Department of State v. Munoz

Justice Amy Coney Barrett's majority opinion includes significant errors, and violates some of her own precepts against excessive reliance on questionable history.

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Justice Amy Coney Barrett.
Justice Amy Coney Barrett. (Eric Lee/Pool via CNP/Polaris/Newscom)

 

In its important recent immigration decision in Department of State v. Munoz, the Supreme Court ruled there are virtually no constitutional limits on the federal government's power to bar non-citizen spouses of American citizens from entering the country. In the process, Justice Amy Coney Barrett's majority opinion (written on behalf of herself and four other conservative justices) commits serious errors in historical analysis, and violates Justice Barrett's own well-taken strictures about the appropriate use of history in constitutional analysis.

Sandra Munoz is a US citizen whose husband, Luis Asencio-Cordero (a citizen of El Salvador) was barred from entering the US to come live with her, because US consular officials claimed he had ties to the MS-13 criminal drug gang (which connection Ascencio-Cordero denies). Munoz filed suit, claiming that, given that the constitutional right to marriage was implicated, the State Department was at the very least required to reveal the evidence that supposedly proved her husband's connection to the gang.

In arguing that there is no originalist or historical justification for US citizens to claim a right to entry for their non-citizen spouses, Justice Barrett cites historical evidence from the 1790s:

From the beginning, the admission of noncitizens into the country was characterized as "of favor [and] not of right." J. Madison, Report of 1800 (Jan. 7, 1800)….  (emphasis added); see also 2 Records of the Federal Convention of 1787, p. 238 (M. Farrand ed. 1911) (recounting Gouverneur Morris's observation that "every Society from a great nation down to a club ha[s] the right of declaring the conditions on which new members should be admitted"); Debate on Virginia Resolutions, in The Virginia Report of 1799–1800, p. 31 (1850) ("[B]y the law of nations, it is left in the power of all states to take such measures about the admission of strangers as they think convenient"). Consistent with this view, the 1798 Act Concerning Aliens gave the President complete discretion to remove "all such aliens as he shall judge dangerous to the peace and safety of the United States." 1 Stat. 571 (emphasis deleted). The Act made no exception for spouses—or, for that matter, other family members.

Almost everything in this passage is either false or misleading. The quote from James Madison's Report of 1800, does not, in fact, indicate that Madison believed the federal government has blanket authority to exclude immigrants for whatever reason it wants. Far from it. Madison was arguing that the Alien Friends Act of 1798 (part of the notorious Alien and Sedition Acts) was unconstitutional because the federal government lacks such power. Here is the passage where the quote occurs:

One argument offered in justification of this power exercised over aliens, is, that the admission of them into the country being of favor not of right, the favor is at all times revokable.

To this argument it might be answered, that allowing the truth of the inference, it would be no proof of what is required. A question would still occur, whether the constitution had vested the discretionary power of admitting aliens in the federal government or in the state governments.

Note that Madison does not even admit that admission of immigrants is "a favor."  He just assumes it is for the sake of argument, then goes on to argue that the Alien Act is unconstitutional regardless, because the relevant power isn't given to the federal government (this is what he argues in the rest of the Alien Act section of his Report). The 1798 Act Concerning Aliens, also quoted by Justice Barrett, is the very same Alien Friends Act denounced as unconstitutional by Madison, Thomas Jefferson, and many others. Opposition to the Act was so widespread that no one was ever actually deported under it, before Thomas Jefferson allowed it to expire upon becoming president in 1801.

I think Jefferson and Madison were right to argue the Alien Friends Act was unconstitutional. But, at the very least, legislation whose constitutionality was so widely questioned at the time cannot be relied on as strong evidence of the original scope of federal power in this area.

The quote by Gouverneur Morris at the Constitutional Convention is not about immigration restrictions at all. It is part of a speech defending his proposal that people must be required to have been citizens for at least fourteen years before being eligible to become US senators. The proposal was rejected by the Convention (which eventually decided on a nine-year requirement). It was denounced by several other prominent members of the Convention, including James Madison and Benjamin Franklin. Madison argued it was "unnecessary, and improper" and would "give a tincture of illiberality to the Constitution" (see Records of the Federal Convention of 1787, Vol. 2, pp. 235-37 (Max Farrand, ed., 1911)).

Morris's speech in favor of this failed proposal is not a reliable guide to the sentiments of the Convention. Still less is it indicative of the original meaning understood by the general public at the time of ratification (which is the relevant criterion for most originalists, including Justice Barrett, who has said the original meaning of a constitutional provision is "the meaning that it had at the time people ratified it").

Finally, the Debate on the Virginia Resolutions in the Virginia Report of 1799-1800, also quoted by Justice Barrett, was a record of debates in the Virginia state legislature over the Virginia Resolution (drafted by Madison) a statement asserting that the Alien Friends Act is unconstitutional. The passage Barrett quotes is from a speech by a dissenting member of the Virginia state legislature opposing the Resolution. The majority, however, sided with Madison.

Given this history, the debate over the Resolution cannot be relied on to justify virtually unlimited federal power over immigration by spouses of citizens, or any other migrants. And because Madison and the majority in the state legislature argued that the entire Alien Friends Act was unconstitutional, they understandably did not bother to argue that there was a separate issue regarding exclusion of non-citizen spouses of citizens. To my knowledge, no such case involving spouses came up during the short time the Act was in force.

Justice Barrett also relies on dubious 19th century history:

The United States had relatively open borders until the late 19th century. But once Congress began to restrict immigration, "it enacted a complicated web of regulations
that erected serious impediments to a person's ability to bring a spouse into the United States." Din, 576 U. S., at 96 (plurality opinion). One of the first federal immigration statutes, the Immigration Act of 1882, required executive officials to "examine" noncitizens and deny "permi[ssion] to land" to "any convict, lunatic, idiot, or any person unable to take care of himself or herself without becoming a public charge." 22 Stat. 214. The Act provided no exception for citizens' spouses. And when Congress drafted a successor statute that expanded the grounds of inadmissibility, it again gave no special treatment to the marital relationship….

This legislation was enacted almost a century after the Founding. So its relevance to original meaning is highly questionable, at best. Moreover, it was adopted in an era of widspread nativist and racist hostility to Chinese immigration, at a time when the Supreme Court also upheld a wide range of domestic racially discriminatory legislation, as well. The Immigration Act of 1882 was enacted by the same Congress and in the same year as the deeply racist Chinese Exclusion Act. The latter legislation was upheld by the Supreme Court in a terrible 1889 decision that completely ignored the arguments Madison and other Founders had raised against a broad federal power over immigration. The immigration policies and legal decisions of this era were part and parcel of the same mentality that also led to Plessy v. Ferguson.

In her recent concurring opinion in United States v. Rahimi, an important Second Amendment case, Justice Barrett warned about careless reliance on post-ratification history in constitutional interpretation:

[F]or an originalist, the history that matters most is the history surrounding the ratification of the text; that backdrop illuminates the meaning of the enacted law. History (or tradition) that long postdates ratification does not serve that function. To be
sure, postenactment history can be an important tool. For example, it can "reinforce our understanding of the Constitution's original meaning"; "liquidate ambiguous constitutional provisions"; provide persuasive evidence of the original meaning; and, if stare decisis applies, control the outcome…. But generally speaking, the use of postenactment history requires some justification other than originalism simpliciter….

As I have explained elsewhere, evidence of "tradition" unmoored from original meaning is not binding law… And scattered cases or regulations pulled from history may have little bearing on the meaning of the text.

Here, Barrett relies heavily on "evidence of 'tradition' unmoored from original meaning" and "scattered… regulations" enacted more than a century after ratification. In fairness, the nineteenth century laws in question were enacted closer in time to the ratification of the Fourteenth Amendment in 1868, which is where the Supreme Court has said the right to marry arises from (albeit, when it comes to the federal government, the right is read back into the Fifth Amendment).  But the 1880s was still a long time after ratification. Moreover, the laws in question were enacted at a time when racial and ethnic bigotry undermined enforcement of much of the original meaning of the Fourteenth Amendment, and such bigotry heavily influenced immigration legislation and jurisprudence.

Barrett also relies on the history in part because the Supreme Court's test for whether the Due Process Clauses of the Fifth and Fourteenth Amendment protect an unenumerated right (like the right to marry) require the right to be "deeply rooted in this Nation's history and tradition." But a combination of badly misinterpreted 1790s history and 19th century history heavily tinged by racial and ethnic bigotry are poor means for applying that test.

As Justice Barrett recognizes later in her opinion, in later years Congress did in fact enact legislation giving spouses of US citizens a presumptive right to enter the United States, though there are exceptions, such as the one for "unlawful activities" at issue in this case. That suggests there may in fact be a historically rooted right to spousal migration, even if not an absolute one (most other constitutional rights aren't completely absolute, either).

Overall, I think Amy Coney Barrett has been a pretty good justice since her controversial appointment just before the 2020 election. But Munoz is far from her finest hour.

The Court's badly flawed handling of history doesn't necessarily mean the bottom-line decision was wrong. Even the dissenting liberal justices agreed the government was justified in denying Asencio-Cordero a visa, reasoning that the possible ties to MS-13 were a sufficient justification to outweigh the right to marry in an immigration case (and, as Justice Gorsuch notes in a concurring opinion, the government did eventually reveal the evidence in question; he argues the Court should have resolved the case on that basis, without reaching the constitutional issues). Alternatively, one can argue the right to marriage doesn't necessarily include a broad right to have your spouse present in the same jurisdiction. There may be other possible justifications for the outcome, as well.

But the Supreme Court should not have relied on a badly flawed interpretation of post-enactment history to justify a sweeping power to run roughshod over marriage rights in immigration cases, even in situations where the right to marry might otherwise impose a constraint. That's especially true given that similar reasoning could potentially be used to apply to other constitutional rights. If the Alien Friends Act of 1798 and 1880s immigration legislation qualify as relevant evidence, they could be used to justify almost any immigration restriction.

Obviously, Munoz is far from the first Supreme Court decision where the justices effectively exempted immigration restrictions from constitutional constraints that apply to other federal laws. Trump v. Hawaii, the 2018 travel ban decision is another recent example, and there are other such cases going back to the 19th century. But Munoz is still notable for its particularly slipshod historical analysis.

UPDATE: I have edited this post to note Justice Gorsuch did not join the majority opinion. He concurred in judgment only.

SCOTUS Grants SG's Petition in Transgender-Minor Case

The Court did not grant petitions from the ACLU and Jenner Block. Will the Trump DOJ switch positions in January 2025?

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Way back in November 2023, three cert petitions were filed in cases challenging laws which regulated medical treatment for transgender minors. Two were filed in Skrmetti, the Tenessee case, by the Biden Justice Department and the ACLU. One was filed in the Kentucky case by Jenner Block.

These cases lingered in docket purgatory. John Elwood provides the breakdown:

(rescheduled before the Mar. 15, Mar. 22, Mar. 28, Apr. 12, Apr. 19, Apr. 26 and May 9 conferences; relisted after the May 16, May 23, May 30, June 6 and June 13 conferences)

Seven reschedules and five relists! Usually a case with this record is destined for a cert denial, coupled with a dissent from denial of cert.

But here, after three months of docket purgatory, we get a grant. But not a grant in all three cases. There is only a grant in the DOJ case. The Court is (presumably) holding the other two petitions.

This case will likely be argued in November 2024 or so—before or shortly after the election. But a decision probably would not come until June 2025. Will the Trump Justice Department switch positions after the inauguration, and dismiss the petition? If so, the Court could dodge the issue altogether. Had the Court granted the petitions from the ACLU and Jenner Block, the controversies would have remained regardless of what happens with the election. But by granting only the DOJ petition, the Court has limited the case. Maybe that's what led the Court to only grant the SG's petition.

This outcome would be like another Grimm case where an important issue goes unresolved for years on end with a change in administrations.

Politics

Does The Principal Author Of A Per Curiam Opinion Announce It?

Chief Justice Roberts announced the Court's per curiam opinion in Gonzales v. Trevino.

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An old pastime is trying to figure out which Justice was the principal author of a per curiam opinion. I recently speculated that Chief Justice Roberts wrote the per curiam opinion in Gonzales v. Trevino. And Roberts in fact announced Trevino from the bench.

Earlier this term, the Supreme Court decided two cases about what happens when government officials block constituents on social media: Lindke v. Freed and O'Connor Ratcliff v. Garnier. Justice Barrett wrote the majority opinion in the former and a per curiam opinion was issued in the latter. During the hand-down, Justice Barrett announced both cases.

Last term, the Supreme Court decided two Section 230 cases: Twitter v. Taamneh and Gonzalez v. Google. Justice Thomas wrote the majority opinion in the former, and a short per curiam opinion was issued in the latter. During the hand-down, Justice Thomas announced both cases.

Does the Chief Justice always announce the per curiam opinion when it is not a paired case? I would have to do more research to figure out a rule.

Federal Low-Security Inmate Punished Based on Public TikTok Video Showing Him Making Contraband Lobster

"Petitioner was identified in a public TikTok video made with a contraband cellphone showing him and several other inmates preparing, cooking, or eating contraband food inside a low-security federal prison camp."

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From Magistrate Judge Steve Kim's opinion in Perez v. Engleman (C.D. Cal.), decided two months ago but just recently affirmed by District Judge George Wu:

Petitioner Jonatan Perez is a federal inmate in the custody of the Bureau of Prisons (BOP) who lost 41 days of good-conduct-time credit (among other sanctions) after a BOP disciplinary decision finding that he had engaged in conduct disrupting or interfering with prison security and operations. Petitioner was identified in a public TikTok video made with a contraband cellphone showing him and several other inmates preparing, cooking, or eating contraband food [shown above -EV] inside a low-security federal prison camp….

When interviewed, the suspected inmates remarked that it was "very easy and convenient" to get contraband food into the prison camp. Petitioner added that "he used to be a Chef" and "would help cook inside the dorm and help others make food." …

No express BOP regulation, however, prohibits video recording or social media posting as such. BOP investigators thus had to rely on a catchall regulation—as pertinent here, prison code 199—prohibiting conduct that (a) disrupts or interferes with the security and orderly operation of a BOP facility, and (b) is "most like" an otherwise expressly prohibited act. Since cellphones or similar electronic devices—essential to creating video content or posting it on social media—are of course banned inside federal prisons, petitioner and the other inmates identified in the TikTok video were each charged in an incident report with generally prohibited disruptive conduct most like the expressly prohibited possession, introduction, or use of a contraband device….

Petitioner sued, claiming that there wasn't enough evidence supporting the discipline, but the court ultimately agreed with the prison:

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Free Speech

Claim That Public School Employee Was Unconstitutionally Fired for Sharp Pro-COVID-Vaccine Post Can Go Forward

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From Webb v. Aspen View Academy, decided Thursday by Magistrate Judge Scott Varholak (D. Colo.); the plaintiff was the Business Manager of a public charter school, and alleges she was fired in part based on a Facebook post (though there's a lot more there as well, discussed in the long opinion). Note that, the government may generally discipline (including by firing) an employee based on the employee's speech if

  1. the speech is said by the employee as part of the employee's job duties, Garcetti v. Ceballos (2006), or
  2. the speech is on a matter of purely private concern, Connick v. Myers (1983), or
  3. the damage caused by the speech to the efficiency of the government agency's operation outweighs the value of the speech to the employee and the public, Pickering v. Board of Ed. (1968).

Here's the court's analysis of items 2 and 3:

After examining the content, form, and context of Plaintiff's Facebook Posts, the Court concludes that Plaintiff's speech contained therein was a matter of public concern. The Plaintiff's speech in the Facebook Posts, as understood by Defendants, primarily concerned the safety and efficacy of COVID-19 vaccines. In the first exchange, Plaintiff added her input to a lengthy discussion regarding the safety of vaccines and opinions towards vaccine mandates, particularly as they related to schoolchildren. The discussion involved over a dozen individuals. In response to multiple individuals stating that they refused vaccines for their children based on research that they had conducted, Plaintiff stated: "I did lots of research and vaccinated both my son and daughter. You're welcome." Another individual who had an opposing viewpoint responded to Plaintiff's statement, and the two engaged in a back-and-forth discussion.

Candidly, the discussion devolved—with Plaintiff telling the other individual to "enjoy [her] cancer," and the other individual stating that she "pit[ied]" Plaintiff's children and sarcastically asking for "someone [to] pass this bitch a cookie." But the core communication related to which viewpoint regarding vaccines (and, as Defendants understood it, COVID-19 vaccines specifically) was more supported and more protective of children. This topic is one of public concern….

A similar analysis applies to the second Facebook post. There, Plaintiff states that she has received the COVID-19 vaccine in order to "be able to reduce the spread, travel[,] and not have to wear a mask per our public health order." Plaintiff states her belief that others should "get a vaccination or wear a mask to protect others," and that doing so is "good for the human race." Plaintiff concludes by encouraging others to "ask YOUR [doctor] what they think, [because] they'll suggest the vaccine and administer it while wearing a mask!!!" Plaintiff's post received numerous responses from different individuals, many of whom supported her viewpoint and many of whom opposed it.

Again, Plaintiff's speech contains arguably offensive content, with Plaintiff stating that the "[c]onspiracy theories, and big pharma stuff is bullshit…STFU!!" But the plain message of Plaintiff's speech—supporting the COVID-19 vaccine for adults and encouraging others to consult with their doctors on receiving the vaccine—was one of deep interest to the community.

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Free Speech

Court Strikes Down Arkansas Town Limit on Signature Gathering at Town Festival

The Town of Rose Bud restriction appears aimed at a particular proposed constitutional amendment, which would "require all schools receiving public funds to meet identical standards and would require universal access to pre-K education."

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From Thursday's decision by Chief Judge Kristine Baker (E.D. Ark.) in For AR Kids v. Town of Rose Bud (paragraph numbers omitted):

For AR Kids is a Ballot Question Committee organized under Arkansas Law in December 2023 with the purpose of placing its "Educational Rights Amendment of 2024" on the November 2024 ballot. The proposed amendment would amend Article 14 of the Arkansas Constitution to, among other things, require all schools receiving public funds to meet identical standards and would require universal access to pre-K education….

You can see the text of the proposed Amendment here.

[P]laintiff challenges the Town's ordinance No. 2024-03 passed and adopted by the Town on June 17, 2024. {[The Ordinance] provides in part that "any business or religious or political entity desiring to solicit business, membership or signature for any purpose will be required to rent a booth or spot as selected by the City of Rose Bud, Arkansas, at any such event from which and only from which such solicitation activities may be conducted."} The Town seeks to enforce Ordinance No. 2024-03 at its upcoming event "Summerfest" which takes place in a public park from June 20, 2024, at 4 p.m. until June 22.

The Ordinance was first introduced at a meeting of the Town Council on June 13, 2024, after a member of the Ballot Question Committee inquired about seeking petition signatures at Summerfest.

Mayor Gorham stated at the June 13, 2024, meeting that Summerfest is happy to host the speech of political parties, but not the speech of ballot question committees because "this is a family environment, there is nothing political about this, this is not the type of place that you want to come and get bombarded and asked to sign a petition and read about it or anything like that."

Mayor Gorham clarified that the canvassers could not totally be banned under the law. He stated, "[i]t is not my belief that they should be out there, that they should be allowed to be out there, or what they're doing is right. I want that known, because what's on their ballot, I don't think 98 percent of the town agrees with, but there's nothing we can do, except vote the right people out and the right people in in November."

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Department of State v. Munoz: The Sleeper ConLaw Case of the Term

Justice Barrett's majority clarifies Glucksberg, Mandel, Din, and Knauff, but Justice Sotomayor's dissent really wants to talk about Loving, Obergefell, and Dobbs.

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Every term, I find at least one sleeper case. These decisions were not on the public's radar, but reached some fairly significant constitutional holdings. In OT 2019, there was Agency for Int'l Development v. Alliance for Open Society. In OT 2020, there was BP v. Baltimore. In OT 2022, there was Mallory v. Norfolk Southern. This term, the sleeper case is Department of State v. Munoz.

Sandra Munoz, a U.S. citizen, married Luis Asencio-Cordero, an alien. (No, I will not use the neologism "non-citizen.") Under immigration law, the husband had to return to his home country, El Salvador, to apply for a spouse visa. However, the consular officer denied his visa. Eventually, the government cited the statute indicating that an alien is inadmissible due to some "unlawful activity." Long story short, the government suspected that Asencio-Cordero had some connections with the MS-13 gang. Since the husband was no longer in the United States, he had no mechanism to challenge the denial of his visa in court. However, his wife, who was a U.S. citizen, brought suit in the Ninth Circuit.

The Court split 6-3, along right-left lines. Justice Barrett wrote the majority opinion and Justice Sotomayor wrote the dissent. But to be clear, none of the Justices held that the husband was entitled to a visa. Indeed, I think all nine Justices agreed that the rationale given to Munoz--that her husband was suspected of having gang affiliations--afforded her all the process she was due. All nine Justices would have reversed the Ninth Circuit. I agree with Ed Whelan that Sotomayor's opinion should have been labelled "concurring in part and dissenting in part," or "concurring in the judgment," or something to that effect. But Sotomayor's "dissenting" appellation muddles the bottom line.

Justice Barrett's majority opinion performs an important service by cleaning up several loose ends in the relationship between immigration law and the Constitution.

First, the Court explained that under the doctrine of consular nonreviewability, "The Immigration and Nationality Act (INA) does not authorize judicial review of a consular officer's denial of a visa; thus, as a rule, the federal courts cannot review those decisions." Trump v. Hawaii is not to the contrary. Barrett wrote that in Trump, the Court "assume[d] without deciding that [the] plaintiffs' statutory claims [were] reviewable." I was always very dubious of that holding. When Justice Kennedy was the 5th vote, that assumption was necessary. But I doubt it is going forward. Should Trump prevail, his Justice Department would rely on non-reviewability to defeat a host of immigration-related challenges.

Second, the Court resolved another issue that Justice Kennedy left open in Kerry v. Din (2015):

In Din, this Court considered but did not resolve the question. A plurality concluded that a citizen does not have a fundamental right to bring her noncitizen spouse to the United States. 576 U. S., at 96. Two Justices chose not to reach the issue, explaining that even if the right existed, the statutory citation provided by the Executive qualified as a facially legitimate and bona fide reason. Id., at 105 (opinion of Kennedy, J.). Since Din, the existence of the right has continued to divide the Circuits. Today, we resolve the open question. Like the Din plurality, we hold that a citizen does not have a fundamental liberty interest in her noncitizen spouse being admitted to the country.

During the travel ban litigation, there was extensive debate about what the holding of Din was. Lower courts relied almost exclusively on Justice Kennedy's concurrence. But going forward, this issue has been neatly resolved.

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A Reply From Judge David Ezra

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Last month, I wrote a post titled "Austin Judges Shop For Cases With "Mutual Consent." I discussed at some length Judge David Ezra of the U.S. District Court for the District of Hawaii, who hears cases in the U.S. District Court for the Western District of Texas by "mutual consent."

I wrote:

It is well known in Texas that Judge Ezra fancies the high-profile cases, and consistently receives them. By my count, in the past year, he has presided over the buoys case, the S.B. 4 case, and the porn age verification case. All three of these cases have already been on, or will soon be, on the Supreme Court's docket. Most federal district court judges can go their entire careers without having a single case make it to the Supreme Court. But Ezra has three in a year. Is this a coincidence? No. Ezra could only have received these cases by his "mutual consent." Judge Pitman offered these cases to him, and he accepted them.

Mind you that Judge Ezra is actually a visiting judge from the District of Hawaii, or what Attorney General Sessions called a "judge sitting on an island in the Pacific." To the extent that Ezra was approved to sit in the Western District of Texas, it was to help with some dockets that are backlogged, such as immigration cases or criminal sentencing.

I received an email out of the blue from Judge Ezra. He wrote:

First, while technically correct that there are three Senior Judges in Austin, in practice Judge Sparks is currently on inactive Senior Status and Judge Nowlin has a very reduced case load. So in reality the bulk of the Austin docket is currently being handled by Judge Pitman and myself. You were correct that Judge Pitman controls the Austin docket, however, when he is unavailable or recused those cases are assigned to me in most instances. That was how the Buoy case and SB 4 case came to my docket. I did not seek out those cases. Judge Pitman will tell you that I have never asked for any particular case be assigned to my docket and the same is true for my San Antonio docket.

As for my sitting in the Western District I was not brought on board in 2013 to take any particular case or class of cases, including immigration cases. The border federal courts were and remain inundated and it was determined that I could be of most help working on civil cases, many of which are long and complex. This is particularly true in the Austin Division. This frees up Judge Pitman to work not only on civil cases but the time sensitive criminal docket. The situation in Austin became acute when the other active Judge in Austin Lee Yeakel retired into private practice last year.

Finally, I can assure you that anyone who actually knows Judge Pitman or any of the other judges in the Western District who are in a position to assign me cases will tell you I don't look for "big" cases. Judge Pitman assigns me cases in blocks and I don't even know the names of the cases until they are transferred to my docket. I also don't run away from a case because it may be difficult. By the way, since you mentioned that Chief Judge Moses was appointed by President Bush you must also know that I was appointed by President Reagan, not that either of those facts are in any way important to how we rule.

I asked Judge Ezra if I could quote his reply on the blog, and he replied:

…. [G]enerally when a federal judge corresponds privately with a law professor it is understood to be private. That is so they may have an open and full conversation without the judge feeling constrained by the concern his or her comments will be made public. That said, in this case I really have no concern about you quoting from my email.  Everything I said there is absolutely true and does not intrude in anyway I can see into politics.

I do have a response to Judge Ezra, based on some remarks he gave at a recent meeting of the Federal Bar Association in Austin, but that will have to wait for another time. The Supreme Court's docket still detains me. But in the interest of completeness I wanted to share the Judge's remarks.

Tradition In Erlinger

Justice Jackson thinks Apprendi was wrongly decided, Justice Gorsuch chides Justice Kavanaugh's fixation on tradition.

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Erlinger v. United States presented yet another Armed Career Criminal Act (ACCA) case, but with a Fifth and Sixth Amendment angle. This dispute turned on whether the judge, rather than the jury, could determine whether three offenses were committed on separate occasions.

Justice Gorsuch wrote the majority opinion, finding that the jury had to make these findings. He was joined by Chief Justice Roberts and Justices Thomas, Sotomayor, Kagan, and Barrett. Justice Gorsuch's poetic waxing about the jury suggests that he also has the majority opinion in Jarkesy, which will embrace a broad reading of the Seventh Amendment. This prediction is worth what you paid for it.

Justice Jackson wrote a solo dissent. She argued that Apprendi was wrongly decided.

I disagree for several reasons, including my overarching view that Apprendi was wrongly decided. Like many jurists and other observers before me, I do not believe that Congress exceeds its constitutional authority when it empowers judges to make factual determinations related to punishment and directs that a particular sentencing result follow from such findings.

I did not have that one on my bingo card. Jackson would decline to extend this precedent any further. I've proposed this strategy for originalist judges--even if some precedent stands under stare decisis factors, there is no obligation to extend it to new contexts. Jackson writes:

I recognize, of course, that Apprendi is a binding precedent of this Court, and one that "has now defined the relevant legal regime" for nearly a quarter century. Alleyne v. United States, 570 U. S. 99, 122 (2013) (Breyer, J., concurring in part and concurring in judgment). Given that reality, untangling the knots Apprendi has tied is probably infeasible at this point in our Court's jurisprudential journey. But considering the flaws inherent in Apprendi's approach, I cannot join today's effort to further extend Apprendi's holding, particularly when there is a well-established recidivism exception to the Apprendi rule that applies to the circumstances of the case before us now.

As a long-time district court judge, Justice Jackson seems to have lost some faith in the ability of the jury to decide complex issues. She would restore this power to the bench. She explained:

I write separately to provide an additional critical perspective on the Apprendi doctrine—one that is informed by how sentencing has actually worked on the ground, before and after Apprendi—and to note that applying the Apprendi rule to ACCA's occasions finding creates all sorts of practical problems that are easily avoided by simply allowing judges to do what they have always done.

Justice Gorsuch seems disturbed by Jackson's lack of faith in the jury.

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With the Constitution, Deciding Less Is Moore

Justice Kavanaugh reaches out to resolve that a wealth tax is probably not constitutional.

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Moore v. United States is a complicated case. It turns on the meaning of the taxing provisions of the original Constitution, and how those powers were affected by the Sixteenth Amendment. On my initial read, I am more persuaded by Justice Thomas's dissent, which provides a thorough-yet-readable account of that history. But I am absolutely convinced by Justice Thomas's criticism of the majority. He faults Justice Kavanaugh's opinion for reaching out to sort-of decide issues that are not yet presented:

Even as the majority admits to reasoning from fiscal consequences, it apparently believes that a generous application of dicta will guard against unconstitutional taxes in the future. The majority's analysis begins with a list of nonexistent taxes that the Court does not today bless, including a wealth tax. Ante, at 8, n. 2. And, it concludes by offering a narrow interpretation of its own holding, hinting at limiting doctrines, prejudging future taxes, cataloguing the Government's concessions, and reserving other questions "for another day." Ante, at 22–24. Sensing that upholding the MRT cedes additional ground to Congress, the majority arms itself with dicta to tell Congress "no" in the future. But, if the Court is not willing to uphold limitations on the taxing power in expensive cases, cheap dicta will make no difference.

Towards the beginning of the opinion, Footnote 2 stresses what is not at issue:

As discussed below, infra, at 22–24, our analysis today does not address the distinct issues that would be raised by (i) an attempt by Congress to tax both the entity and the shareholders or partners on the entity's undistributed income; (ii) taxes on holdings, wealth, or networth; or (iii) taxes on appreciation.

You see that! This case is not about a wealth tax. Take that Elizabeth Warren! The Court repeats this line towards the end:

That said, we emphasize that our holding today is narrow. It is limited to: (i) taxation of the shareholders of an entity, (ii) on the undistributed income realized by the entity, (iii) which has been attributed to the shareholders, income. In other words, our holding applies when Congress treats the entity as a pass-through. . . . In addition, as the Government explains, other kinds of taxes could of course raise different issues. See Tr. of Oral Arg. 58–59, 62, 127–128. In its brief and at oral argument, for example, the Government indicated that a hypothetical unapportioned tax on an individual's holdings or property (for example, on one's wealth or net worth) might be considered a tax on property, not income. See Brief for United States 19 (distinguishing an income tax from a tax on wealth or net worth because "an income tax targets economic gain 'between two points of time'"); Tr. of OralArg. 69, 127–128.

Justice Kavanaugh is fond of citing oral argument transcripts, especially where the Solicitor General is put in a tough bind by questions. He did just that in Alliance for Hippocratic Medicine. When the Court cites a transcript, you know those concessions do not appear in the brief.

The subtext of Justice Thomas's dissent is clear: the Court did not want to declare unconstitutional this trivial tax, but the Court was content to lay out guardrails to make sure a wealth tax would not go forward. Reaching out to decide issues not present is a hallmark of a Kavanaugh opinion. Usually this occurs in one of his concurrences. For example, in Dobbs he decided the question of the right to travel, and in Bruen he decided the question of mental health background checks. Indeed, in AHM he swept broadly to resolve potential conscience objections. But in Moore, Kavanaugh was assigned one of his most significant majority opinions. And he brought his faux-minimalism to the whole Court. The bottom line vote is 7-2, but Justice Barrett's concurrence, joined by Justice Alito, is much closer to Justice Thomas than to the majority. In reality, this is yet another 5-4 case where Chief Justice Roberts and Justice Kavanaugh join the Court's progressives. (Texas v. New Mexico is another such case; yes, I read the original jurisdiction water rights cases.)

Free Speech

No First Amendment Protection for "Shouting into a Bullhorn and Blaring the Bullhorn's Siren as Close as Three Feet from Government Employees …

and continuing the conduct while following those employees."

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From People v. Rolfe, decided Tuesday by the Appellate Court of Illinois, in an opinion by Justice James Knecht, joined by Justices Amy Lannerd and John Turner:

This appeal stems from a June 4, 2021, interaction between defendant, who was protesting and seeking racial justice, and city employees, who were removing "memorials" or "posters" from utility poles near city hall. We note defendant's appellant brief identifies defendant as a nonviolent protestor and member of an activist group opposing police brutality and government misconduct in Winnebago County….

Stephanie Peavy, a code-enforcement officer with the City of Rockford[,] … testified she enforced city administrative ordinances…. [O]n June 4, 2021, … Peavy began the day by removing memorials from utility poles in the area…. In the previous few months, this task had been done fairly frequently, at least weekly….

Peavy testified it was a common occurrence to see defendant. On June 4, 2021, defendant approached the three yelling profanities and racial slurs. He was also blowing the siren on his bullhorn. Defendant came "[w]ithin a couple feet" of the group. Defendant called the three "Ku Klux Klan members" and racist city workers. The three continued cleaning and completed the task. They attempted to hurry, as defendant was harassing them.

Peavy testified "[t]he [bull]horn was rather loud." She stated she was not issued hearing protection for removing posters from a pole. The siren was "[a]bsolutely" close enough to hurt her ears. Peavy stated they reported the incident to the police via e-mail. Peavy did so because this "felt like this was kind of an escalated event." It was common for the workers to be recorded while they were out there and to hear the things they said, but "[t]he siren was new." The situation "just seemed a little different this time."

Read More

One Way to Read United States v. Rahimi

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The justices stole a march on the scholars, getting there first in publishing a seven-chapter volume called What New York State Rifle & Pistol Association v. Bruen Should Have Said.

Moore v. United States: Joe Biden Thinks He Can Tax Gains in the Value of Your House When You Have Not Yet Sold It

The Biden Solicitor General's office and Justice Ketanji Brown Jackson think that cases under the Taxation Clause or the 16th amendment are political questions.

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This week the Supreme Court decided its biggest tax case of the last generation, Moore v. United States, so narrowly that it wrote a ticket that is good for the Moores' train only and not for almost any future trains.

The big news that I glean from reading the opinions in Moore v. United States is that both Biden Supreme Court appointee, Justice Ketanji Brown Jackson and Joe Biden himself, though his Justice Department, think that Congress has limitless power to tax unrealized capital gains or to enact a wealth tax on your net worth. Justice Jackson concluded her opinion by saying essentially that all questions concerning the Tax Clause of Article I, Section 8 or the scope of the 16th Amendment are political questions that are not reviewable by the federal courts.

This means that the government could tax increases in the value of your house or apartment; in your IRA retirement savings account; or in any other stocks that you happen to own even without you selling any of those items. Until this week, no prior Supreme Court Justice has, to my knowledge, taken any position as radical as Justice Jackson's view that all cases that arise under the Taxation Clause or the Sixteenth Amendment always raise a political question.

Former President Trump should confront President Biden on this in their upcoming debate. President Biden is saying that he expects the winner of 2024 presidential election to make two appointments to the Supreme Court. Two more Supreme Court appointees like Justice Jackson would be a mistake.

Campus Free Speech

What are the Limits on Faculty Speech?

My response to Harvard's Dean Lawrence Bobo

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On June 15, Harvard's Dean of Social Sciences published an op-ed in the Harvard Crimson arguing that professors could properly be punished for saying things in public that might "incite" outside actors -- like alumni and donors -- to "intervene in Harvard's affairs." The subtext seemed to be that faculty who spoke out about the leadership of the dean's ally, the former president Claudine Gay, should be punished. This take has proven to be controversial, as co-blogger Jonathan Adler quickly noted.

On June 20, I published a rejoinder to Dean Bobo in the Chronicle of Higher Education. From the piece:

Bobo's views were conventional wisdom among university officials and trustees in 1900. They are shocking in 2024. Shocking, but unfortunately no longer surprising. The Harvard dean's arguments resonate with a growing movement of those who wish to muzzle the faculty. Professors are to be free to speak, so long as they do not say anything that might disturb the powers that be. Those in power may not want the faculty to march to the same tune, but they do all like giving the faculty their marching orders and expecting them not to step out of line.

The 1940 Statement of Principles on Academic Freedom and Tenure, issued jointly by the American Association of University Professors and what was then called the Association of American Colleges, established the now widely adopted rules regarding faculty speech. It specifies that when professors "speak or write as citizens, they should be free from institutional censorship or discipline." The statement does suggest that professors have some "special obligations" when speaking in public, though the AAUP has long urged that those be treated as suggestive rather than obligatory. Even so, the statement merely urged professors to "be accurate" and "exercise appropriate restraint." They "should remember that the public may judge their profession and their institution by their utterances," and thus they should avoid embarrassing themselves in public by being rude or ignorant. But there was no suggestion that they should avoid airing the university's dirty laundry.

Harvard's own free-expression policy, first adopted in the Vietnam era, is if anything even more emphatic about the need for officials to tolerate dissent and critique. It notes that "reasoned dissent plays a particularly vital part" in the university's existence and that all members of the university community have the right to "advocate and publicize opinion by print, sign, and voice." Dissenters are not to obstruct "the essential processes of the university" or interfere "with the ability of members of the university to perform their normal activities," but they are free to "press for action" and "constructive change" by organizing, advocating, and persuading. Bobo's ideas about where the limits of faculty speech are to be found are plainly at odds with both AAUP principles and common university policies, not to mention First Amendment principles that would bind officials at state universities.

You can read the whole thing here (behind a paywall).

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