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Originalism

Why President Trump is an "Officer" who Can be Disqualified From Holding Public Office Under Section 3 of the 14th Amendment [Updated]

The opposing view is contrary to the original meaning, and leads to absurd conclusions.

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The White House. (Photovs/Dreamstime.com)

 

There is an ongoing debate over whether Donald Trump should be disqualifed from holding public office in the future, under  Section 3 of the 14th Amendment, which states that "No person" can hold any state or federal office if they had previously been "a member of Congress, or… an officer of the United States" or a state official, and then "engaged in insurrection or rebellion against the same, or given aid or comfort to the enemies thereof." Whatever other issues the Trump case raises, it seems obvious that the presidency is an "office…under the United States," and therefore that Trump can be disqualified, so long as he met the other requirements of Section 3. However, a number of prominent commentators and legal scholars claim otherwise, including former attorney general Michael Mukasey, Josh Blackman and Seth Barrett Tillman, and—most recently – Steve Calabresi.

Advocates of the claim that Trump is exempt from Section 3 don't deny that the presidency is an "office." They can't because the Constitution refers to it as such multiple times! Rather, they claim it is not an office "of the United States."

While these critics have impressive credentials, their argument is badly flawed. It has no basis in the original meaning of Section 3, and it leads to absurd conclusions.

The absurdity is clear. If the presidency is not covered by Section 3, that means a president who engaged in insurrection or aided the "enemies of the United States" is not disqualified from future office-holding even though almost any other federal official who did the same thing would be. Surely an insurrectionist who held the highest office in the land is much more of a menace to the republic than one who was merely a low-level federal bureaucrat. It makes no sense to disqualify the latter, but not the former. Indeed, it might be more logical to penalize insurrectionists who held high office more severely than those who held lower ones.

Similar absurdity arises if we apply this theory to the Impeachment Clause of Article I, which states that "Judgment in Cases of Impeachment shall not extend further than to removal from Office, and disqualification to hold and enjoy any Office of honor, Trust or Profit under the United States" (emphasis added). As Blackman and Tillman have previously argued, their theory leads to the conclusion that the Senate can bar an impeached and convicted office-holder from lower federal executive offices, but not the presidency. Again, this is absurd. If such a person cannot be safely trusted to be a low-level bureaucrat, he surely cannot be trusted with the vastly greater power of the presidency.

Some try to square this circle by arguing the presidency is exempted because it is an elected office. But Section 3 specifically bars members of Congress, who are also elected. Given the Founding Fathers' deep suspicion of pure democracy, it is unlikely they would exempt the presidency from post-impeachment disqualification for that reason. And such reasoning is even less likely on the part of the framers of the Fourteenth Amendment. A big part of the reason for enacting Section 3 in the first place was the fear that southern white voters in ex-Confederate states would be motivated to elect ex-Confederate insurrectionists.

Both Section 3 and post-impeachment disqualification are limitations on democracy, intended to prevent voters from choosing candidates who are a threat to the constitutional order, and ultimately to liberal democracy itself. In this respect, they are similar to other democracy-protecting limitations on democracy included in the Constitution and in the laws of other liberal democratic states.

Given the absurd consequences of the idea that the president is exempt from Section 3, proponents of that theory bear a very heavy burden of proof. Longstanding rules of legal interpretation—and common sense—disfavor absurd results, at least if there is a defensible non-absurd interpretation.

And here there pretty obviously is: the president is an "officer" no less than other executive branch officials, and therefore can be disqualified under Section 3. Similarly, impeached and convicted officers—including the president—can be barred by the Senate from holding the presidency in the future (as well as other offices).

This approach is also supported by the original meaning of Section 3. As Steve Calabresi admits, and Mark Graber shows in detail (here and here), the congressional drafters of the 14th Amendment routinely spoke of the presidency as an officer of or "under" the United States and gave no indication it was somehow exempt. Will Baude and Michael Stokes Paulsen provide additional evidence to this effect in their important article on Trump and Section 3, which jump-started this entire debate.

Standard originalist theory holds that the relevant original meaning is that understood at the time the provision in question was enacted. Even if,  as Calabresi and others argue, the understanding of "under" was different in 1787, at the time the original Constitution was enacted, that cannot trump (or Trump!) contemporaneous evidence from the time of the enactment of Section 3 eighty years later.

Language usage changes over time, and the relevant usage (at least for originalists) is that at the time of enactment, not some earlier period. For example, the Guarantee Clause of Article IV refers to protecting states against "domestic violence." In the usage of the time that means protecting them against internal rebellion, not the kind of abuse in the household that "domestic violence" refers to today. But if, in 2023, we were to enact a constitutional amendment requiring states to combat "domestic violence," we would use the modern definition, unless there were strong evidence that the framers and ratifiers thought they were enacting the archaic one.

Perhaps things are different if the term "officer of the United States" is a legal term of art. Sometimes legal language assigns different meanings to words than ordinary language. But there is no evidence that, in 1868, "officer of the United States" was such a generally understood legal term of art. The drafters of the Amendment—many of them lawyers themselves—certainly did not see it that way.

If they did intend to exclude an insurrectionist president from the scope of Section 3, such a momentous—and ridiculous—distinction would surely have been noted and debated. The absence of any such debate is further indication that no such exception was made. It's a proverbial dog that didn't bark.

If we believe, as many originalists do, that constitutional text should be interpreted as understood by ordinary readers, rather than legal experts, the case against exclusion is even more overwhelming. No reasonable ordinary person would assume that the presidency is not an "office" included in the text of Section 3, or that an insurrectionist president should be treated more leniently than a low-level flunky who did the same thing.

Defenders of the exclusion theory mostly rely on inferences from the text of the 1787 Constitution to make their case. For reasons already noted, those inferences can't trump the text and original meaning of 1868. But even on their own terms, they are inadequate.

Calabresi summarizes one such inference:

The Commission Clause of Article II, Section 3 imposes a duty on the President: "he "shall" i.e. must "Commission all the Officers of the United States." (emphasis added).  This is done by the President signing a document called a commission formally appointing executive and judicial branch officials to their offices.  No President has ever, either before or after, the ratification of the Fourteenth Amendment commissioned himself.  Why?  Because the President is not technically "an officer of the United States."

My answer is that the President does indeed "commission" himself. He does so by taking the oath of office required by the Constitution. Without that, he cannot take office, just like lower-level officers cannot do so without a commission issued by the president. The forms are different. But the substance is similar. Alternatively, we can plausibly interpret the Commission Clause as only applying to those officers whose positions are not already otherwise authorized by the Constitution. This strains the text; but it is less absurd than excluding the president from disqualification.

Calabresi also cites the Appointments Clause of Article II:

[T]he Appointments Clause of Article II: "[The President] shall nominate, and by and with the Advice and Consent of the Senate, shall appoint Ambassadors, other public Ministers and Consuls, Judges of the supreme Court, and all other Officers of the United States, whose Appointments are not herein otherwise provided for, and which shall be established by Law:".  Here again the phrase: "Officer of the United States" is used to describe appointed persons and not elected persons like the Members of Congress or the President.  The Appointments Clause thus bolsters the implication of the Commissions Clause.  Presidents are not, technically, Officers of the United States" as that phrase is used as a legal term of art in the Constitution.

Here, we have an even more obvious response. The clause only covers those officers "whose Appointments are not herein otherwise provided for" (emphasis added). That of the president, of course, is provided for in the constitutional provisions under which he is chosen by the electoral college.

I don' think election and appointment are mutually exclusive terms here. Rather, election is one mechanism by which a person can be appointed. That's especially true if the election in question was not (as under the original Constitution) intended to be by the people as a whole, but by a small group of elites—the electoral college (chosen by state legislatures in ways that at that time were not required to be democratic). The Framers (wrongly, it turned out) expected the electors to exercise discretion rather than simply defer to the voters in their states.

"Appointment" by means of a vote conducted by a small elite group is a concept that makes linguistic sense. Indeed, we academics routinely use the term in that way when we refer to the "appointment" of new faculty members by a vote of the current faculty.

Finally, there is the Impeachment Clause:

It provides that "The President, Vice President and all civil Officers of the United States, shall be removed from Office on Impeachment for, and Conviction of, Treason, Bribery, or other high Crimes and Misdemeanors." Note that the President and Vice President are mentioned –alone and separately from – "all civil Officers of the United States."

Here again there is a compelling and simple response. The president and vice president are not purely "civil" officers. The president is also a military officer: the Constitution makes him commander-in-chief of the armed forces! The VP is less clearly military, but he succeeds to the military authority of the president if the latter dies, resigns, or is removed from office. Thus, he has a military role, as well. Separately listing the president and VP precludes claims that their mixed civil-military status exempts them from impeachment.

I don't claim my interpretations of these three provisions are incontestable. There is some textual ambiguity in all of them. But, textually, they are at least as plausible as the exclusionist alternative. And they should be preferred to the latter because they avoid ridiculous and absurd results. On top of that, they are more consistent with the original understanding of Section 3, and with the way a reasonable ordinary reader would read that provision.

Not everyone is an originalist, of course. I won't here go into the living constitution case against excluding the president, because it is fairly obvious: doing so excludes the holder of the very office that is likely to be most dangerous to the republic if it falls into the hands of an insurrectionist or an abettor thereof.

Finally, I fully recognize there are other objections to excluding Trump under Section 3 (e.g.—claims that he did not actually engage in or aid an insurrection). There are also pragmatic slippery slope concerns, some of which I addressed here. Some of these arguments are more weighty than the presidential exclusion theory. But we should at least clear the deck of the latter.

UPDATE: In the original version of this post, I erred in focusing on the phrase "office…under the United States" as opposed to "officer of the United States." I apologize for the mistake, which I have now corrected. But all the same points apply.

Free Speech

Court Allows Religious Discrimination Claim to Go Forward in Ex-Hamline Prof's Mohammed Images / Islamic Art Controversy

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As readers of the blog may know, Hamline University declined to renew Erica López Prater's instructor contract because she displayed Islamic Art containing images of Mohammed in her World Art class, and some students objected. López Prater sued, and on Friday Judge Katherine M. Menendez (D. Minn.) allowed her religious discrimination claim to go forward (López Prater v. Trustees of the Hamline Univ. of Minn.):

Ms. López Prater alleges two theories of religious discrimination: 1) discrimination because she is not Muslim, and 2) discrimination because she failed to conform to certain religious beliefs of others (i.e., that it is improper to view images of the Prophet Muhammad)…. Although the Court appreciates that Ms. López Prater alleges unusual and somewhat indirect theories for religious discrimination, it does not believe that novelty in this context equates to failure to state a claim. Given the lens applicable at this stage, where a plaintiffs' allegations are taken as true, dismissal is not appropriate.

Ms. López Prater may have difficulty proving her case at later stages, especially because demonstrating that Hamline would have treated her differently if she was Muslim seems very hard to establish. But the sole question before the Court at this stage is whether her allegations plausibly state a claim for relief, and Hamline bears the burden of dismissal….

Ms. López Prater maintains that Hamline would not have labeled the act of showing the images "Islamophobic" if she were Muslim. She also points to the temporal proximity between the uproar over her showing the images and Hamline's decision not to renew her contract as suggesting a discriminatory motive. Exactly two weeks after Ms. López Prater met with Dean Kostihova and was told that there was a large outcry within the Muslim Student Association and Muslim staff were threatening to resign, she was notified by the department head that the spring semester class she had been scheduled to teach was being cancelled and that her contract would not be renewed. Ms. López Prater responded to that email, suggesting that the change must be related to her showing images of the Prophet Muhammad in class. The department head did not deny this suggestion. The continued description of her conduct as "Islamophobic" by members of Hamline's administration suggests that it was a problem that Ms. López Prater did not conform to the belief that one should not view images of the Prophet Muhammad for any reason.

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Impeachment

Slowing Down the Impeachment Drive in Wisconsin

An unusual move in an unusual impeachment

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In a hotly contested election, the voters of Wisconsin flipped control of the state supreme court from the Republicans to the Democrats. The election of Janet Protasiewicz gave the liberal wing on the officially nonpartisan court a 4-3 majority. Protasiewicz won by a sizable margin in a contest widely understood to be about the future of abortion rights and legislative apportionment in the state.

Over the summer, Republicans in Wisconsin began to talk about impeaching the newly elected justice before she could sit on a case involving the current legislative maps. Republicans are demanding that the justice recuse herself from the apportionment case given her campaign statements about the existing maps and her receipt of large campaign donations from the Democratic Party. A failure to recuse would constitute the impeachable offense in the state proceedings.

Republicans have a large majority in the Assembly (the lower chamber), and just enough members in the state Senate to convict, if the GOP senators all stick together. The more interesting possibility is that the Assembly might impeach the justice and the Senate might delay a trial—or fail to hold a trial at all. When Nancy Pelosi slow-walked the impeachment of President Donald Trump, there were no legal consequences. Not so in Wisconsin. In Wisconsin, like in many states, an impeached judge is immediately suspended from exercising the power of the office until the conclusion of an impeachment trial. The Republicans in the Wisconsin Assembly could prevent Protasiewicz from ruling on cases without ever testing whether Republicans could hold together through a senate trial and without forcing Senate Republicans to cast what is likely to be a politically difficult vote.

An impeachment purely for the sake of suspension would be an extreme case of constitutional hardball, and if Republicans in Wisconsin can get away with it partisans in other states are surely likely to think seriously about trying it themselves.

A Democratic attorney has filed suit in state court seeking an injunction against any possible impeachment.

Meanwhile, Assembly Speaker Robin Vos seems to be trying to slow down the impeachment train. He announced that he is appointing a panel of three former supreme court justices to write a report on the scope of the legislature's impeachment power. An extraordinary move that if nothing else puts off a decision on the impeachment question for the "next few weeks."

Extraordinary developments that will bear close watching.

Donald Trump Should be on the Ballot and Should Lose

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In a prior blog post, I argued that Donald Trump should be kept off the ballot for the 2024 presidential election because of the Insurrection Clause of Section 3 of the Fourteenth Amendment.  I have now changed my mind and have concluded that since Trump was not "an officer of the United States" on January 6, 2021, the Insurrection Clause does not apply to Trump.

I am also much more doubtful than I was a week ago of the correctness of the University of Pennsylvania Law Review law review article by William Baude and Michael Paulsen, The Sweep and Force of Section Three, which argues that former President Trump is disqualified from running again for President.  A draft law review article taking issue with Baude and Paulsen, co-written by Josh Blackman and Seth Barrett Tilman, entitled Sweeping and Forcing the President into Section 3: A Response to William Baude and Michael Stokes Paulsen makes a good case that what happened on January 6, 2021 was not an "insurrection" and that the Baude/Paulsen reading of Section 3 of the Fourteenth Amendment is wrong.  I think Josh Blackman and Seth Tillman are more likely right than not.  At a minimum, this is a very muddled area of constitutional law, and it would set a bad precedent for American politics to not list a former president's name on election ballots given the confused state of the law surrounding Section 3 of the Fourteenth Amendment.

Let me, however, be very clear about one thing.  I am a Never Trumper.  I will vote for any Republican in the primaries over Trump or, if necessary for the Democratic Party's nominee for President over Donald Trump.  I am a Never Trumper because of the former President's behavior on January 6, 2021 when he stirred up a crowd, started a riot on Capitol Hill to disrupt the counting of electoral votes, and then declined to call off the riot either with a Tweet or by calling out the National Guard.  Instead, Trump watched the riot unfold on television approvingly as the rioters called out "Hang, Mike Pence."  At the time, he was still the nation's Law Enforcement Officer in Chief with a constitutional obligation to "take Care that the Laws be faithfully executed."  Trump's failure to stop the riot and the efforts he knew of to hang his own Vice President was nothing less than a High Crime and Misdemeanor.

As a result of Trump's behavior that day, I wrote an op-ed supporting his second impeachment for the commission of a High Crime and Misdemeanor.  I urged that Trump be disqualified from ever holding any federal office again.  The Senate foolishly failed to convict and disqualify Trump, and so now he is running for re-election.  Let me make it crystal clear that I will vote for any Republican and for any law-abiding Democrat, including certainly Joe Biden, in 2024, if Trump is the Republican nominee for president.

Trump is loathsome, but because of a technicality in the drafting of the Disqualification Clause of Section 3 of the Fourteenth Amendment, the Clause does not apply to Trump.  The Disqualification Clause applies to four categories of people who have previously taken an oath to uphold the Constitution and have given "aid or comfort" to an "insurrection": 1) officers of the United States; 2) members of Congress; 3) members of state legislatures; and 4) state "executive or judicial officers."  On January 6, 2021, Trump was obviously not: 1) a member of Congress; 2) a member of a state legislature; or 3) a state executive or judicial official.  That leaves only the question of whether former President Trump was "an officer of the United States."

This is a harder question than it may appear because the term "officer of the United States" seems colloquially to apply to the president.  The presidency is an "office," and former president George Washington called himself an officer of the United States.  The Senate in debating Section 3 of the 14th Amendment was of the view that the president is an officer of the United States.  In my foolish youth, I once argued mistakenly in print that the President is an "Officer of the United States."  See Steven G. Calabresi, The Political Question of Presidential Succession, 48 Stanford Law Review 155-175 (1995).  Thirty-three years of academic research and writing on the presidency has persuaded me that the words "officer of the United States" are a legal term of art, which does not apply to the President.

The Commission Clause of Article II, Section 3 imposes a duty on the President: "he "shall" i.e. must "Commission all the Officers of the United States." (emphasis added).  This is done by the President signing a document called a commission formally appointing executive and judicial branch officials to their offices.  No President has ever, either before or after, the ratification of the Fourteenth Amendment commissioned himself.  Why?  Because the President is not technically "an officer of the United States."

Traditionally, the King in Great Britain commissioned all of that country's executive and judicial officers who were distinguished from Members of Parliament.  See Generally Steven G. Calabresi & Joan L. Larsen, One Person, One Office: Separation of Powers or Separation of Personnel?, 79 Cornell Law Review 1045-1157 (1994). To the Framer's ears, officers were always executive or judicial while Members of Parliament were elected to the House of Commons or inherited a seat in the House of Lords.  Under the Constitution, the King is replaced by the President who has some but by no means all of the British King's powers and duties.  It is the President—who is elected, like members of Congress,—who the Constitution empowers to commission officers of the United States.  And, Presidents never commission themselves even though "shall" means "must" and "all" means "all" in the Commission Clause, just as Professor Akhil Reed Amar argues very powerfully and intratextually those words have that same meaning in Article III of the Constitution.  "A Neo-Federalist View of Article III: Separating the Two Tiers of Federal Jurisdiction, 65 Boston University Law Review 205 (1985).  I drank the Kool-Aid on "shall" meaning "must" and "all" meaning "all" from Professor Amar in my very first law review article. Steven G. Calabresi, The Structural Constitution: Unitary Executive, Plural Judiciary, 105 Harvard Law Review 1153-1216 (1992) (with Kevin H. Rhodes).  If "shall" means "must" and "all" means all in Article III, which I think it does, then those same words mean the same thing for intratextual reasons in the Commission Clause.  Forty-six Presidents of the United States have construed the Commissions Clause as not obligating them to commission themselves because presidents are not technically "officers of the United States" all of whom are appointed not elected.

Which brings us to the Appointments Clause of Article II: "[The President] shall nominate, and by and with the Advice and Consent of the Senate, shall appoint Ambassadors, other public Ministers and Consuls, Judges of the supreme Court, and all other Officers of the United States, whose Appointments are not herein otherwise provided for, and which shall be established by Law:".  Here again the phrase: "Officer of the United States" is used to describe appointed persons and not elected persons like the Members of Congress or the President.  The Appointments Clause thus bolsters the implication of the Commissions Clause.  Presidents are not, technically, Officers of the United States" as that phrase is used as a legal term of art in the Constitution.

Finally, consider Article II, Section 4.  It provides that "The President, Vice President and all civil Officers of the United States, shall be removed from Office on Impeachment for, and Conviction of, Treason, Bribery, or other high Crimes and Misdemeanors."   Note that the President and Vice President are mentioned –alone and separately from – "all civil Officers of the United States."  That is in part to make clear that the President is impeachable, unlike the King of Great Britain, but it is also because the President and Vice President being elected like Members of Congress, are not technically "Officers of the United States."

Members of Congress are, as Professor Amar has argued elsewhere, ineligible to be put in the line of succession to the presidency because they are not appointed Officers of the United States in the event of a dual vacancy in the presidency and the vice-presidency.  Vikram D. Amar & Akhil Amar, Is the Presidential Succession Law Constitutional?, 48 Stanford Law Review 113 (1995).  The Presidential Succession Clause empowers Congress in the event of a vacancy in both the presidency and the vice presidency "to declare[] what Officer shall then act as President."  The word "officer", read in the context of Article II, where the Clause appears, means "appointed Officer of the United States" and not elected Member of Congress or elected Speaker of the House of Representatives.  The Amar brothers thus reach the correct conclusion that it is unconstitutional to put Members of Congress in the line of succession to the presidency.  For one thing, doing that would allow for a change of party in the presidency in the event of a dual vacancy in both the presidency and the vice presidency.  Are not the Amar brothers right that Secretary of State Antony Blinken is a more plausible successor to President Biden and Vice President Harris than is Speaker of the House of Representatives Kevin McCarthy?

At this point, I think I have clearly shown that the term "Officer of the United States" is a legal term of art in the Constitution whose meaning differs from the colloquial sense in which George Washington called himself an Officer of the United State or which members of the Senate relied on when they enacted Section 3, of the 14th Amendment.  Is it possible that "Officer of the United States" means something different in the 14th Amendment than it meant in the original Constitution?  The answer is "no" because the phrase is a legal term of art, and the drafters of Section 3 had the burden of specifying clearly that they meant for the President to be disqualified from office as well as appointed "Officers of the United States."  When a draftsman uses a legal term of art like Bill of Attainder, Ex Post Facto Law, or Officer of the United States, a court should assume that it must engage in intratextualism, see Akhil Reed Amar, Intratextualism,112 Harvard Law Review 747 (1999).  A Clause appearing in Section 3 of the 14th Amendment presumptively means the same thing there that it means in the Commissions Clause of Article II, Section 3; in the Appointments Clause of Article II, Section 2; and in the Impeachment Clause of Article II, Section 4.  Q.E.D.

So, Trump's name should appear on election ballots in the 2024 presidential election, but I strongly urge my fellow Americans to vote against Trump, almost no matter what else is the alternative.

[UPDATE from Eugene Volokh: Because of some technical problems, Steve Calabresi couldn't post this item himself, so it was originally posted for him by Jim Lindgren; I've since revised it to go under Steve's byline, but it was of course Steve's material all along.]

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