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Traditionalism Rising, Part II: Comparing (Liquidated) Originalism and Traditionalism
How is traditionalism similar to and different from originalism? And how does it relate to what some originalists call "liquidation"?
These questions are complicated by the capaciousness of originalism, which now encompasses many theories with diverse commitments. To narrow things down, we might compare originalism and traditionalism on the specific issue of the role (if any) of enduring practices.
Among originalists, there are disagreements about what evidence counts to ascertain the meaning of unclear text. Originalists who reject practices altogether are far from traditionalism. Those who accept practices as some evidence of original meaning are closer, though no originalist theory (so far as I know) takes enduring practices to be the primary determinants of meaning and law. None is the same as traditionalism.
As for endurance, one key difference concerns pre- and post-enactment practices. For traditionalists, such practices, their age, longevity, and density, will be centrally important, while for some originalists they will be irrelevant. Even for originalists who assign practices some role, the relative weighting will be different: practice-friendly originalists will assign more weight to practices at enactment than to pre- or post-enactment practices, while this is not so for traditionalists. Alternatively, when a self-identified originalist interpreter does weigh pre- and post-ratification practices heavily, that approach may drift toward traditionalism.
Some originalists consider a particular sort of practice-based evidence in what they call the "liquidation" of the original meaning of the text. Caleb Nelson describes a process by which judicial interpreters give unclear textual provisions one of several permissible constructions post-ratification, thereby "settling" meaning for subsequent interpreters. William Baude has elaborated the Madisonian concept of liquidation, in which three things are necessary to settle meaning: "indeterminacy, a course of deliberate practice, and settlement." For Madison, a "deliberate practice" had to be adequately deliberated—rationalized—and had also self-consciously to concern constitutional interpretation rather than mere "sheer political will." And as for liquidated "settlement," there is a sub-element of public sanction or ratification of the liquidated meaning.
In her Bruen concurrence, Justice Barrett observed that the Court should achieve greater clarity about what method it is using: "Scholars have proposed competing and potentially conflicting frameworks for this analysis, including liquidation, tradition, and precedent…. The limits on the permissible use of history may vary between these frameworks (and between different articulations of each one)." Justice Barrett is right. Traditionalism is not liquidated originalism (in the paper, I use "liquidated originalism" to describe an originalism that integrates liquidation).
First, traditionalism includes pre-ratification practices. Liquidated originalism, insofar as it is liquidated, has nothing to say about those. (It may have something to say about them insofar as it is originalist, but it will do so for reasons that differ from traditionalism.) If the age, longevity, and density of pre-ratification practices that extend through the post-ratification period (the period where traditionalism and liquidation overlap) are relevant, as the Court has said they are, it is traditionalism that offers a complete account of why and how.
Second, liquidated originalism aims at the settlement of textual meaning, which generally occurs (when it occurs) in a constrained time frame. That is because to settle original meaning, the liquidation must be evidence of original meaning, which weakens as it is removed from the ratifying moment. In the case of the Necessary and Proper Clause, within 40 years of enactment. In the case of the Spending Power, within less than 10-15 years. Traditionalism's emphasis on historical longevity as probative of meaning is no real part of liquidated originalism. A related difference concerns liquidated originalism's subject, which is the text's semantic meaning, rather than the constitutional law relating to the text. Liquidated originalism concerns the former, not the latter, while traditionalism concerns both.
Some examples. The enduring post-ratification practices of regulating off-premises signs, the possession of handguns in contexts threatening an "affray," abortion, and so on, could be called part of the semantic meaning of the First Amendment, the Second Amendment, and the Due Process Clause, respectively. But it would be more accurate to call them determinants of the constitutional law of these clauses. That is, liquidated originalism's short time horizon and its aspiration to settle meaning befits its narrow subject—the linguistic meaning of the text. Traditionalism's long time horizon and its focus on the age, longevity, and density of practices befits its broad subject—the law of the Constitution (which includes, but is not exhausted by, the text's meaning).
Furthermore, certain parts of constitutional law may have little to do with the liquidation of the semantic meaning of the text, and more to do with enduring practices. Consider the "anti-commandeering" doctrine, which prohibits the federal government from compelling states to enact or enforce federal law. The law of anti-commandeering does not much depend upon the liquidation of the semantic meaning of constitutional text (the Tenth Amendment, for example). It is instead formed by legal decisions allowing or disallowing states to engage in a host of concrete practices based on a historical understanding of the relevant powers and immunities of the state and federal players. Or consider the doctrine of state sovereign immunity, which the Court said in Alden v. Maine is not fully determined by the semantic meaning of the Eleventh Amendment, but instead by the "history" of "custom and practice."
A third difference concerns the sources of the relevant settling practices. Liquidated originalists tend to look to the federal judiciary (or state high courts) and the federal legislature, with illustrious figures like James Madison, Alexander Hamilton, or John Marshall often taking the settling role. Theirs are centralized practices of elite actors operating at the apex of American political power. State and local governments, and the people in their communities, have a subordinate role in "sanctioning" these practices. But their own practices, distributed across geographic time and space, spread widely across social class and rank, are not relevant. Traditionalism includes the enduring practices of national actors, though even here, the focus might be on comparatively minor figures and events in our national history. But by contrast with liquidated originalism, it also values the traditions of non-national persons and entities.
Furthermore, traditionalism, unlike liquidated originalism, depends upon the concurrence of diffuse sources of practice. When the Court in Bruen details the concurrence of 19th century state and territorial firearms regulations, observing outliers and achieving a collective sense of the regulatory landscape, it is aggregating the diffuse practices of individuals and localities across the nation to understand the Second Amendment's scope. It is not focusing on who prevailed in a disagreement between Madison and Hamilton at one discrete moment in history so as to settle constitutional meaning thereafter.
Fourth, and finally, liquidation's emphasis on "deliberated," rationalized, and self-consciously constitutional interpretive practices is different from traditionalism. This rationalistic feature of liquidation in some ways follows from liquidation's preferred sources—elite legal actors on the national stage—whose liquidations must be re-ratified and re-rationalized by subsequent elite actors. Yet why, one might ask against the traditionalist, should a practice that cannot be justified on thoughtful, rational grounds continue to endure?
The traditionalist response is that "thoughtful" interpretation in constitutional law has sometimes meant interpretation that favors and entrenches the preferences of the educational and cultural elites in American society. When the Court speaks of traditions being "deeply rooted in the Nation's history," it is adopting a constitutional approach more suited to the non-elites of American society. The sagacity of a people's diffuse practices and ways of life across time and geographic space has its own merits and claims. These are not less rational than the claims of elites (here, Burke was a force more for ill than good). Indeed, one might adopt a liquidationist locution in arguing that they are a convincing public "sanction" or reasoned avowal of constitutional meaning and law.
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"When the Court speaks of traditions being 'deeply rooted in the Nation's history,' it is adopting a constitutional approach more suited to the non-elites of American society."
I think DaivdBehar might think differently since SC justices are evil, Ivy League, indoctrinated, um, I forget the rest of the verbiage.
And (without really studying the issue so maybe I'm wrong), but it seems like SC justices are more interested in the Constitution than in elite or non-elite preferences.
It seems to me that the way the Court has actually invoked traditionalionalism is much simpler than Professor Degitolami’s abstract and scholarly formalism.
Based on the three major cases where the concept was invoked - Bower v. Hardwick, Glucksberg, and Dobbs - “traditionalism” has meant nothing more thanthe idea that if something has long been regarded as a crime, it can’t possibly be a constitutional right, unless there’s a specific textual clause of the constitution (not some abstract phrase like “due process”) explicitly making it a right.
From this point of view, tradition gets a veto, not a vote (hat tip to Mordechai Kaplan). The Court in these three cases did not use tradition as a source or theory of positive rights. Rather, it used it to disallow theories of positive rights based on other, e.g. libertarian principles, if they led to results that made a right out of what tradition considered a wrong.
And of course it’s based on elites. It’s based on philosohers, judges, etc. Burger’s “centuries of moral teaching” referred to centuries of elite moral teaching.
one might ask against the traditionalist, should a practice that cannot be justified on thoughtful, rational grounds continue to endure?
The traditionalist response is that "thoughtful" interpretation in constitutional law has sometimes meant interpretation that favors and entrenches the preferences of the educational and cultural elites in American society. When the Court speaks of traditions being "deeply rooted in the Nation's history," it is adopting a constitutional approach more suited to the non-elites of American society. The sagacity of a people's diffuse practices and ways of life across time and geographic space has its own merits and claims. These are not less rational than the claims of elites (here, Burke was a force more for ill than good).
Weak response.
"Why do we continue to do this when a 'thoughtful, rational' analysis suggests it's a bad idea?"
"Because I don't like the results of that analysis - not that I have any refutation - and because we've always done it and that automatically makes it rational - not that I have any real argument."
Whether a practice can be justified on thoughtful, rational grounds depends a great deal on who does the thinking.
A famous example is slavery. As exemplary thoughtful rationalist John Calhoun convincingly explained (completely convincing to all thoughtful rationalists), the abolition to slavery is based on bigotry, hate, superstition, and primitive pseudo-religion. It has no basis in thought or reason, and is opposed by all right-thinking people.
Eugenics is another example where the thoughtful, rational people in favor were again opposed by primitive superstition. The many scientists of the day who supported eugenics - scientists were leading figures in the American Eugenics Society - again pitted progress, science, and rationalism against primitive superstition.
Environmentalism was a third. Until sometime in the 1960s, the scientists overwhelmingly supported the industries that employed them and thought early environmentalists a bunch of Luddites who were against reason and progress.
The fact of the matter is, throughout American history people have been very willing to claim that ideas they strongly oppose, often based on a vested interest, are completely lacking in reason.
Failure to see reason in what other people think is often an indication, not of any superior wisdom, but of nothing more than greater blindness and closed-mindedness.
But your argument is, essentially, that because experts and allegedly thoughtful people have sometimes been wrong they must always be wrong, and the masses right?
And let me ask whether "The sagacity of a people's diffuse practices and ways of life across time and geographic space" caused them to oppose slavery, eugenics, or environmentalism. Was it the sagacity of the common people that changed things?
The question I’m addressing is whether courts should strike down practices as unconstitutional because against what the “reason and thought” people think at the moment.
I’m not in any way saying we must always be sure they are wrong. I’m merely saying they have been wrong often enough on important enough things that we can’t be so certain they are right as to say that the constitution prohibits the alternative viewpoint. That’s a big difference. In confrontations between current thought and tradition, what was once current thought has eventually proven mistaken enough times that tradition provides some evidence this might be another such case.
What does “sagacity” mean if it doesn’t mean being right?
Another point:
As exemplary thoughtful rationalist John Calhoun convincingly explained (completely convincing to all thoughtful rationalists)
What exactly was rational about Calhoun's claims? How was he an expert on the moral aspects of slavery?
I assume that you are fabulously rich. Since you have the ability to apply today’s standards to events of the past, you knew to buy Apple, Tesla, Google, etc. when they were cheap.
Calhoun was a thoughtful rationalist of his day because his contemporaries thought he was a thoughtful rationalist. What other standard of who is a thoughtful rationalist is there? Thoughtful rationalist opinion on morals works the same way as thoughtful rationalist opinion on stock picks. The experts of the day are often proved wrong. But nonetheless they and not others are considered the experts of the day at the time.
You can say after the fact that yesterday’s expert stock pickers weren’t really experts because they were wrong, and that expertise can only be identifies based on long-after-the-fact information. But if you say that, then the logical conclusion is for courts to wait a decade or a century and see if the experts’ opinions pan out rather than act on them immediately, or let people slog it out and make their own decisions as best they can rather than intervening. And that’s exactly what I generally argue courts should do. If the real experts can’t be identified by their contemporaries, (and that’s exactly what your claim Calhoun wasn’t a real expert implies), why should we pay any attention to the people currently billed as the “thoughtful and reasonable” people?
There is no time machine that lets you go into the future, see how things turn out, and then go back and act accordingly. Humans, including experts, are just not so good at predicting the future. The ability to sound thoughtful and reasoned, to create learned discourse, may improve ones ability somewhat. But history and experience suggest it is often not a whole lot.
This article gets 3 things very wrong
Burke was in no way even speaking of elites or of the common man. He said that after thousands of years and hundreds of millions of people of all types, the patrimony handed down must be respected as a starting point --- or as Chesterton more tersely put it: "Tradition means giving a vote to most obscure of all classes, our ancestors. It is the democracy of the dead."
Totally wrong in what is said about state and local governments. Those Founders he cited had 20 existing state constitutions that they mined for the Federal !!!
Worst of all: Bruen and the 2nd Amendmen are generally nods to the interpretive value of what the 2nd amendment was based on!!!!!!
Pennsylvania Constitution of 1776, Declaration of Rights, art. 13
Thorpe 5:3083
XIII. That the people have a right to bear arms for the defence of themselves and the state; and as standing armies in the time of peace are dangerous to liberty, they ought not to be kept up; And that the military should be kept under strict subordination to, and governed by, the civil power.