The Volokh Conspiracy
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Is Humphrey's Executor in the Crosshairs?
Firing members of "independent" agencies would seem to set up a direct challenge to a longstanding precedent.
President Trump's decision to fire over a dozen agency inspectors general may be legal, but he has made other moves that are almost certainly unlawful under existing Supreme Court precedent, Humphrey's Executor in particular.
On Monday, Trump purported to fire two Democratic members of the Equal Employment Opportunity Commission and the Chair and General Counsel of the National Labor Relations Board. Any one of these dismissals could result in litigation, and one in particular could set up a direct challenge to the Humphrey's Executor precedent.
Under Humphrey's Executor, decided in 1935, Congress may prevent the President from removing members of multi-member independent agencies (such as the Federal Trade Commission) without cause. A more recent decision, Seila Law (which I unpacked here) held that this does not apply to agencies exercising substantial authority headed by a single individual (such as the Consumer Financial Protection Bureau). While Seila Law did not purport to modify Humphrey's Executor, the two decisions are clearly in tension.
That brings us to President Trump's latest moves. The firing of NLRB general counsel Jennifer Abruzzo would seem to be the most easily legally defensible action under existing law. President Biden fired the Trump-appointed NLRB GC at the start of his term, and that action was upheld by the U.S. Courts of Appeals for the Ninth and Fifth Circuits. The rationale is that the GC may have a set term of office, but no express removal protections, so the President's removal power is unconstrained. That holding is technically consistent with Humphrey's.
A similar argument may insulate President Trump's decision to fire two EEOC commissioners. While I am not aware of clear precedent for this move, the relevant statutory provisions do not appear to have express removal protections, so a court could reject any challenge to the firings on grounds similar to that considered in the NLRB GC cases, again without confronting Humphrey's Executor.
The decision to remove NLRB Chair Gwynne Wilcox, on the other hand, would seem to put Humphrey's Executor in the crosshairs. The relevant statutory provisions provide that members of the NLRB are appointed for set terms and (as is particularly relevant here) can be removed "upon notice and hearing, for neglect of duty or malfeasance in office, but for no other cause." Thus a President cannot remove a member merely because of anticipated policy differences or because the President wants the ability to make his own appointment.
There may be a clever way to try and distinguish the removal of an NLRB member from the removal of a Federal Trade Commission member (which is what was at issue in Humphrey's), but no serious argument for such an outcome comes to mind. This would suggest that if Wilcox contests her removal, the Administration will argue that Humphrey's Executor should be overruled, and courts will be forced to confront the question. Chief Justice Roberts may be a pro at manipulating statutory text to prevent disruptive outcomes, but this would seem to be beyond even his expertise.
The one exit ramp would be to deny certiorari if a lower court rejects the removal on precedential grounds (which most lower courts are likely to do), but that path would only be viable if there are six justices willing to leave Humphrey's be.
[Note: As initially posted, I mixed up the names of the EEOC and NLRB general counsels. The post has been fixed.]
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There is a fundamental constitutional tension the Court will need to resolve.
The Court has long authorized Article I courts, administrative tribunals that sit within the executive branch. Because their judges are members of the executive branch, under a unitary executive theory they are subject to removal by the President if they don’t do what he wants.
At the same time, the Due Process clause requires all tribunals, including administrative ones, to meet certain standards of fundamental fairness, including impartiality. A judge who can be fired for not ruling as the President wishes is not an impartial judge, and a litigant in such a tribunal has not been given a fundamentally fair hearing.
How do we resolve this dilemma? It seems to me there are only two choices. Either we relax the unitary executive theory and say that executive branch members who perform quasi-judicial functions cannot be fired at will, or we say administrative tribunals are unconstitutional in their entirety and only Article III courts whose judges are insulated from removal can adjudicate disputes.
"only Article III courts whose judges are insulated from removal can adjudicate disputes."
Why not? The text of the constitution vests the"judicial power" in Article III, not I.
I have read Ortiz v. United States, 585 U.S. _ (2018), and I conclude that Article I judges, and their support staff, may be the exception to the unitary executive principle, and that judges and support staff of territorial courts, D.C. municipal courts, the U.S. Court of Appeals for the Armed Forces, and members of courts-martial are definitely within the exception.
This is due to their exercise of judicial power.
I think the way out is a return to an original understanding of Article III, Due Process, and deprivations of "private" rights. See Gorsuch's concurrence in Jarkesy; Baude's article on Adjudication Outside Article III. Due Process is required when the state seeks to deprive life, liberty, or property. In this context, Due Process requires an Article III court. Article I "courts" -- established to decide matters related to entitlements and Congressional benefits or matters within Congress' plenary power -- don't deal with deprivations of private rights. Of course, current precedent has muddied the private-public right distinction, and cases like Matthews v. Eldridge have extended protections that were originally afforded only to private rights to public entitlements.
So you would overrule Goldberg v. Kelly? Due Process doesn’t apply to government benefits at all? So an administration could (for example) give welfare benefits only to their political supporters?
I'll take option 2 - get judicial and quasi-judicial functions out of the executive branch.
"Is Humphrey's Executor in the Crosshairs?"
I certainly hope so. A decision that in effect, creates a 4th branch totally outside control of the executive.
After Loper Bright overruled Chevron, I can definitely see Humphrey's Executor being on the chopping block.
The one exit ramp would be to deny certiorari if a lower court rejects the removal on precedential grounds (which most lower courts are likely to do), but that path would only be viable if there are six justices willing to leave Humphrey's be.
Why six? It takes four to grant and five to decide.
Why would four grant cert if they know the precedent is safe? The liberals won't want to grant since it's too dangerous that the Court will do damage. The conservatives who want to overturn would be worried if they don't have five votes. It might just strengthen the precedent. It might not. They might toss some weakening dicta.
But, it's a risk.
He's assuming any Justice who supports Humphrey's Executor would oppose granting cert if the lower-court decision struck down the removal. If there are six such Justices and the removal has already been struck down, that would leave only three Justices who might vote to grant cert; not enough for the Court to hear such a case.
He said it would "only be viable" if there were six.
I don't think that is necessarily true.
If five wanted to leave the precedent in place, the other four might not want just to take the case to reaffirm the precedent. Better to leave the lower court be and not give a nationwide affirmance.
I don't like the idea of the President exercising broad powers under the "executive power" clause in Art. II, Section 2. I think this simply identifies the person in whom the executive powers will be vested, and it's Section 2 which says what those powers/duties actually are.
Section 2 provides the power/duty to see that the laws are faithfully executed. This cuts both ways since it might be said to require the faithful execution of civil-service laws. On the other hand, if civil-service laws get in the way of of following the President's orders to enforce other laws, then maybe the civil service laws should go.