The Volokh Conspiracy
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Paul Clement Recommends Dismissing the Eric Adams Charges—But With Prejudice
A new development in the Eric Adams case.
Paul Clement has filed his court-appointed friend-of-the-court brief in the Eric Adams case, recommending that Judge Ho dismiss the case—but with prejudice, not without prejudice. From the brief:
The government's own recent filings reflect a belief that this prosecution was initiated in bad faith. See Dkt.122 ¶5; see also Dkts.125-1, 125-2. Other information that has become public casts doubt on that claim and suggests the decision to dismiss the indictment was undertaken in bad faith. See, e.g., Dkts.150-3, 150-8. It is almost certainly beyond the judicial ken to definitively resolve that intramural dispute among executive-branch prosecutors. It is also unnecessary. Under either view, there is little justification for preserving the possibility of re-indictment by dismissing without prejudice. While the "salient issue" for the court concerns the decision to terminate, not initiate, the prosecution, Rinaldi, 434 U.S. at 30, if political considerations improperly influenced the initial decision to seek the defendant's indictment, then dismissal with prejudice would definitively eliminate that taint. And if improper considerations tainted the decision to seek dismissal, then there is a fortiori every reason to protect the defendant from the threat of re-indictment.
Three additional, closely related factors support dismissal with prejudice as the appropriate remedy here. First, the fact that this case involves a currently serving elected official raises distinct concerns that are eliminated by a dismissal with prejudice but exacerbated by a without-prejudice dismissal. Prosecutions of incumbent public officials are among the Justice Department's most sensitive undertakings and raise inevitable suspicions of political motivations or improper leverage over the official's discharge of his duties to constituents. Even the appearance that the prospect of re-indictment would cause public officials to be more attendant to the executive branch than to constituents is deeply troubling and raises serious accountability concerns. A dismissal without prejudice fuels those concerns by expressly preserving the possibility of re-indictment.
Second, dismissal with prejudice more closely resembles the options the executive can achieve unilaterally, while dismissal without prejudice leaves the accused subject to re-indictment at the executive's discretion. Nothing a court can do under Rule 48 can prevent the President from issuing a pardon that ends the prosecution and typically precludes further jeopardy for the offense (and even a conditional pardon must make any conditions explicit). Similarly, the unreviewable executive decision to refrain from prosecution leaves the individual's liberty untouched. Dismissal without prejudice, by contrast, leaves a once-indicted defendant in a uniquely vulnerable position.
Third, dismissal with prejudice best accords with the principal office of Rule 48(a) in particular and the separations of powers more generally—namely, the promotion of individual liberty. The prospect of the court ordering the prosecution to proceed runs directly counter to the court's usual liberty-preserving role in a criminal trial. Insisting on dismissal with prejudice, by contrast, preserves individual liberty while eliminating the problematic incentives and appearance issues occasioned by a without-prejudice dismissal of an incumbent public official.
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I think Adams is a crook but I agree with Paul Clement here.
Ditto.
Why? If he's guilty, why dismiss the charges at all?
If Turks are going around bribing American politicians, what guarantee is there that they stopped at this one mayor? Pursue this to the bottom!
If he's guilty, maybe this is not his only crime.
I don't have the slightest idea.
Maybe because all politicians are corrupt crooks, one way or another, and singling out one for dissing his party's party line regarding the goodness of illegal immigrants is distasteful.
Because you can't let the government fuck around like that.
From your standpoint, it's the prosecutors seeking to *dismiss* the charges who are politically motivated, and the decision to charge Adams in the first place was purely neutral and evidence-based, unrelated to Adams' immigration stance.
Correct me if I'm wrong, but you seem to think the idea that the original charges were politically motivated is an unproven conspiracy theory. Am I correct in this?
*If* the original charges were brought for legitimate reasons, presumably this means Adams legitimately came within a probe of Turkish corruption.
But doesn't it sound unlikely that the Turkish government people would have limited their corruption to just this one guy?
Instead of dropping cases, they should be pursuing this case and more, too!
Am I correct in this?
No. It is possible for someone to be a crook and yet their prosecution may nonetheless be politically motivated and in this specific instance I don't know.
The reason for my favouring dismissal with prejudice is iteration. I don't want the DoJ to fuck around like this. The next time, the defendant might be innocent and dismissal without prejudice gives the DoJ an unwarranted option.
OK, I regret to say I guessed wrong on what you thought of the prosecution.
As far as dismissal *without* prejudice, I agree it gives the feds undue leverage, and of course it discards the whole idea of a speedy trial.
OK, I regret to say I guessed wrong on what you thought of the prosecution.
NP! I've seen worse assumptions - sometimes even my own 🙂
What a stupid argument. Pursuing the case isn't an option on the table. You think you can fool us into supporting the perfect over the possible. And you're doing it for sport, because nobody here can affect the process. You're probably slapping yourself on the back for being so clever at rhetoric, but from the outside it's very obvious and dumb. A child pretending to be a lawyer.
You are an imbecile.
He was charged with a crime. Are you saying the prosecution isn't viable because of the quality (or lack thereof) of the evidence? Of course not. Are you hoping people are too stupid to realize that independent prosecutors are still a thing? Or perhaps you yourself are that stupid. I'm inclined toward the latter interpretation; after all, it's the more charitable view.
It's hard for the human mind to conceive of the level of retardation you're operating under.
Because no one really has a good answer as to what would happen next if the judge denied the motion, and it may be better to leave it there instead of trying to find out.
DOJ: We want to dismiss without prejudice.
Judge Ho: Denied. If you want to dismiss, it is dismiss with prejudice or you go to trial. Take your pick. You have X days to trial.
Then what?
One of three things:
1. They back down and continue with the prosecution (which would likely entail another round of motions to dismiss from Adams).
2. They back down and agree to dismissal with prejudice.
3. They seek mandamus from the court of appeals to have the original motion granted.
Given how dug in they seem to be and that no one except Bondi or Trump can make them stop, my prediction would be option 3.
But mandamus is really rare, though. In this case, probably justified.
To me, the best outcome is what Paul Clements proposed; prosecute him or don't, no stringing them along.
Is Adams guilty? If so, it would seem that Turkish operatives are spreading bribes around the country, or trying to. Are the feds investigating the Turks apart from the Adams case?
"Even the appearance that the prospect of re-indictment would cause public officials to be more attendant to the executive branch than to constituents is deeply troubling and raises serious accountability concerns."
It raises the prospect that the executive can use this mechanism as a means of commandeering public officials within a state to implement or enforce federal law in violation of the 10th Amendment.
I only had a quick skim, but so far as I could see :
1. Clement argues that the court's only role is to decide between dismissal with prejudice or without
2. And that in this case "with" should win, for various reasons
The problem for me is that he repeats and repeats that "without" carries evils, and that therefore "with" should win, but at no point offers anything at all on the circumstances in which "without" should win. (I seem to recall that the DC judges have been responding to motions to dismiss J6 prosecutions with a barrage of "withouts." Plenty of swords of Damocles left hanging there.)
If he believes that the judge is somtimes entitled to decide "without" then he shoud have told us when "without" is OK, notwithstanding its oft repeated evils.
So far as I coud see the "special" factor in this case that he cites is "public official" - lest the appearance be created that the official might start serving the prosecutor rather than his constituents. But how would that appearance be avoided if the defendant was a corporate executive, or a lawyer, or a teacher - or anyone with responsibilities to others ?
My reading:
When “without” should win: If the prosecutor requests dismissal without prejudice, the Court should grant the request unless there is a good reason not to. So “without” wins by default.
Special factors: In addition to the “public official” factor, another factor cited in the brief is bad faith on the part of the government. The government contends that the prosecution was undertaken in bad faith. If that is false (as it pretty clearly is), that means the the decision to seek dismissal was undertaken in bad faith. The government is entitled to a presumption of good faith, but even if that presumption is enough to overcome the evidence of bad faith in seeking dismissal, then we must *still* conclude bad faith on the part of the government. (See pages 21 and 22 of the brief.)
Good effort. But I don’t see much of Clement’s argument in there.
He does cite precedents of courts which suspect an impropriety in the government’s attempt to withdraw a prosecution going for “without.” If he thought that was likely the case here, rather than being simply an allegation, that would be pushing him in the “without” direction. Instead he goes for the somewhat gnomic “without more facts, which we should not seek, we can only have the suspicions raised by competing allegations, so who can say ?”
But he’s pretty clearly on the side that the judge’s Rule 48 role is to protect the defendant from indefinite harassment, which is plainly inconsistent with the “without” default you suggest. He never says a good word about “without” only bad ones.
A default of granting whichever motion is offered, with or without, when it’s agreed between the parties seems like a sound default to me. And usefully in accord with the court’s role in deciding cases and controversies, ie things that are in dispute.
Accurate. If the investigation was tainted by politics, dismiss with prejudice.
It seems to me that the case should be dismissed based on the presence or absence of evidence of guilt. Lots of investigations "tainted by politics" have proved lawbreaking behavior.
But if there is no one willing or able to prosecute, it's hard to see what the Judge's options are.
I sympathise with your point of view. But lots of investigations “tainted by illegal searches” have proved lawbreaking behaviour.
It is certainly not a new idea for the courts to conclude that making the government play fair is more important than getting the perp into jail. It’s part of that “better 10 guilty men go free…” thing.
I wonder if the judge can essentially agree with this argument but simply deny the motion to dismiss, since it is without prejudice, and tell the US Attorney if they want to dismiss with prejudice he'll accept that and then let the attorney actually decide if it was initiated in bad faith and should be dismissed or if it was properly brought and continue the prosecution.
So must the dismissal of charges against public officials always be with prejudice to avoid the perception that the public official might be beholden to the federal executive? The seems to create a disincentive for the prosecutor to even consider dismissing charges. As Les Moore points out above, why wouldn't such a rule apply to all persons who have duties or responsibilities to others that the federal executive might (with no proof by the way) want to influence?
The details of this specific case, as has been addressed in detail on this blog alone, provide special concern. The need would not be anywhere as apparent in the average case.
Are we to take it then that you disagree with Clement that swords of Damocles hanging over public officials are ipso facto “special” ?
ie what makes this case “special” is its own specific circumstances, not that the defendant is a public official ?
I tend to agree this is the least bad option.
News reports have noted that there were discussions of further charges so perhaps there still would be implications of pressure hanging over Mayor Eric Adams.
Nonetheless, even there, this would reduce the problem.
Why does anyone care about Paul Clement's opinion. He is not the judge. Anyone here could have an opinion just as valid.
Anyone here could have an opinion just as valid.
Nope. What makes you think you know as much about the law as Clement?
Unfortunately, we are beyond the law here. We are into policy. It should not be for the court to decide. And by the way, no lawyer should use phrases like "a fortiori" in a brief. Plain language rules.
nd by the way, no lawyer should use phrases like "a fortiori" in a brief. Plain language rules.
More people in the US should be in receipt of a classical education.
Or in plain language, "More people in the US should receive a classical education".
Right, it is not a question of law. Apparently it is a policy judgment based on dubious perceptions about the motives of others.
"The government's own recent filings reflect a belief that this prosecution was initiated in bad faith." Clement cannot know the government's belief. He can know only the government's claimed belief. It is likely that the government lied about its belief in order to justify dismissing the charges without prejudice so as to control Adams' behavior. The indictment should not be dismissed.
I wrote the comment to which I am now responding when I was tired last night, and I see now that it doesn't make sense. Clement didn't claim to know the government's belief. He inferred it (the filings "reflect a belief"). The government didn't state a belief, so I was wrong to say that it lied about its belief. Just ignore my comment, except that I do believe that the indictment should not be dismissed.
He doesn’t say “reflect a true belief” or even “reflect a sincere belief.” Even if, as is probable, the government is lying, the right remedy for those lies could be dismissal with prejudice.
A belief that is not true or sincere is not a belief. If I say that I believe X, but I do not believe X or do not sincerely believe X, then I do not have a belief in X. (A true belief and a sincere belief are the same thing.)
But "reflect a belief" is not, in normal parlance, different from "express a belief," and neither one vouches for the sincerity of the belief reflected or expressed. In general, statements about a text should not be construed as statements about the mental state of the author of the text, only as summaries or fair inferences from the words themselves.
But maybe we use language differently. I would have no trouble saying that someone sincerely believes something that is not, in fact, true, but I gather you would not consider that to be epistemologically possible.
No, Jarndyce is correct. Purporting to believe something that you do not in fact believe reflects lack of belief, not belief.
I would have no trouble saying that someone sincerely believes something that is not, in fact, true, but I gather you would not consider that to be epistemologically possible.
No again. Your conclusion that it is possible sincerely to believe something that is not true, is correct, but it does not contradict Jarndyce at all.
Jarndyce's (logically correct) position is that the truth or falsity of an assertion of belief rests on whether the belief is truly held, not on whether the thing asserted to be believed is true.
That said, I think Clement's use of "reflect a belief" was poor drafting (as was the whole paragraph in which it appears.) I believe he was trying to avoid appearing to offer any opinion on the truth value of any of the statements by any of the parties, or on their states of mind. He was trying to sit firmly on the fence and was merely noting the existence of conflicting claims, and concluding that the mere existence of these conflciting claims was enough to taint the prosecution sufficiently to argue for dismissal with prejucdice.
Here's what Paul Clement was specifically ordered to address:
So, it seems Judge Dale Ho, one of Joe Biden’s most liberal appointees, hired one of the most prominent conservative lawyers in the country, to appropriately research, analyze, and Steelman the positions of both government parties—something his long record demonstrates he’s capable of and likely wants to do.
And Clement quickly got to the core, finding it's nearly certain the government—either through SDNY's original indictment, or Bove's DoJ's attempted dismissal without prejudice, or both—committed "bad faith" misconduct warranting dismissal of the indictment with prejudice.
But he also found that—because either way, dismissal with prejudice would resolve the potential injustice to the defendant—it was neither this court's job, nor even necessary, for Judge Ho to determine the blame of either government party (emphasis and line breaks added, citations removed):
So, it's dismissal with prejudice for government misconduct, without knowing who committed it. Mayor Eric Adams beats the legal rap, but enough information became known to the public that his reelection seems unlikely.
Think I'm OK with that, under the better ten guilty go free than one innocent be convicted principle. But it would have more satisfying to see Judge Ho enter sanctions against against the misbehaving attorneys and report their misconduct to the appropriate bodies...but we can't always get what we want.
Ah, but Roger S knows just as much as Paul Clement, and would have been significantly cheaper.
You speak of the potential injustice to the defendant, but there is also the potential injustice to the people of New York City in having the mayor they elected controlled by Donald Trump. Why should Adams beat the rap? The judge should throw out the dismissal of the indictment unless the Department of Justice can come up with a legitimate basis for it. It seems unlikely that they could if, as I understand, they have a strong case against Adams.
Yes, I agree with you that Adams shouldn't beat the rap, and agree with you it seems certain to happen anyway, because dismissal with prejudice eliminates either potential injustice.
Paul Clement, with access to all the records and evidence none of us here have seen, mentioned only Emil Bove's assertion of belief in an SDNY improper indictment. Conversely, he implies publicly available information (not just belief) indicates higher odds of Bove's own "bad faith."
I'd earlier indicated the potential for Clement to address Judge Ho's #3, and recommend "...additional procedural steps and/or further inquiry...appropriate before resolving a Rule 48(a) motion."
As I said, it is unsatisfying that Clement doesn't recommend such further inquiry, instead viewing resolution of the SDNY/DoJ conflict as "beyond the judicial ken" and "also unnecessary" (since dismissal with prejudice would most likely happen either way).
But is is a big L" to Trump, Bove (and Tom Homan for that matter, as he provided perhaps the strongest public confirmation of intentional bad faith, by saying the quiet part out loud on Fox News). They tested the bounds of what types of contrary-to-the-rule-of-law things a weaponized DoJ might get away with, and found at least one boundary was a lot closer than they thought.
Either try him or let him go. I agree with Paul Clements (and you).
As a matter of procedure, does the case get dismissed with prejudice now or does the judge warn the government that he will grant a motion to dismiss a new indictment?
The issue before the judge is a motion to dismiss without prejudice. The judge can deny the motion (and in theory the case continues on) but I don't see that the judge can change the relief requested, unless the judge decides to dismiss for other reasons (such as prosecutorial misconduct).