The Volokh Conspiracy
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Are Bereaved Wrongful Death Litigants Entitled to Sue Pseudonymously?
Here's a case I just ran across in doing research for my article on The Law of Pseudonymous Litigation; I'd love to hear what people think about it.
C.R.M. sued the government for medical malpractice, alleging "negligent fertility treatment at military medical facilities …, which resulted in a quintuplet pregnancy." "At 19 weeks gestational age, a spontaneous abortion of two fetuses occurred." The remaining three children "were born alive at only 23 weeks gestational age but died later that day due to extreme prematurity." The children's names were pseudonymized as a matter of course under Federal Rule of Civil Procedure 5.2, but pseudonymizing a parent's name in such situation requires special justification. Here is what the plaintiff argued (see the Plaintiff's Motion to Sue Anonymously in C.R.M. v. United States (E.D. Va. Apr. 10, 2020)):
First, C.R.M. does not seek anonymity merely to avoid "annoyance and criticism;" rather, she seeks it "to preserve privacy in a matter of sensitive and highly personal nature"—a soul shattering family tragedy. Second, this tragedy implicates the privacy of her family, including the now deceased minor children. Third, although this action is against a governmental agency, the public's interest is in monitoring the government's conduct, not in knowing the names of the victims of the government's alleged negligence. Cf. Doe v. Rector & Visitors of George Mason Univ., 179 F. Supp. 3d 583, 592-94 (E.D. Va. 2016) (allowing student to sue state university pseudonymously to balance his interest in privacy against the public's interest in monitoring litigation involving alleged misconduct by state actors). Finally, there is no risk of unfairness to the government, which already knows these identities and can mount all legal and factual defenses unimpeded. Accordingly, the factors strongly favor allowing C.R.M. to sue anonymously.
And the court granted the motion without detailed discussion.
Now of course everyone would sympathize with C.R.M.'s loss, and would understand that C.R.M. may find it very painful for the public to know about it. But if C.R.M. should prevail here, then I take it that any parent whose child has died should have the same entitlement; and then it's hard to see why it would be different for any wrongful death lawsuit, for instance when the plaintiff's beloved spouse has died prematurely. To be sure, there may well be emotional differences between the different situations; the death of a child may hit people especially hard; but I can't see how the law can draw a sharp distinction between, say, the death of several children and the death of one, or the death of a baby and the death of an adolescent, or even the death of a baby and the death of an adult spouse.
The logic of this decision—if applied evenhandedly—would thus sharply change the face of American civil litigation, with all (or at least most) wrongful death cases being litigated pseudonymously whenever the plaintiff so prefers. Indeed, lawsuits over permanently debilitating injuries that rise to the level of "soul shattering family tragedy" would be routinely pseudonymized as well.
Perhaps that's as it should be, and all or most civil litigation (or even criminal litigation)—at least if it involves individuals—should proceed under pseudonyms to protect the privacy and reputation of the parties. But that's not our system (I think for good reason); we view the access to court records, including the parties' identities, as generally valuable for the public's ability to supervise how the court system is functioning. And so long as it's not our system, it's hard for me to see how an exception can be made even in a sympathetic case such as C.R.M.'s.
But perhaps I'm mistaken; I'd love to hear what people think, especially since I'm still working on my article.
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No different in my opinion than the victim of a car crash.
How would pseudonimity reduce bereavement, stigma, or any other effect of litigation? There is a hostility to all plaintiffs, because the public knows where all the money is coming from, them.
I can see one effect, reputation. Other doctors should refuse the members of this family as patients. They sue people. They are blaming others for their condition, the tendency to multiple births. Indeed, a database of litigants and of plaintiff lawyers should be generated. People should be allowed to exclude them from all businesses, like a supermarket. This is justified as a form of social self defense, and loss control. This is happening in employment law. Sue an employer, and you never work again.
Is it the fault of the plaintiff if oil spilled on the supermarket floor, they fell, and broke a hip? Yes, 100% their fault, except in the delusional, self dealing mind of the rent seeking lawyer scumbag. The video will show 100 people walked around the spill. The plaintiff was careless in not looking where he was walking. The scumbag lawyer is asking the public to pay for the thin bones that resulted in a fracture. All other people with the same fall, would just get up with a bruise.
Not only should they not be anonymous, they should go in a national database of litigants. They should then be shunned by all service and by all product providers.
I wonder if a business model based on a National Shitlist would be successful.
Behar walks between two worlds: Batshit Crazy and Dumb as a Rock.
Prof. Volokh,
Does "proceed under pseudonyms" mean the victims' names are hidden from the public, or is it hidden from the public AND the defendant?
Just the public. Defendants are almost always entitled to know the plaintiff's names, since otherwise they wouldn't be able to effectively defend themselves. (The chief exception is indeed in cases where the plaintiff is lodging a purely legal challenge, such as a First Amendment overbreadth challenge to a statute, where the plaintiff's identity isn't really important.)
"The children's names were pseudonymized as a matter of course under Federal Rule of Civil Procedure 5.2, but pseudonymizing a parent's name in such situation requires special justification."
So - protect the dead, not the living? Sounds like the feds.
This is an interesting point. Rule 5.2 says that a filing that "contains . . . the name of an individual known to be a minor, . . . a party or nonparty making the filing may include only: . . . (3) the minor's initials; . . . " (Query, how can a filing "contain" something if one is forbidden to use it?) Is a person who was a "minor" while alive still a "minor" after death? And for the same period of time that (s)he would have been a minor had (s)he lived?
What if these unfortunate children had never been given names? I guess you could use John Doe 1, Jane Doe 3, etc.. But I dunno.
Clump of cells A, Clump of cells B, etc?
IANAL. My irreverent, possibly irrelevant, thoughts:
* "negligent fertility treatment" which results in quintuplets hardly sounds negligent to me, unless the complaint is "too successful".
* What's the point of pseudonymizing children who died the same day from premature birth? Is there some danger of future embarrassment for them? Will future potential classmates find them and make snarky remarks about not being present for graduation pictures?
* I agree wholeheartedly on not pseudonymizing the parents. This is by no means an exceptional case.
Multiplets are less healthy and are likely to be born prematurely, as seen in the present case. Ideally a fertility treatment would yield exactly one live birth at a time. There is no technique to guarantee that outcome. The best medicine can do now is fertilize an egg, let it grow a few days in the lab, test the resulting blob for genetic abnormalities, and insert one that passes the test. That has around a 2/3 chance of a successful single birth and no chance of twins or higher. Or the doctor could insert two such embryos, which results in a lower chance of no pregnancy but a 50-50 chance of twins. With "spray and pray" techniques (hormone treatments to release multiple eggs and no screening of embryos) highly multiple pregnancies are possible. Looking at quintuplets a doctor might advise selective abortion to reduce the fetus load. Failure to have that talk might be considered malpractice.
John,
Helpful and informative post. Thanks.
The irreverent part signals "I actually realize I'm going to seem like an asshole to most people for this, but here goes..." Surprise, surprise.
The difference in Prof. Volokh's expressed approach to pseudonymity in litigation between
(1) circumstances in which a litigant is a right-wing culture warrior
and
(2) all other circumstances
is striking.
And telling.
Sure, Boomer. So when are you resigning so you can be replaced by a diverse illegales?
Boomer? Good lord, if Behar is under 80 there goes most excuses...
pseudonymity is only for wealthy interests trying to change the laws in their favor, duh!
This doesn't seem right to me. Certainly the public has an interest in learning about allegations of government malfeasance. But when a person wants the government to be forced to cut her a check for three million dollars, don't we have a similar interest in knowing who she is?
There is an interest, I suppose, if you do not trust the litigation process itself. For example, if you thought that a corrupt court was colluding with a plaintiff to essentially steal from an innocent defendant.
But, let's assume that the litigation process were legitimate. That is, the person seeking $3 million was actually legally entitled to it. Why would the identity of the person matter in that case?
Whether this decision is right or wrong, it seems to me that it is a relevant distinction, which probably mattered to the court, that the alleged wrongful decedents in the case were premature infants who died before ever living lives out in the community.
Where the decedent is a known member of a community, that identity might be relevant to the nature, extent, or impact of the alleged misconduct. If someone you know was the victim of government misconduct, that may weigh more heavily in your mind when making civic and life choices than if an anonymous person was the victim. To use the words of the brief, "the public's interest is in monitoring the government's conduct" may be impeded by pseudonymity.
Arguably, that is diminished by the fact that the mother was also a victim of sorts. And she likely is a figure in the community. So the decision might still be wrong. But, even if wrong, it still seems quite distinguishable.
Addendum:
I focused too much on the comment that "all (or at least most) wrongful death cases [would be] litigated pseudonymously whenever the plaintiff so prefers." That led me to forget that this wasn't a wrongful death suit. It is actually a suit for negligence against where the mother is the victim. So that certainly makes me question the decision.
But I don't think it particularly diminishes my impression that the case can be distinguished from most wrongful death suits, notwithstanding that they also tend to involve painful family tragedies.
I litigate these kinds of cases for defendant, and some of these wrongful death plaintiffs are not very sympathetic. (For example, the father who had shunned his adult daughter after she came out as gay.) But I'm o.k. with anonymizing them.
"I want more money than the vast majority of people are ever likely to see in a lifetime, but don't you dare identify me!"
TK,
I'm not sure I'm understanding your point. Are you saying that if this plaintiff were to sue for some trivial amount of money, that your position would change, and you'd now support keeping her name private? I guess I'm having trouble finding a legal reason why the amount of money should make a difference in terms of any legal analysis.
(I get that, in the abstract, people who might appear to be greedy are less likeable than the average bear, and it's easy for us to say or feel, "I don't like you, so--as a general rule--I don't want you to get things that you're asking for." But I'm not convinced that this entirely human response should have anything to do with how a judge rules on a particular case, or on how a judge treats any particular party who is making this kind of motion.)
"I want more influence in public policy considerations than the vast majority of people are ever likely to see in a lifetime, but don't you dare identify me!"
Bonta
"[T]he public's ability to supervise how the court system is functioning" can be much better served by making public the documents generated by the judge and his staff in the decision-making process, than by publicizing the names of many, perhaps most, litigants. Not surprisingly, however, courts insist that their own internal documents remain secret, and that the names of most litigants be made public.
The way I see it, someone who has been found to have done something wrong should not have a civil lawsuit turn into a private matter. But people who have done nothing wrong should be able to proceed anonymously if they so desire.
It is ironic, because wealthy individuals and large corporations are often able to shield their wrong-doing from public view through arbitration provisions. It seems a little strange that one of the costs that a person innocent of all wrong-doing bringing a wrongful death case should suffer having their anonymity stripped from them, even while others go unexposed for genuine wrong-doing.
Overall, I think there is a tension in the idea that there should be privacy when it comes to forced arbitration (with the ultimate judgment coercively enforceable by courts), but that everyday individuals should not be able to maintain their privacy because they had the audacity to seek to enforce their legal rights.
I personally am not the sort of person who seeks the shield of anonymity. But I have enough experience with people I have met being ashamed even when they are the victim and have done nothing wrong to question of believe that uniform exposure is the right policy.
If I recall correctly, EV has argued in favor of enforcing arbitration provisions which create anonymity. Such proceedings do not offer public accountability. I would like to know why that is OK. With both arbitration and courts, ultimately, the outcome is coercively enforced by the state.
So if fetuses spontaneously abort, they’re deceased children, but if they’re aborted by an elective medical procedure, they’re not.