The Volokh Conspiracy
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Excessive Calls for Recusal Threaten Judicial Independence
Activists and politicians look for almost any excuse to claim that judges should withdraw from cases. Their calls for recusal may be frivolous, but it gives them an opportunity to criticize judges they don't like.
It is becoming increasingly common for politicians and activist groups to call for judges to recuse from high-profile cases on the flimsiest of grounds. One example was the laughable effort by Senator Elizabeth Warren to get Judge Don Willett of the U.S. Court of Appeals for the Fifth Circuit to recuse from a case involving limits on credit card fees because one of his children's savings account invested a minimal amount in a bank that was not a party to the case. The U.S. Judicial Conference Committee on Codes of Conduct determined (correctly) that Judge Willett's investment was too "indirect and contingent" to require recusal in the case, but this was not enough for Senator Warren.
Attorney Ted Olson decries the "alarming increase in baseless judicial-ethics attacks" and recusal demands by non-parties in a recent Wall Street Journal op-ed. After recounting the tale above, he writes:
Interest groups have demanded that judges and justices recuse themselves based on similarly attenuated investment connections. The latest came when outside groups wrote to a federal district judge demanding that he recuse himself from considering the lawfulness of the Federal Trade Commission's new regulation banning noncompete clauses in employment contracts. The judge holds stock in several publicly traded companies that aren't parties to the litigation but have used noncompete clauses in their employment contracts.
Recusal tactics have become more outrageous. Normally, only parties directly involved in the litigation can file a motion to recuse a judge for an alleged conflict of interest. But we now see coordinated campaigns to pressure recusals. Left-wing interest groups are submitting demands for recusal, coupled with press releases and press conferences. This practice should stop. There is no formal mechanism for outsiders to file such recusal demands, and for good reason. They clog courts with additional briefings and hearings, causing delays and distorting outcomes. Courts should refuse to entertain these ill-intended requests, and the lawyers and litigants responsible should be subjected to sanctions. . . .
As Olson notes, unfounded arguments for recusal will not be limited to judges on one side of the jurisprudential spectrum. Olson notes that some same-sex marriage opponents sought to force a judge's recusal in that litigation. He could also have noted that there are a number of prominent liberal judges married to individuals active in public policy who would be forced to recuse from many cases were the standards pushed by activists applied even-handedly.
As Olson notes, excessive calls for recusal and baseless ethical attacks have implications beyond the individual cases in which they are raised.
These tactics are harmful. Unwarranted accusations of judicial bias or conflicts aim to intimidate judges to recuse themselves unnecessarily or, worse, to overcompensate in their judicial decisions. These accusations seek to undermine the courts' legitimacy and the public's confidence in the impartial administration of justice.
Those are the immediate objectives. In this latest trend of coordinated recusal attacks, however, I see a much more malicious and dangerous long-term objective. These unfounded attacks are ultimately aimed at undermining the independence of the federal judiciary as a whole. . . . This is a well-financed and coordinated effort to lay the foundation for calls for court packing and other reform measures that would destroy the judiciary's independence.
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So I suppose they would be in favor of banning government employess from volunteering for or donating to candidates who are running for offices that have authority over them for their work and their salaries, e.g., FBI agents, EPA employees, etc. cannot donate to presidential or congressional campaigns.
I suppose you think that regular government employees have stacks of money available to donate to political candidates? The ones that are members of unions might indirectly donate to campaigns via their union dues, but most probably don't have the kind of disposable income to give much.
Now, if you want to include corporations in your proposal so that they aren't donating to the politicians deciding how their businesses get regulated...
They, on average, make 100% more in total compensation than people who actually contribute economically to society.
They are leeches. Filthy evil leeches with unearned privilege.
They, on average, make 100% more in total compensation than people who actually contribute economically to society.
You’ve established that you believe that, but you have done nothing to establish it as fact. Besides, do you really think that government has no positive role in the economic success of society? You want to be anarcho-capitalist, go for it. I'd be interested to know why no one implements such a system, anywhere.
They are leeches. Filthy evil leeches with unearned privilege.
Got it. All diatribe, no critical thinking.
Nonsense, nearly every federal employee can afford a $100 contribution.
"can afford" is doing a lot of work there. What else might they have done with $100 if they don't contribute to political campaign? And were you thinking $100 total for all candidates that they might want to support, or each?
As Olsen notes, excessive calls for recusal and baseless ethical attacks have implications beyond the individual cases in which they are raised.
It absolutely is a problem to have outside calls for recusal that rely on "baseless ethical attacks." Judicial independence is important and should be protected.
The people that are going too far are getting this bold because there is widespread lowering of confidence that the judiciary is independent at this time, especially of partisan and ideological politics.
Our system for choosing federal judges has failed to keep the men and women in the robes sufficiently unbiased. There has been far too much political incentive the President's party to fight for judicial nominees that are reliably in line with that party's priorities, and for the opposing party to go all out in trying to stop that from happening. No one is going to take confirmation hearings as anything but a chance for Senators to give speeches and for nominees to say basically nothing useful in evaluating their ability to keep their personal politics out of their opinions.
I don't know how to fix it, at this point. But it is clear that judicial independence isn't really on any politician's agenda anymore. They all just want to be sure that judges are on their side.
It wouldn't be that crucial for judges to be on anyone's if you didn't have liberal judges reading "shall not be infringed" out of the Constitution and making up "rights" to kill babies and to ejaculate into another man's rear with no protection.
Jason,
We could adopt the European of educating and training a professional judiciary profession starting with first years in the university. Judges progress up the ladder of experience and rank. We need not adopt the full European system in which judges initially serve as procurators.
That system does not remove all political influence (be it by political appointment or election), but it does greatly attenuate it.
I wonder whether Prof Adler thinks Scalia should have recused himself on the Cheney task force case.
Don't worry, AOC's on the case and mooting the problem by impeaching Thomas and Alito.
And Sen. Whitehouse wants to unleash lawfare against Thomas.
"As Olsen notes, unfounded arguments for recusal will not be limited to judges on one side of the jurisprudential spectrum."
Actually, he specifically only says "left-wing groups," and only hints toward the right with his personal story on the gay marriage case, even in the full article. The words "right" or "conservative" do not appear in the article, but "left-wing" appears twice, each time in an accusatory context. This is because he's really objecting to completely valid calls for Thomas and Alito to recuse and making the general case as a rhetorical device. He's a dishonest partisan, not an unexpected find in the WSJ Op-Ed section.
For now, well-founded calls for recusal will target right wing judges. Right-wing judges are currently too often political, and too often anti-institutionalist. Left wing accusers will not often target judges who are pro-institutionalist, because the accusers are also pro-institutionalist. That is the value the accusers attempt to defend when they demand recusals.
On the other hand, anti-institutionalist right-wing accusers can be expected to attack in bad faith whatever pro-institutionalist judges provoke their ire. There is no such thing as a good-faith demand for recusal made against a pro-institutionalist judge by an anti-institutionalist accuser. Recusal is an institutionalist value.
Well said, Lathrop.
Identify some, any prominent “right wing” bad faith demands for recusal.
You'd think an attorney and a Professor of Law would have a little knowledge of the First Amendment, specifically the clause about the RIGHT, " . . . to petition the Government for a redress of grievances."
"Furthermore, the right of petition has also expanded beyond what might be implied by the language of 'a redress of grievances.' For example, the Supreme Court has recognized that the clause protects a right of access to the courts, beyond just a right to petition the legislature.11 The clause also goes beyond a narrow idea of 'grievances' and comprehends demands for an exercise by the government of its powers in furtherance of the interest and prosperity of the petitioners and of their views on politically contentious matters.12 The right extends to all departments of the government, including the 'approach of citizens or groups of them to administrative agencies (which are both creatures of the legislature, and arms of the executive) and to courts, the third branch of Government.'”
https://www.law.cornell.edu/constitution-conan/amendment-1/doctrine-on-freedoms-of-assembly-and-petition
Telling the American people to sit down and shut is not a good look.
The judicial branch and many of the most elite lawyers working within it, are some of the most dish but can’t take people out there.
Setting aside whether it can be criminally punished — which nobody is suggesting here — as a conceptual matter the right of petition does not extend to completely frivolous complaints. Ask Rudy Giuliani and many other members of Trump's Kraken litigation team, sanctioned and/or disbarred for lying in support of Trump's election challenges.
I've never heard of a sanction for a motion to recuse, which I assume is what apedad was trying to discuss even if he's too coy to say so. It is the topic, after all. I'm sure it's possible but it must be incredibly rare. I have heard of sanctions for a frivolous appeal of a denied motion for recusal.
No, I was only pointing out that people can and should petition the courts as they see fit - in opposition to what Attorney Ted Olsen wrote.
Olsen never said they cannot, just that they should not. He is right.
It harms lawyers’ and judges’ self-conception of themselves which isn’t necessarily a bad thing when it’s not an accurate one.
And I don’t see how it’s any worse than lawyers judge shopping or making up cases.
I also don’t see how it’s any worse than things the judges do and say themselves. Elizabeth Warren making a lame recusal argument is not as bad for perceptions of the judicial branch or the judges’ own independence compared to say taking millions and millions of dollars worth of gifts and not disclosing them.
Book advances included, especially ones far beyond any realistic projection of sales?
Yes, definitely.
No, it pressures judges to recuse in cases when there is no basis for them to do so. It is also counterproductive because it implies that serious conflicts exist due even the most tenuous of connections in a case. When those challenges inevitably don't lead to recusals, people may believe that wide swaths of the judiciary are corrupt or conflicted.
That's bad.
Nah. Judicial power is political power. It’s not actually special compared to other forms of political power. If judges are such weak characters that they can’t exercise good judgment in these circumstances, well, they shouldn’t be judges.
"not enough for Senator Warren" links to a pdf titled, "repschiffcolleaguesslamjudicialconferencesfailuretoaddressconflictsofinterestdemandjudicialintegrity.pdf"
Which is signed by Warren.
Sure, I just thought it was a ridiculous file name.
There are going to be some bad ideological calls here.
The voices on this website show ideology can lead people to make bad partisan-minded arguments.
We should have a clear process to handle recusals. It is appreciated, e.g., that liberal justices have begun to say why they are not taking part, referencing the ethics code.
The rules are also applied by judges in ways that are a bit silly, including small financial interests, some past involvement in the law firm of an advocate, or the like.
But, judicial integrity is worth a strong rule. Like free speech, you are going to have bad calls here that want to go too far. There are cases where recusal should have happened and it wasn't.
Anyway, as Drewski notes, if we are going to talk about this, let's do so consistently.
Excessive calls for recusal? That’s yesterday. Democrats have dialed it to 11 again and moved onto impeachment.
“Biden crime family & ballot fraud co-conspirators (elected officials, bureaucrats, social media censorship mongers, fake stream media reporters, etc) are being arrested & detained for ballot fraud right now & over coming days, & will be living in barges off GITMO to face military tribunals for sedition.”
I like my calls for recusal to be not excessive or overly scarce, not too hot or too cold, too hard or too soft - I like them to be juuust right.
I think someone said this the last time this was discussed: we can disagree about whether situation X or situation Y should require recusal, but we should all be able to agree that the important thing is that the rules be clear as to when recusal is required.
And, in this case, they are quite clear. Willett was not required to recuse because his kid's Coverdell owned about $2,000 worth of shares in a non-party. As the Committee memo noted, this wasn't even a close call.
The government didn't think there was a need to recuse until after it lost . . . and then tried to generate a ground for recusal by amending its certificate of interested persons to include parties that aren't actually includable under the rule. The government should have been sanctioned for this stunt as it was entirely performative.
Hard to find a more frivolous recusal request.
Oh, I agree in that situation; I was just speaking in the abstract.
It did seem odd that Prop 8, the Cal constitutional amendment forever barring ssm, was disposed of by one gay man, as Kamala Harris ("for the people") refused to defend the will of the people.