The Volokh Conspiracy
Mostly law professors | Sometimes contrarian | Often libertarian | Always independent
Ghost Guns and the Mischief Rule
Yesterday's argument in Garland v. VanDerStok was about a statutory interpretation by the Bureau of Alcohol, Tobacco, Firearms, and Explosives. At issue is whether the statute allows the ATF to regulate "ghost guns," which are made from do-it-yourself kits and which allow users to evade serial number and background check requirements. Given the tenor of oral argument, the Court seems likely to side with the ATF.
Solicitor General Prelogar made a reference to an "anti-circumvention" principle, and there is a good basis for that principle in a traditional statutory interpretation doctrine. In The Mischief Rule, I describe two functions of the mischief rule: providing a stopping point (a phrase borrowed from Richard Re) and preventing evasion close to the line. The first function predominates and the second is rare. The first function prevents the executive or the courts from taking an old statute and applying it to a new mischief. The second function lets the executive or the courts keep someone from circumventing an old statute with respect to the old mischief.
The ghost guns case, and perhaps most of the recent spate of cases involving expansive agency definitions of gun terms in statutes, can be thought of as instances of the second, less common function of the mischief rule. A ghost gun kit is an obvious circumvention of the tracing related rules (serial numbers, background checks, etc.). The anti-circumvention idea the Solicitor General mentioned is well within the mischief rule, a traditional principle of statutory interpretation.
Editor's Note: We invite comments and request that they be civil and on-topic. We do not moderate or assume any responsibility for comments, which are owned by the readers who post them. Comments do not represent the views of Reason.com or Reason Foundation. We reserve the right to delete any comment for any reason at any time. Comments may only be edited within 5 minutes of posting. Report abuses.
Please
to post comments
On the other hand, when Congress originally wrote this law, they clearly intended that home machining of your own firearm would be legal and protected.
You can argue about where exactly the line on 'home machining' vs 'dumb kit' should be drawn, but if Congress failed to anticipate the increasing ease and availability of machine tools, that's on them. Wealthier countries just have more home machine shops. deal with it.
So, for example, an executive interpretation banning 3d-printed guns in their entirety would almost certainly be an extreme overstep.
And the big problem, though this presents as a statutory interpretation case, is that it's actually pretty doubtful Congress constitutionally COULD make home machining of your own firearm illegal.
So far as the Commerce Clause is concerned, Raich v. Ashcroft says they can. And as far as the 2nd Amendment is concerned, I don’t see why requiring licenses and serial numbers and such would be a problem. States can require you to have a license and have some basic training and show you know what you’re doing to purchase a gun. Why shouldn’t they be able to require this to manufacture one?
Frankly I think government can require more of people who manufacture guns than people who merely keep and bear them. Government has an obvious interest in avoiding the obvious safety problems coming from dangerous firearms badly made by idiots who have no clue what they’re doing.
Raich v Ashcroft would be a bit more relevant to my argument if there were an amendment in the bill of rights guaranteeing the right to keep and take drugs...
The application of the mischief rule seems to sidestep the fact that the ATF is itself a sidestep of the enumerated powers of the federal government.
The ATF doesn’t exist to regulate firearms. It exists to regulate the interstate commerce of firearms.
So, sidestepping the regulation of firearms, by sidestepping the regulated interstate commerce seems entirely ok to me.
And the remedy would be for congress to change the law. Not for ATF to take a bigger bite of the commerce pie.
Honestly, "ghost guns" have been around for years. And the face that congress has declined thus far to expand the authority of the ATF should speak against the proposed regulations.
The challengers in this case are manufacturers of mass-produced gun kits regularly shipped across state lines. interstate shipment of mass-produced goods like gun kits is interstate commerce by the plain and ordinary meaning of the term. Regulating it federally would be constitutional not just pre-Raich, not just pre-Wickard, but likely also pre-New Deal.
We’re not dealing with mere possession of guns previously shipped or anything like that. We’re dealing with commercial mass manufacturing and commercial interstate shipping, with regulation kicking in before the kits reach the consumer.
Except that the ATF attempts to go far beyond your “kits”. Under old rules, completing an 80% complete lower receiver was sufficient. With the ATF switching directions, the frontier is now 0% complete lower receivers, with a CNC machine programmed to turn a solid piece of aluminum into a lower receiver.
"At issue is whether the statute allows the ATF to regulate "ghost guns," which are made from do-it-yourself kits and which allow users to evade serial number and background check requirement..."
What seems to happen in practice, in the states that have enacted legislation, is not limited to banning easy to complete kits, but any private gun making, kit or not. You could start by mining the ore yourself and it's still verboten.
I agree with a comment made a few days ago here - where things went off the rails was when the ATF approved as 'not readily convertible' kits that are in fact trivial to complete. The problem could be fixed simply by tightening that interpretation.
Hobby machinists were all YGTBSM when those kits were approved.
Yep. I expect that even serialized receivers bought separately as the basis for a firearm will run into trouble from law enforcement that doesn’t understand what a ghost gun actually is.
"I agree with a comment made a few days ago here – where things went off the rails was when the ATF approved as ‘not readily convertible’ kits that are in fact trivial to complete."
They haven't, though, approved kits that are trivial to complete. People would come out with kits where you'd, for instance, file off a lug that got in the way of assembly, but said filing didn't produce any necessary precision surface, and the BATF would reject them.
The kits they were approving all required the user to create precision holes and/or surfaces that were necessary for functioning.
The problem is that the BATF has abruptly changed their working definition of "readily convertible" to sweep up basically anything short of a raw billet. They're attempting to stamp out the whole industry by regulatory fiat.
And they've made noises about going after desktop CNC mills that can start from those billets, too.
"The kits they were approving all required the user to create precision holes and/or surfaces that were necessary for functioning."
We're going to disagree about that.
I've made DIY guns, and some of the kits require the precision skills of your average cub scout... or mugger, which is the problem.
It's kind of a side issue so far as I'm concerned, because the statutory language about readily converted applies to firearms, not components, and because really the idea that the government could prohibit home manufacture of guns makes about as much constitutional sense as thinking it could prohibit home manufacture of paper, ink, and printing presses.
The whole debate ignores the 2nd amendment and gun possession being a civil liberty.
Polymer 80 did a *great* job of submitting instructions to the ATF that were intentionally obtuse.
There's a reason you have to go to a third party to get simple, clear instructions and a video.
As always, I hesitate to comment given the general shallowness of the "intellectuals" I am going to "trigger" (is that yet a current "in" term" ?).
Yes, the Court's questioning did not appear favorably disposed to the Constitution, "history", "tradition" nor any capacity of "self-realization" that the majority of the Justices, individually and collectively, "live in a bubble of 'Self'"; never afraid to exercise their "first unenumerated 'Right'" (i.e., the "Right to be Stupid").
As recently as the '50s (perhaps the early 60s) firearms were manufactured without "serial numbers". Prior to the GCA my expectation is some manufacturers began "serializing" their products for "inventory control" and "warranty" purposes.
But, yes before that the US military required firearms it acquired to be serialized for tracking (inventory control; in the past the feral government actually attempted to promote "accountability") purposes [in the 1941 movie "Sargent York", when Gary Cooper is issued his rifle the scene makes much of the reading of the serial number of each of the rifles observed].
Firearms made in 1791 (and before) and for more than a century later were not only not serialized, they were hand made (by "hobbyists" of necessity; sometimes by blacksmiths, sometimes by blacksmiths with a particular "self taught" set of skills nka "gunsmithing".
For all the "readers" who cannot change a light bulb without calling the "super", "sexton" or "handy(person; choose your gender)" ... most "self sufficient" individuals could (if necessary) go to their basement or garage, a "junk yard", or HomeDepot, Lowes or the like and for less than $20 - 30 acquire all the parts needed to make a basic single shot firearm or shotgun (a "Ghost Gun" ... OOOWHhhooo !). For less than an additional $20 - 30 one could purchase the required tools. ... [That's not taking the lazy man's approach and simply purchasing a "nail gun".]
Separately, (I have not researched the amici briefs to learn if any discuss) one only need return to the '20s - 50s to learn about "zip guns" (another form of "Ghost Gun" ... OOOWHhhooo !).
Professor Bray is a "first class 'Intellectual'" as defined by Thomas Sowell.
I "thank" Sisu for his "comments". Seldom have "I" seen quotation "marks" thrown around with such "gay" abandon.
Solicitor General Prelogar made a reference to an "anti-circumvention" principle, and there is a good basis for that principle in a traditional statutory interpretation doctrine.
Since I have read Prof Bray's article on "The Mischief Rule" - albeit some time ago and not with the close attention that it no doubt deserves - I am wondering about the question of the common law.
As Prof Bray's article confirms, the Ur-Precedent, Heydon's case, makes it explicit that the "mischief" is a supposed evil arising from a defect in the common law. The rule is not an all purpose mischief-seeking missile. Prof Bray also confirms that Blackstone's explanation is entirely consistent with this very limited role for the mischief rule.
So the question is - is this "anti-circumvention" thing consistent with this limited role, and if so what is the aspect of the common law that this statute is supposed to be plugging a hole in ? (I thought serial numbers were quite a recent idea.)
Or is "anti-circumvention" a metastized version of the mischief rule, claimed to be applicable to statutory interpretation generally, whatever the provenance of the statute ?
This is the slide to restricting access to replacement parts for firearms.
Is a machine screw that is used to mount a plastic or wood grip section to the side of a pistol or revolvers lower receiver a "weapon" in and for itself? How about the cotter pin for an AR-15 bolt carrier group?
Just asking for a friend, how does someone serialize all the tiny little fiddly bits that make up the "components of the end item"
I doubt that the proposed rule will do much to keep people who can't legally buy firearms from making them. You can print a Glock 17 receiver with an inexpensive 3D printer, and if you have a receiver you can buy everything else you need without a background check. Not that this is has anything to do with the validity of the rule, but it does seem to me to make the case pretty unimportant. And, as Sisu pointed out, the fuss about serial numbers is silly. I have one of those numberless "ghost guns" myself: a Stevens .22 rifle a teenager could buy at Montgomery Ward for maybe $30 in the 1950's. If I decide to take up crime in my old age, this won't be my weapon of choice.
If homemade guns need to be serialized, then every home builder’s first frame/receiver will almost certainly be serial number 1. The second might well be serial number 2. Just how does this aid in tracking?
I have a legit firearm with serial number SEADOG1.
The FFL requirements are that the identification include both the name of the manufacturer (and model??) and a manufacturer unique serial, so no two commercial guns are going to match.
I haven't tracked all the different state implementations, but I think they typically have similar requirements. I think most require the marking be done by an FFL and/or require the DIY builder to take the gun to some willing FFL to record the serial number etc.
So starting from billets of steel three different "Janes" could end up producing three very different looking firearms, each with serial number 1 and model 1 and Jane as the manufacturer. The final rule may require registration of a unique manufacturer name to avoid that.
Under federal law, you're not supposed to be required to serial number a home built firearm unless you're going to transfer it to somebody else. Expanding the definition of "firearm" to include kits to manufacture them from is intended to circumvent that by requiring the kit manufacturer to serial number the kit before you purchase it.
And then serialize all billets of Aluminum that could be turned into AR-15 lower receivers, if enough aluminum is removed? The more recent versions of Ghost Gunner’s CNC machines can, apparently, do just that.