The Volokh Conspiracy
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The Warren Court's "Accidental Ruling" In California v. Robinson That Should Have No Precedential Weight
Nat Lewin relays the story from his 1962 clerkship with Justice Harlan.
In Grant's Pass v. Johnson, the Supreme Court upheld a local law prohibiting camping on public property. In doing so, the Court declined to extend California v. Robinson (1962). Here is how I described Robinson:
Robinson v. California (1962) may be peak Warren Court activism. California made it a crime to be addicted to narcotics–not simply to use drugs, but to be addicted to using them. Robinson argued that this law violates some sort of substantive due process right. This was three years before Griswold, so the Court still was stuck under the New Deal settlement that rejected substantive due process. So what does the Warren Court do? It manufactures a new standard based on the Eighth Amendment out of whole cloth. Sort of like a penumbra. (Griswold favorably cites Robinson.) The Robinson Court held that it would violate the Eighth Amendment to punish someone because of the "status" of being a drug addict. The Court ruled that when punishing "'status,'" "[e]ven one day in prison would be . . . cruel and unusual." Id., at 666–667.
Justice Gorsuch's majority opinion all-but-ruled that Robinson was wrongly decided. For sure, the Court declined to extend that precedent to the facts of Grants Pass.
Now, Nat Lewin writes in the Wall Street Journal how that "accidental ruling" came to be. Lewin clerked for Justice Harlan that term. Lewin and his co-clerk identified Robinson's petition from a stack of "flimsies" (cert petitions that were nor printed). Justice Harlan flagged the petition with his brethren, and said the case should be put on the "discuss" list. The Court then granted the petition.
At conference, it was expected that the Court would rule based on the Due Process Clause:
After the justices discussed the case at their Friday conference, Harlan told his clerks, with great satisfaction, that a majority had voted to vacate Robinson's conviction. Opinions were customarily assigned the following week. Much to our surprise, Chief Justice Earl Warren assigned Justice Stewart to write the majority opinion in Robinson. No explanation was usually given for these assignments, but Harlan and I had hoped he would get it and were disappointed not to be able to craft a decision explaining the "serious constitutional questions" that justified plucking it from the trash. Still, we were confident that Stewart's opinion would declare due process didn't allow criminalizing "the status of being a drug addict" rather than a defendant's conduct.
But, to Harlan's surprise, the circulated majority opinion instead relied on the Eighth Amendment--and issue that wasn't brief and was barely mentioned at oral argument.
It seems that Justice Douglas influenced Justice Stewart:
Then as now, the end of each Supreme Court term was chaotic. Confronted with an imminent deadline, the justices are writing, dispatching, receiving and joining majority opinions, concurrences and dissents. I recall receiving Stewart's Robinson majority opinion days before the end of the term and being startled by its reliance on the Eighth Amendment. Justice William O. Douglas, a frequent outlier, distributed a lengthy concurrence explaining why he believed it violated the Cruel and Unusual Punishments Clause "to treat as a criminal a person who is a drug addict." I speculated that Douglas or his law clerk had influenced Stewart to choose that unusual rationale.
As I noted in my prior post, 1962 was before Griswold, and the Justices were still laboring under the New Deal settlement. Justice Stewart would go on to dissent in Griswold. He was not comfortable with substantive due process. So perhaps this decision should not have been so surprising in hindsight.
Harlan personally wrote a two-paragraph concurrence that rejected the Eighth Amendment analysis:
Pressed for time, Harlan personally composed a two-paragraph concurrence expressing his disagreement with Stewart. He disclaimed reliance on the Eighth Amendment but observed that Robinson had been found guilty "on no more proof than that he was present in California while he was addicted to narcotics."
The Court would decide fifteen opinions on June 25, 1962. (Can you imagine the Justices nowadays handing down 15 opinions in a single session, with all of the dissents from the bench? It would take all day!) One of those cases was Engel v. Vitale! Robinson v. California was less noticed.
Finally, Lewin provides some fascinating, and disturbing insights into the facts of the case. Turns out Robinson was dead, from a drug overdose, as it were.
Neither Justice Harlan nor I knew that Lawrence Robinson was black (as were the other three occupants of the car). If his case had reached the Supreme Court today, he might have been celebrated in the media. Reporters would have discovered that Robinson had died of a drug overdose on Aug. 5, 1961, months before the court agreed to hear his case.
In the event, even the state's lawyers evidently didn't know. Only in mid-July (after I had finished my clerkship) did California's attorney general file a petition to rehear or dismiss the case because the petitioner had died while the case was pending. When the court reconvened in October 1962, it denied the motion. Justices Tom Clark, Harlan and Stewart noted their dissent.
Worse still, Robinson's lawyer likely knew of the death, but did not disclose those facts to the Court!
Robinson's lawyer was Samuel Carter McMorris, who later won some notoriety for representing the Black Panthers. During McMorris's oral argument, he told the justices that he had represented Robinson at trial, that he had "handled a great number of narcotics cases" in the Los Angeles courts, and that Robinson's was the "third such case" in which he personally participated.
Did McMorris know that his client was dead? Reported discipline decisions of the California Supreme Court point toward an answer. The state high court suspended McMorris's law license four times between 1977 and 1981 for failing to communicate with his clients. He was disbarred in 1983.
Not only did the Court make up a standard out of whole cloth, but it did so in a case where the defendant was dead! It has happened that Ninth Circuit judges signed opinions from the great beyond, but last time I checked, a criminal prosecution terminates at death.
Lewin ends with this question:
Did today's justices know any of this history when they considered and decided whether to retain Robinson v. California as a binding precedent?
Jurisdiction can be raised at any time, even after death. The Court lacked jurisdiction to decide Robinson v. California because there was no actual case or controversy. The state was prosecuting a dead body. Robinson gives new meaning to habeas corpus. That decision is entitled to no precedential weight. I think the California Attorney General could, in theory at least, petition to vacate Robinson on those grounds. That probably won't happen. But next time Robinson comes up, the government should flag the issue.
Update: I appreciate Orin's post which points out that California filed a motion for reconsideration after learning of Robinson's death. That petition was denied, over a dissent from Justices Clark, Harlan, and Stewart. This is especially curious since Justice Stewart wrote the majority opinion! He voted to vacate his own decision. I am happy to stand corrected.
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No citations for the idea that defects in jurisdiction that the SC did not know of somehow deprives an opinion of precedential effect.
The worse thing is that this was raised to the Court at the time. And they said, "Naw, we're good."
From the post-
"California's attorney general file(d) a petition to rehear or dismiss the case because the petitioner had died while the case was pending. When the court reconvened in October 1962, it denied the motion. Justices Tom Clark, Harlan and Stewart noted their dissent."
Noting historical oddities is cool. But only JB would turn this into a weird hypo of the California Atty. General trying to get an opinion that is sixty years old vacated.
(Also, there is a difference between jurisdiction for the original court and appellate jurisdiction. But that would require law-like substance.)
SCOTUS, like every federal court, is obliged to consider its own subject matter jurisdiction. The death of the cert petitioner, however, would go to in personam jurisdiction. In civil cases, objections to personal jurisdiction are waivable. Perhaps the Court thought that the State of California had waived its objection by not alerting the Court earlier.
I look forward to Prof B’s full-throated defense of vaccine mandates, punishable with jail time! Gov. Hochul didn’t even realize she was treating those anti-vaxxers with kid gloves.
Justice Douglas was appointed to the Court in 1939. As a New Dealer, he likely was hostile to substantive due process rulings by which SCOTUS had invalidated many New Deal measures.
Skinner v. State of Oklahoma ex rel. Williamson, 316 U.S. 535 (1942), was a seminal Douglas opinion. (Pun intended.) He relied on the Equal Protection Clause, however, and not substantive due process.
Federal courts apply the abatement ab initio doctrine: if a criminal defendant dies while the case is on appeal, the conviction is automatically vacated. The Supreme Court has applied the rule when reviewing a direct appeal of a state conviction (which was the posture in Robinson). Menken v. City of Atlanta, 131 U.S. 405 (1899).
However, many/most states (depending on how you count) don't follow the doctrine, and do allow consideration of the issues raised in a dead defendant's criminal case in at least some circumstances. And, California is one of those states! Its courts have "inherent authority to retain [a] case for an opinion in order to resolve" an important legal issue. People v. Gonzalez, 184 P.3d 702 at n.2 (Cal. 2008). Although the abatement concept certainly shares some resemblance to more familiar civil standing concepts like mootness and redressibility, I didn't find any federal authority that explicitly discussed it in jurisdictional language (although I didn't look all that hard either). So I think there's a potentially interesting question about the intersection between Article III and state-level rules on how appeals are handled, as well as waiver of course. (It's unsurprising, of course, that Prof. Blackman fails to recognize the issue, much less engage with it.)
Robinson was correctly decided. And Grant’s Pass did not overrule it, at least if you take the facts as the majority described them.
Let’s say someone with a drug history is between “fixes”. Until Robinson, he could be arrested for “being a drug addict”, which of course he is. No actual purchase or possession of drugs need be shown. Does that sound right to you? Is that “Due Process” so as to deprive him of his liberty?
I mean, Robinson got a jury trial where the prosecution had to prove him guilty beyond a reasonable doubt. (Also, for what it's worth, the statute at issue also criminalized drug use, the prosecution argued that as an alternative theory, and the evidence that he was an addict was, as far as I can tell, based on evidence of his drug use, and he didn't offer any defense except a complete denial of using, so it's hard to see what difference it made.) But at any rate, the actual Robinson opinion doesn't offer any basis to think there's a due process problem, so it would seem that you think it was not correctly decided.
So a state can criminalize having curly hair and as long as there is a jury trial there isn’t a due process problem?
Needless to say (I hope), I would have a big problem with a law like that, and I would like a constitutional theory that would prevent a state from implementing one. But no, I don’t think I’d characterize my objections as focused on a due process issue. (Or cruel and unusual punishment, for that matter.)
As Orin put it in his post, it’s actually a Due Process decision, which is how I read it too.
I once had a case before the NJ Supreme Court where the defendant died while oral argument was pending. I informed the Court by letter of his death. The Court did nothing and the case went to argument and a decision was issued that did not mention the fact of his death. When the NJ Supreme Court wants to decide an issue, nothing gets in its way.
Well to be fair, that's been the law in New Jersey for more than 70 years. See City of Newark v. Pulverman, 95 A.2d 889 (N.J. 1953).
This obsession with overruling Robinson by Josh and others is a good reminder that legal interpretation is ultimately a reflection of one’s values. What are the values of a person eagerly looking for a way to re-criminalize status? Why would someone want to make being an addict or an alcoholic an actual crime? Is that the type of person who would go the whole way and argue that a status they have could be criminalized with no problem? Like having a cold or curly hair? What are the values of a person who thinks only his disfavored status’s can be a crime but the ones he experiences are just fine?
It’s a telling insight into the value system of Josh and others. Devoid of empathy. Eager to inflict harm on those they consider undesirable. Ready to craft a logically inconsistent rule that protects themselves above all. Selfishness and cruelty disguised as erudition and principle.
Yes
That’s one theory. Another is that most people’s objection to Robinson is that it shouldn’t have been decided under the Eighth Amendment because it has nothing to do with punishment. The better theory was due process.
But by deciding the case under the Eighth Amendment, it distorted caselaw in that area, which, as we saw this term, can have major real-world implications for millions of people when judicial activists extend Robinson in disingenuous ways so that they can make social policy instead of the policymakers elected to do that job.
Can you imagine the Justices nowadays handing down 15 opinions in a single session, with all of the dissents from the bench? It would take all day
There aren't many dissents from the bench.
If there was a lot of opinions, they probably would cut short the summaries. Some summaries were 2-3 minutes at most. Could easy handle this in less than two hours.
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As to knowing his client was dead, we simply don't know. As Orin Kerr notes, it was common not to keep close touch with clients with low level offenses.
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I find this concern about using the Eighth Amendment when deciding a punishment is cruel and unusual somewhat silly.
The opinion argued it would be "unusual" to criminalize the behavior. And, overall, it would be cruel as well. The oral argument delved into some of the cruel aspects of the punishment.
Determining a certain type of punishment was inherently cruel is not akin to overruling a ban on contraceptives. There is a specific amendment dealing with punishment. To the degree there is a substantive content, it is one expressly addressed.
If the case rested on due process, it also should have been fine. There were various possible grounds. The procedure itself not the substance of the thing would be the problem.