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Justice Barrett's Delightfully Nerdy Opinion in Bartenwerfer v. Buckley
The former professor's opinion reads like an impromptu lecture.
For the longest time, I considered Justice Scalia the best writer on the Court, with a two-way tie for second between the Chief Justice and Justice Kagan. Since Scalia's passing, I have leaned towards Kagan as my favorite writer. She writes in a plain style that reads conversational, without having to try too hard. When humor is called for, she uses it subtly. When she has to drop the hammer, she bludgeons brutally. And there is never any doubt what she is saying. The prose is clean. When the Chief writes alone, it is a joy to read. You can tell he is really having fun. I thoroughly enjoy his annual addresses, because they are pure, unadulterated, Roberts, without the filter of his judicial role. Alas, in contested cases, the Chief, far too often, obfuscates his own writing to make his reasoning malleable. And his tortured reasoning (see Dobbs concurrence) masks his superior legal acumen.
Who is currently number three on the list? Justice Barrett may be the Court's fastest writer, by a large margin. She is also climbing up my ranks for the Court's best writer. I had the joy today of reading Bartenwerfer v. Buckley. And I truly mean, joy. It was a joy to read. The substance would usually make my eyes glaze over: the Bankruptcy Code. But Barrett wrote a crisp, fun, unanimous opinion. It read like an impromptu lecture the former professor would have delivered in her statutory interpretation class. And it involves a nerdy analysis of grammar, with a relatable hypothetical.
The case turned on whether debt for money that was "obtained by . . . fraud" was dischargeable in bankruptcy proceedings. The statute was framed in the passive voice. So who does it apply to? Just the person who committed the fraud? Or also to the fraudster's business partner? Barrett framed the issue cleanly:
The provision obviously applies to a debtor who was the fraudster. But sometimes a debtor is liable for fraud that she did not personally commit—for example, deceit practiced by a partner or an agent. We must decide whether the bar extends to this situation too. It does. Written in the passive voice, §523(a)(2)(A) turns on how the money was obtained, not who committed fraud to obtain it.
Counselor for Petitioner offered an example to argue the partner was not covered by the statute:
To illustrate, she offers the sentence "Jane's clerkship was obtained through hard work." According to Bartenwerfer, an ordinary English speaker would understand this sentence to mean that Jane's hard work led to her clerkship. Brief for Petitioner 20. Section 523(a)(2)(A) supposedly operates the same way:An ordinary English speaker would understand that "money obtained by fraud" means money obtained by the individual debtor's fraud. Passive voice hides the relevant actor in plain sight.
In the abstract, this hypothetical is pitch-perfect. The Justices know a lot about law clerks and can relate. Indeed, Justice Kagan asked hypos about her law clerks in King v. Burwell and in 303 Creative v. Elenis. What could go wrong?
Alas, Barrett turned the hypo around on the petitioner, and explained that obtaining a clerkship is not necessarily due to Jane's hard work. Other people are involved.
We disagree: Passive voice pulls the actor off the stage. At least on its face, Bartenwerfer's sentence conveys only that someone's hard work led to Jane's clerkship—whether that be Jane herself, the professor who wrote a last-minute letter of recommendation, or the counselor who collated the application materials.
Indeed, as everyone in the game knows, a reference often goes much further than the applicant's actual accomplishments. See Yale Law School.
The rest of the opinion considers the canons of construction (including noscitur a sociis), the passive voice, and various policy arguments. Plus, there are many snazzy lines with imagery, alliteration, and word-play:
[Petitioner argues that] Passive voice hides the relevant actor in plain sight. We disagree: Passive voice pulls the actor off the stage.
This argument earns credit for color but not much else.
And while Bartenwerfer paints a picture of liability imposed willy-nilly on hapless bystanders, the law of fraud does not work that way.
Barrett doesn't use Scalia's sharp elbows, but can pull out the flair when needed.
Plus there is a detour to Swift v. Tyson:
3 Bartenwerfer asserts that we should ignore Strang because, as a product of the Swift v. Tyson era, it turned on the Court's understanding of the general common-law rule rather than its interpretation of the statutory text. 16 Pet. 1 (1842). This argument is a detour we need not take. Whatever Strang's rationale, it constituted an important part of thebackground against which Congress drafted the current discharge exception for fraud.
Oh boo. We all really want to know what Barrett thinks about Swift v. Tyson.
You should read the entire opinion.
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Barrett is a quick yet quality writer? That can’t be true because the super smart Mark Joseph Stern has explained that she’s “in over her head”:
https://slate.com/news-and-politics/2022/07/amy-coney-barrett-abortion-supreme-court-blunders.html
Are you saying he’s a just a partisan hack who doesn’t know what he’s talking about? No, that can’t be right.
"We disagree: Passive voice pulls the actor off the stage. At least on its face, Bartenwerfer's sentence conveys only that someone's hard work led to Jane's clerkship—whether that be Jane herself, the professor who wrote a last-minute letter of recommendation, or the counselor who collated the application materials."
I strongly doubt an ordinary English speaker reader would understand the sentence to mean that. There is an implication in the original sentence that it refers to Jane. I dont see how you can possibly say otherwise.
The multiple-hard workers scheme applies to everything, like I, Pencil and "No man is an island". I agree it is not the first thought which occurs to most people, but I also think most people would understand the second explanation once explained.
"I got an A!"
"Your teacher and parents helped."
"Yes, but *I* got the A, not them."
IANAL but I have learned that legal language has its own grammar.
Who knew Barrett would breathe new life into "you didn't build that!"
“It also bears emphasis—because the thread is easily lost in Bartenwerfer’s argument—that §523(a)(2)(A) does not define the scope of one person’s liability for another’s fraud. That is the function of the underlying law—here, the law of California. Section 523(a)(2)(A) takes the debt as it finds it, so if California did not extend liability to honest partners, §523(a)(2)(A) would have no role to play. Bartenwerfer’s fairness-based critiques seem better directed toward the state law that imposed the obligation on her in the first place”
I think that’s really the key point and the Court was right to draw attention to it. Bankruptcy borrows most of its substantive rule from state laws and the debtor is really just trying to relitigate whether they “really” engaged in fraud. I don’t really have an opinion on whether California’s fraud rules are fair in this circumstance, but to the extent they’re not then the remedy is for California to reform its laws, not for bankruptcy law to act as a second filter.
There’s also a real creditor out there who really was defrauded. For one of the fraud partners to just walk away scot free would be deeply inequitable to them. Don’t know if they’ll ever actually get paid, but at least a judgment is on the books.
IANAA but I keep remembering the “innocent spouse” rule — and while that is with the IRS, I think the principle applies here. It is entirely possible that one spouse didn’t know what the other was doing — a lot of divorces occur when said spouse finds out.
I also wonder about the due diligence of the buyer. A roof ought to have shown up on the property inspector’s report, it’s why they are done. Likewise, shouldn’t title insurance have caught some of the other stuff?
Or was this one of those sight-unseen cash purchases?
It seems to me there are two injured persons here. First the partnership entity against the 3rd party, secondly the innocent partner by his colleague. The whole cost could end up on one of the partners but that isn't a concern of the 3rd party.
And then the innocent partner sues the guilty one.
But the victim was defrauded by the partnership, not the partner.
Today is a rare day. I agree with a Josh Blackman post. Cool.
I was not persuaded by the passive voice argument. The law was ambiguous and the court had to make up an answer. Having an answer was more important than the content of the answer, hence a fast decision and no bickering within the court.
The "passive voice" argument has a fatal flaw--the issue is not whether Jane's hard work got her a clerkship--but what the hearer would understand the sentence to mean. And the debtor's attorney's argument was right as rain.
Notwithstanding the length of this quote, this little excerpt (particularly the parenthetical) shows quite clearly that Scalia was the man when it comes to penning a phrase:
"If, for example, as the Court acknowledges was the holding of Elstad, "the traditional 'fruits' doctrine developed in Fourth Amendment cases" (that the fruits of evidence obtained unconstitutionally must be excluded from trial) does not apply to the fruits of Miranda violations, ante, at 441; and if the reason for the difference is not that Miranda violations are not constitutional violations (which is plainly and flatly what Elstad said); then the Court must come up with some other explanation for the difference. (That will take quite a bit of doing, by the way, since it is not clear on the face of the Fourth Amendment that evidence obtained in violation of that guarantee must be excluded from trial, whereas it is clear on the face of the Fifth Amendment that unconstitutionally compelled confessions cannot be used.) To say simply that "unreasonable searches under the Fourth Amendment are different from unwarned interrogation under the Fifth Amendment," ante, at 441, is true but supremely unhelpful."
"Petitioner and the United States contend that there is nothing at all exceptional, much less unconstitutional, about the Court's adopting prophylactic rules to buttress constitutional rights, and enforcing them against Congress and the States. Indeed, the United States argues that "[p]rophylactic rules are now and have been for many years a feature of this Court's constitutional adjudication." Brief for United States 47. That statement is not wholly inaccurate, if by "many years" one means since the mid-1960's."
Another great line from "the Man."
This dissent by Kagan isn't much:
https://www.law.cornell.edu/supremecourt/text/16-1466#writing-16-1466_DISSENT_5
The language appears to be "money obtained by fraud" not "money obtained by Jane's fraud."